Proton Beam Therapy (PBT) Versus Intensity-Modulated Radiation Therapy (IMRT) Trial
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ClinicalTrials.gov Identifier: NCT01512589 |
Recruitment Status :
Active, not recruiting
First Posted : January 19, 2012
Last Update Posted : May 23, 2019
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The goal of this clinical research study is to learn how safe and effective proton-beam therapy (PBT) may be in comparison to intensity modulated radiation therapy (IMRT) in combination with chemotherapy in patients with esophageal cancer.
PBT and IMRT are both forms of radiation therapy that are designed to treat a specific area of the body while affecting as little of the surrounding normal tissue as possible. PBT is a newer technology that is designed to further reduce the amount of radiation that affects the surrounding normal tissue. However, this is still being studied.
Condition or disease | Intervention/treatment | Phase |
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Esophageal Cancer | Radiation: Proton Beam Therapy (PBT) Radiation: Intensity Modulated Radiation Therapy (IMRT) Behavioral: Questionnaires | Phase 2 |

Study Type : | Interventional (Clinical Trial) |
Actual Enrollment : | 180 participants |
Allocation: | Randomized |
Intervention Model: | Parallel Assignment |
Masking: | None (Open Label) |
Primary Purpose: | Treatment |
Official Title: | Phase IIB Randomized Trial of Proton Beam Therapy Versus Intensity-Modulated Radiation Therapy for the Treatment of Esophageal Cancer |
Actual Study Start Date : | April 2012 |
Estimated Primary Completion Date : | April 2020 |
Estimated Study Completion Date : | April 2021 |

Arm | Intervention/treatment |
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Experimental: Proton Beam Therapy (PBT)
Radiation therapy 1 time each day, 5 days a week (Monday through Friday) for up to 28 treatments. 1.8 Gy (or at RBE ("Relative Biologic Equivalence" for PBT)) to be delivered to the periphery of the planning target volume (PTV).
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Radiation: Proton Beam Therapy (PBT)
1.8 Gy (Relative Biologic Equivalence ((RBE)) to be delivered to the periphery of the planning target volume (PTV) 1 time each day, 5 days a week (Monday through Friday) for up to 28 treatments.
Other Names:
Behavioral: Questionnaires Symptom and Quality of Life questionnaires completed at baseline, every week during radiation therapy, during break after radiation therapy, and during follow up phase.
Other Name: Surveys |
Active Comparator: Intensity Modulated Radiation Therapy (IMRT)
Radiation therapy 1 time each day, 5 days a week (Monday through Friday) for up to 28 treatments. 1.8 Gy to be delivered to the periphery of the planning target volume (PTV).
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Radiation: Intensity Modulated Radiation Therapy (IMRT)
1.8 Gy to be delivered to the periphery of the planning target volume (PTV) 1 time each day, 5 days a week (Monday through Friday) for up to 28 treatments.
Other Names:
Behavioral: Questionnaires Symptom and Quality of Life questionnaires completed at baseline, every week during radiation therapy, during break after radiation therapy, and during follow up phase.
Other Name: Surveys |
- Progression-Free Survival (PFS) [ Time Frame: 6 weeks after radiation therapy ]Defined from the time of enrollment to the date of death or any recurrence. The progression-free survival (PFS) time distribution will be estimated in each treatment arm using the Kaplan-Meier method.
- Total Toxicity Burden (TTB) [ Time Frame: 12 months ]TTB defined from the time of randomization to 12 months after randomization. Total toxicity burden (TTB) is computed as a composite score from serious adverse events (SAEs) and, among patients who undergo surgery, postoperative complications (POCs).

