Safety and Effectiveness of Two Blood Transfusion Strategies in Surgical Patients With Cardiovascular Disease (FOCUS)
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ClinicalTrials.gov Identifier: NCT00071032 |
Recruitment Status :
Completed
First Posted : October 13, 2003
Results First Posted : August 28, 2014
Last Update Posted : November 16, 2020
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Condition or disease | Intervention/treatment | Phase |
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Anemia Hematologic Diseases Cardiovascular Diseases Heart Diseases Myocardial Infarction Thromboembolism Pneumonia Cerebrovascular Accident | Biological: Liberal (10 g/dL) Transfusion Strategy Biological: Restrictive (Symptomatic) Transfusion Strategy | Phase 3 |
BACKGROUND:
Red blood cell transfusions are an extremely common medical intervention in both the United States and worldwide; over 14 million units of blood are transfused in the United States. Between 60 and 70 percent of all blood is transfused in the surgical setting. Despite the common use of red blood cell transfusions, the threshold for transfusion has not been adequately evaluated and is very controversial. A decade ago, the standard of care was to administer a peri-operative transfusion whenever the hemoglobin (Hgb) level fell below 10 g/dl (the "10/30 rule"). Concerns about the safety of blood, especially with respect to HIV and hepatitis, and the absence of data to support a 10 g/dl threshold led to the current standard of care, which is to administer blood transfusions based on the presence of symptoms, and not a specific Hgb/hematocrit level. However, there have not been any randomized clinical trials done with surgical patients that have tested the efficacy and safety of withholding blood until the patient develops symptoms, or the "10/30" approach to transfusion. Patients with underlying cardiovascular disease are at greatest risk of adverse effects from reduced Hgb levels.
DESIGN NARRATIVE:
This is a multi-center randomized trial to test the effectiveness of a transfusion strategy that maintains postoperative Hgb levels above 10 g/dl (liberal transfusion) in improving patient outcome. This will be compared to the restrictive (symptomatic) transfusion strategy in which blood transfusion is withheld until the patient develops symptoms of anemia or Hgb less than 8 g/dL. Participants will be randomly assigned to one of the two transfusion strategies. The liberal (10 g/dl) threshold strategy will use enough red blood cell units to maintain Hgb levels at or above 10 g/dl through hospital discharge. Restrictive (Symptomatic) transfusion strategy patients will receive red blood cell transfusions for symptoms of anemia, although transfusion is also permitted, but not required, if the Hgb level falls below 8 g/dl. Outcomes will include functional recovery (primary outcome: ability to walk 10 feet across a room without human assistance or death 60 days post-randomization), lower extremity activities of daily living and instrumental activities of daily living, survival up to 60-days and long-term, disposition (i.e., nursing home placement), and postoperative complications (e.g., myocardial infarction, unstable angina, or death in hospital, pneumonia, wound infection, thromboembolism, stroke).
Ambulation at 60 days is known to be highly predictive of ultimate functional outcome as well as of mortality at one year. Because inability to walk has such important implications for quality of life, and because it is a common problem, it far outweighs the small risk of viral infection or other complications from transfusion in elderly patients.
The trial will also evaluate the effect of transfusion threshold on postoperative risk of acute cardiac ischemia. The strategy will be to enhance surveillance for ischemic events by increasing the number of EKG and serum troponin measurements beyond those already called for in the original FOCUS protocol.
There is an ancillary study to the trial (R01 HL085706) to examine delirium as an outcome in a subsample of 139 patients. We will assess short-term (in hospital) and longer-term (after 30 days) severity of delirium.
Study Type : | Interventional (Clinical Trial) |
Actual Enrollment : | 2016 participants |
Allocation: | Randomized |
Intervention Model: | Parallel Assignment |
Masking: | Single (Outcomes Assessor) |
Primary Purpose: | Treatment |
Official Title: | Functional Outcomes in Cardiovascular Patients Undergoing Surgical Hip Fracture Repair (FOCUS) |
Study Start Date : | July 2003 |
Actual Primary Completion Date : | May 2009 |
Actual Study Completion Date : | May 2009 |

