Dysphagia Risk Stratification Tool and Clinical Bedside Screening Tool in the CICU.
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ClinicalTrials.gov Identifier: NCT04496986 |
Recruitment Status :
Not yet recruiting
First Posted : August 4, 2020
Last Update Posted : December 3, 2020
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Condition or disease | Intervention/treatment |
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Cardiovascular Diseases | Procedure: Fiberoptic Endoscopic Evaluation of Swallowing |
Study Type : | Observational |
Estimated Enrollment : | 360 participants |
Observational Model: | Cohort |
Time Perspective: | Prospective |
Official Title: | Development of a Dysphagia Risk Stratification Tool and Clinical Bedside Screening Tool in Cardiovascular Surgical Patients |
Estimated Study Start Date : | January 2021 |
Estimated Primary Completion Date : | September 1, 2022 |
Estimated Study Completion Date : | December 31, 2022 |

Group/Cohort | Intervention/treatment |
---|---|
Cardiovascular Surgical Patients
Participants will undergo a Fiberoptic Endoscopic Evaluation of Swallowing (FEES)
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Procedure: Fiberoptic Endoscopic Evaluation of Swallowing
This procedure involves inserting a flexible laryngoscope that contains a light source and video camera on the end through the open passage of the nose towards the back of the throat in order to visualize the swallowing mechanism.
Other Name: FEES |
- Penetration Aspiration Scale [ Time Frame: Baseline (Prior to surgery) ]This scale is a validated measure used by trained blinded clinicians to assign ratings of safety to swallowing bolus trials. The development and use of an 8-point, equal-appearing interval scale (8 being best; 1 being worst) to describe penetration and aspiration events are described. Scores are determined primarily by the depth to which material passes in the airway and by whether or not material entering the airway is expelled.
- Penetration Aspiration Scale [ Time Frame: Follow-up - Within 72 hours following extubation from surgery ]This scale is a validated measure used by trained blinded clinicians to assign ratings of safety to swallowing bolus trials. The development and use of an 8-point, equal-appearing interval scale (8 being best; 1 being worst) to describe penetration and aspiration events are described. Scores are determined primarily by the depth to which material passes in the airway and by whether or not material entering the airway is expelled.
- Yale Residue Severity Rating Scale [ Time Frame: Baseline (Prior to surgery) ]This scale is a validated measure used by trained blinded clinicians to assign ratings of efficiency to swallowing bolus trials. The Yale Pharyngeal Residue Severity Rating Scale was developed, standardized, and validated to provide reliable, anatomically defined, and image-based assessment of post-swallow pharyngeal residue severity as observed during fiberoptic endoscopic evaluation of swallowing (FEES). It is a five-point ordinal rating scale based on residue location (vallecula and pyriform sinus) and amount (none, trace, mild, moderate, and severe).
- Yale Residue Severity Rating Scale [ Time Frame: Follow-up - Within 72 hours following extubation from surgery ]This scale is a validated measure used by trained blinded clinicians to assign ratings of efficiency to swallowing bolus trials. The Yale Pharyngeal Residue Severity Rating Scale was developed, standardized, and validated to provide reliable, anatomically defined, and image-based assessment of post-swallow pharyngeal residue severity as observed during fiberoptic endoscopic evaluation of swallowing (FEES). It is a five-point ordinal rating scale based on residue location (vallecula and pyriform sinus) and amount (none, trace, mild, moderate, and severe).
- Vocal Fold Mobility Impairment [ Time Frame: Baseline (Prior to surgery) ]During a Fiberoptic Endoscopic Evaluation of Swallowing (FEES), the vocal folds will be visualized using a small camera passed through the open nasal passage. The patient will be asked to make a series of vocal tasks so that we can visualize their movement, any immobility will be notated.
- Vocal Fold Mobility Impairment [ Time Frame: Follow-up - Within 72 hours following extubation from surgery ]During a Fiberoptic Endoscopic Evaluation of Swallowing (FEES), the vocal folds will be visualized using a small camera passed through the open nasal passage. The patient will be asked to make a series of vocal tasks so that we can visualize their movement, any immobility will be notated.

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Ages Eligible for Study: | 18 Years to 90 Years (Adult, Older Adult) |
Sexes Eligible for Study: | All |
Accepts Healthy Volunteers: | No |
Sampling Method: | Non-Probability Sample |
Inclusion Criteria:
- adults aged 18 - 90 years old
- undergoing planned or emergent cardiovascular surgery via sternotomy and/or extended thoracotomy
- confirmed COVID-19 negative test (completed in all patients as standard of care)
- willing to participate in two research testing sessions
Exclusion Criteria:
- individuals under the age of 18
- pregnant women
- those testing positive for COVID-19

To learn more about this study, you or your doctor may contact the study research staff using the contact information provided by the sponsor.
Please refer to this study by its ClinicalTrials.gov identifier (NCT number): NCT04496986
Contact: Amber R Anderson, MS | 352-427-6579 | amber.anderson@phhp.ufl.edu |
Principal Investigator: | Emily K Plowman, PhD | University of Florida |
Responsible Party: | University of Florida |
ClinicalTrials.gov Identifier: | NCT04496986 |
Other Study ID Numbers: |
IRB202001367 OCR39324 ( Other Identifier: OCR OnCore ) |
First Posted: | August 4, 2020 Key Record Dates |
Last Update Posted: | December 3, 2020 |
Last Verified: | December 2020 |
Individual Participant Data (IPD) Sharing Statement: | |
Plan to Share IPD: | No |
Studies a U.S. FDA-regulated Drug Product: | No |
Studies a U.S. FDA-regulated Device Product: | No |
Dysphagia Extubation Vocal Fold Mobility Impairment Peak Cough Flow (PCF) |
Deglutition Disorders Cardiovascular Diseases Esophageal Diseases Gastrointestinal Diseases |
Digestive System Diseases Pharyngeal Diseases Otorhinolaryngologic Diseases |