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Ages Eligible for Study: | 18 Years and older (Adult, Older Adult) |
Sexes Eligible for Study: | All |
Accepts Healthy Volunteers: | No |
Inclusion Criteria:
- Age >/= 18
- Histologically documented adenocarcinoma or squamous cell carcinoma of the cervical or thoracic esophagus or gastroesophageal junction or cardia of stomach.
- Potentially resectable or unresectable esophageal cancer patients
- Induction chemotherapy prior to concurrent chemoradiation allowed
- Prior Endoscopic Mucosal Resection (EMR) with a diagnosis of stage II-III esophageal cancer is eligible
- Performance status of Karnofsky Performance Scale (KPS) >/= 60 or Eastern Cooperative Oncology Group (ECOG) = 0, 1, or 2.
- Prior thoracic radiation allowable only if there is minimal to no overlap with the treatment area estimated at the time of consultation.
- Negative pregnancy test (serum or urine) for women of child bearing potential. All protocol participants must agree to adequate contraception.
- Complete blood count (CBC) and complete metabolic panel (chemo-14: Glucose, Calcium, Albumin, Total Protein, Sodium, Potassium, Carbon Dioxide (CO2), Chloride, Blood Urea Nitrogen (BUN), Creatinine, Alkaline Phosphatase, Alanine Aminotransferase (ALT) Serum Glutamic Pyruvic Transaminase (SGPT), Aspartate Aminotransferase (AST) Serum Glutamic-oxaloacetic Transaminase (SGOT), and Bilirubin) to assess adequate hematologic, renal and hepatic functioning will be obtained. The values are as follows: Adequate hematologic (White Blood Count (WBC) >2,500/uL, platelets > 75,000/uL), renal (Serum creatinine </= 1.5X Upper Limit of Normal (ULN) or creatinine clearance > 50 mL/min), and liver function (bilirubin </=1.5 fold the upper limit of normal and liver enzymes < 3 fold the upper limit of normal)
- Able to communicate in the English language.
- Any patient deemed eligible for chemoradiation for esophageal cancer treatment.
Exclusion Criteria:
- Patients with active second malignancy are allowed as long as it is determined by the treating physician that the treatment of esophageal cancer is of higher priority through proper evaluation. However patients with active stage 4, metastatic cancers, receiving other systemic therapies at the time of the esophageal cancer diagnosis, will not be eligible.
- Pregnant or breast-feeding females
- Clinically significant uncontrolled major cardiac, respiratory, renal, hepatic, gastrointestinal or hematologic disease but not limited to: a) active uncontrolled infection; b) Symptomatic congestive heart failure, unstable angina, or cardiac dysrrhythmia not controlled by pacer device; c) no myocardial infarction within 3 months of registration
- Radiation treatment alone without concurrent chemotherapy or chemotherapy use alone.

To learn more about this study, you or your doctor may contact the study research staff using the contact information provided by the sponsor.
Please refer to this study by its ClinicalTrials.gov identifier (NCT number): NCT01512589
United States, Texas | |
University of Texas MD Anderson Cancer Center | |
Houston, Texas, United States, 77030 |
Principal Investigator: | Steven H. Lin, MD,PHD | M.D. Anderson Cancer Center |
Additional Information:
Responsible Party: | M.D. Anderson Cancer Center |
ClinicalTrials.gov Identifier: | NCT01512589 History of Changes |
Other Study ID Numbers: |
2011-1036 NCI-2012-00078 ( Registry Identifier: NCI CTRP ) 5U19CA021239 ( U.S. NIH Grant/Contract ) |
First Posted: | January 19, 2012 Key Record Dates |
Last Update Posted: | May 23, 2019 |
Last Verified: | May 2019 |
Proton Beam Therapy PBT Intensity-Modulated Radiation Therapy IMRT Esophageal cancer Adenocarcinoma Squamous cell carcinoma Cervical esophagus |
Thoracic esophagus Gastroesophageal junction Cardia of stomach Questionnaires Surveys Symptom scores Quality of life QOL |
Esophageal Neoplasms Gastrointestinal Neoplasms Digestive System Neoplasms Neoplasms by Site Neoplasms |
Head and Neck Neoplasms Digestive System Diseases Esophageal Diseases Gastrointestinal Diseases |