Arm | Intervention/treatment |
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Experimental: Liberal (10 g/dL) Transfusion Strategy
Transfusion strategy that maintains postoperative Hgb levels above 10 g/dL.
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Biological: Liberal (10 g/dL) Transfusion Strategy
This transfusion strategy will maintains postoperative Hgb levels above 10 g/dL. This threshold strategy will use enough red blood cell units to maintain Hgb levels at or above 10 g/dL through hospital discharge or up to 30 days after randomization. |
Active Comparator: 2
Symptomatic transfusion strategy, a more conservative strategy, in which blood transfusion is withheld until the patient develops symptoms of anemia.
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Biological: Restrictive (Symptomatic) Transfusion Strategy
Transfusion is withheld until the patient develops symptoms from anemia (i.e., chest pain or ECG changes thought to be ischemic, congestive heart failure, unexplained tachycardia or hypotension unresponsive to fluids) or until the hemoglobin level falls below 8 g/dL. Transfusion is permitted, but is not mandatory, if the hemoglobin level falls below 8 g/dL. |
- Inability to Walk 10 Feet or Across a Room Without Human Assistance or Death [ Time Frame: 60 days after randomization ]ascertained via telephone follow-up
- Myocardial Infarction, Unstable Angina, or Death for Any Reason [ Time Frame: In-hospital ]
- Mortality at 30 Days [ Time Frame: 30 days ]
- Mortality at 60 Days [ Time Frame: 60 Days ]
- Composite Outcomes (a) Death, Myocardial Infarction, or Pneumonia and b) Death, Myocardial Infarction, Pneumonia, Thromboembolism, or Stroke [ Time Frame: In-hospital ]
- Myocardial Infarction [ Time Frame: In-hospital ]
- Postoperative Complications (e.g., Wound Infection, Thromboembolism, Stroke) [ Time Frame: In hospital ]
- Disposition Status (i.e., Nursing Home Placement) [ Time Frame: 60 days ]Nursing Home Residence
- Function - Lower Extremity Activities of Daily Living,at 30 Days [ Time Frame: 30 days ]Using the Functional Status Index, score range 0 to 11, higher scores indicate greater dependency
- Function - Instrumental Activities of Daily Living, at 30 Days [ Time Frame: 30 days ]Using the Older Americans Resources and Services Functional Assessment Questionnaire, score range from 0 to 4, higher scores indicating greater dependency
- Function - Fatigue/Energy, at 30 Days [ Time Frame: 30 days ]Using the Functional Assessment of Chronic Illnesses Therapy-Fatigue, score range from 0 to 52, higher scores indicating greater level of energy
- Function - Lower Extremity Activities of Daily Living. at 60 Days [ Time Frame: 60 Days ]Scale range 0 to 11, higher scores indicate greater dependency
- Function - Instrumental Activities of Daily Living, at 60 Days [ Time Frame: 60 Days ]Scale range 0 to 11, higher scores indicate greater dependency
- Function - Fatigue/Energy, at 60 Days [ Time Frame: 60 Days ]Scale ranging from 0 to 52, higher scores indicating greater level of energy
- Length of Stay in Hospital for United States Participants [ Time Frame: Days from randomization to discharge ]
- Length of Stay in Hospital for Canadian Participants [ Time Frame: Days from randomization to discharge ]

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Ages Eligible for Study: | 50 Years and older (Adult, Older Adult) |
Sexes Eligible for Study: | All |
Accepts Healthy Volunteers: | No |
Inclusion Criteria:
- Has undergone surgical repair for a hip fracture
- Has a postoperative Hgb level below 10 g/dL within three days of surgery
- Diagnosis of cardiovascular disease (e.g., coronary artery disease, congestive heart failure, stroke or transient ischemic attack, or peripheral vascular disease) or cardiovascular risk factors (e.g., diabetes mellitus, hypertension, hypercholesterolemia, tobacco use, or creatinine levels greater than 2.0 mg/dL)
Exclusion Criteria:
- Unable to walk prior to hip fracture
- Declines blood transfusions
- Suffered multiple traumas
- Pathologic fracture of the hip due to malignancy
- Clinically recognized acute myocardial infarction within the 30 days prior to study entry
- Previously participated in the trial and fractured the other hip
- Symptoms associated with anemia (e.g., ischemic chest pain) or actively bleeding at the time of randomization

To learn more about this study, you or your doctor may contact the study research staff using the contact information provided by the sponsor.
Please refer to this study by its ClinicalTrials.gov identifier (NCT number): NCT00071032
United States, New Jersey | |
University Medicine & Dentistry of NJ | |
New Brunswick, New Jersey, United States, 08903 |
Study Chair: | Jeffrey L. Carson, MD | University Medicine & Dentistry of NJ | |
Principal Investigator: | Michael Terrin | University of Maryland, College Park |
Other Publications:
Publications automatically indexed to this study by ClinicalTrials.gov Identifier (NCT Number):
Responsible Party: | Jeffrey L Carson, MD, Jeffrey L Carson, Rutgers, The State University of New Jersey |
ClinicalTrials.gov Identifier: | NCT00071032 |
Other Study ID Numbers: |
159 U01HL073958-06 ( U.S. NIH Grant/Contract ) U01HL073958 ( U.S. NIH Grant/Contract ) U01HL074815 ( U.S. NIH Grant/Contract ) |
First Posted: | October 13, 2003 Key Record Dates |
Results First Posted: | August 28, 2014 |
Last Update Posted: | November 16, 2020 |
Last Verified: | October 2020 |
Blood Disease blood transfusion |
Stroke Cardiovascular Diseases Myocardial Infarction Heart Diseases Thromboembolism Hematologic Diseases Infarction Ischemia Pathologic Processes |
Necrosis Myocardial Ischemia Vascular Diseases Embolism and Thrombosis Cerebrovascular Disorders Brain Diseases Central Nervous System Diseases Nervous System Diseases |