Neoadjuvant Immunotherapy in Brain Metastases
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ClinicalTrials.gov Identifier: NCT04434560 |
Recruitment Status :
Terminated
(Poor enrollment)
First Posted : June 17, 2020
Results First Posted : July 26, 2022
Last Update Posted : July 26, 2022
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Condition or disease | Intervention/treatment | Phase |
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Brain Metastases, Adult | Drug: Nivolumab Drug: Ipilimumab | Phase 2 |
Study Type : | Interventional (Clinical Trial) |
Actual Enrollment : | 1 participants |
Allocation: | Randomized |
Intervention Model: | Single Group Assignment |
Masking: | None (Open Label) |
Primary Purpose: | Treatment |
Official Title: | A Phase II Trial of Surgery and Stereotactic Radiosurgery With Neoadjuvant Nivolumab and Ipilimumab in Patients With Surgically-resectable, Solid Tumor Brain Metastases |
Actual Study Start Date : | November 4, 2020 |
Actual Primary Completion Date : | June 17, 2021 |
Actual Study Completion Date : | June 17, 2021 |

Arm | Intervention/treatment |
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No Intervention: Standard of Care (no neoadjuvant immunotherapy)
Patients will proceed to surgical resection with no nivolumab/ipilimumab given prior to surgery.
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Experimental: Neoadjuvant Immunotherapy
Patients will receive a single dose of neoadjuvant nivolumab and ipilimumab 7 days (± 3 days) prior to surgical resection.
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Drug: Nivolumab
Nivolumab will be given at the FDA-approved dose of 3 mg/kg.
Other Name: Opdivo Drug: Ipilimumab Ipilimumab will be given at the FDA-approved dose of 1 mg/kg.
Other Name: Yervoy |
- Proportion of Patients Who Have Their Surgery Delayed by More Than 4 Days or Surgery Never Occurs as a Direct or Indirect Result of Ipilimumab and Nivolumab Treatment. [ Time Frame: 10 days ]
- Proliferation of Circulating T-cells as Measured by Mean Fold-change Between Baseline and Day 1 in Ki67 Levels. [ Time Frame: baseline to day 1 ]Ki-67 is a nuclear protein involved in cell proliferation regulation.

Choosing to participate in a study is an important personal decision. Talk with your doctor and family members or friends about deciding to join a study. To learn more about this study, you or your doctor may contact the study research staff using the contacts provided below. For general information, Learn About Clinical Studies.
Ages Eligible for Study: | 18 Years and older (Adult, Older Adult) |
Sexes Eligible for Study: | All |
Accepts Healthy Volunteers: | No |
Inclusion Criteria:
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1. Patients must have at least 1 previously untreated, solid tumor brain metastases that are ≤4 cm in the largest direction. At least one of the metastases must be surgically resectable. All metastases must be planned for treatment with SRS. Primary tumor histology must be one of the following:
- Squamous NSCLC
- Non-squamous NSCLC without known ALK, EGFR, and ROS mutation
- RCC
- Urothelial carcinoma
- Ovarian carcinoma
- Melanoma
- Triple negative breast cancer that is PD-L1 positive
- Other solid tumor histologies may be eligible at the discretion of the PI if they are known to respond to immunotherapy containing regimens.
- 2. Patient must be asymptomatic or minimally symptomatic, requiring the equivalent of ≤ 4 mg dexamethasone daily for at least 7 days prior to enrollment
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3. Patient or partner(s) meets one of the following criteria:
- Non-childbearing potential (i.e. not sexually active, physiologically incapable of becoming pregnant, including any female who is post-menopausal or surgically sterile, or any male who has had a vasectomy). Surgically sterile females are defined as those with a documented hysterectomy and/or bilateral oophorectomy or tubal ligation. Postmenopausal for purposes of this study is defined as 1 year without menses.; or
- Childbearing potential and agrees to use one of the following methods of birth control: approved hormonal contraceptives (e.g. birth control pills, patches, implants, or infusions), an intrauterine device, or a barrier method of contraception (e.g. a condom or diaphragm) used with spermicide.
- 4. Age ≥ 18 years of age at the time of entry into the study
- 5. Karnofsky Performance Score (KPS) ≥ 70
- 6. Prothrombin and Partial Thromboplastin Times ≤ 1.2 x normal prior to resection
- 7. Neutrophil count ≥ 1000 prior to resection
- 8. Hemoglobin ≥ 9 g/dl prior to resection
- 9. Platelet count ≥ 100,000/µl unsupported is necessary for eligibility on the study; however, because of risks of intracranial hemorrhage during resection, platelet count ≥ 125,000/µl is required for the patient to undergo resection, which can be attained with the help of platelet transfusion
- 10. Creatinine ≤ 1.5 x ULN (upper limit of normal) prior to resection
- 11. A signed informed consent form approved by the Institutional Review Board (IRB) will be required for patient enrollment into the study. Patients must be able to read and understand the informed consent document and must sign the informed consent indicating that they are aware of the investigational nature of this study
- 12. Ability to undergo MRI
Exclusion Criteria:
- 1. Females who are pregnant or breast-feeding
- 2. Patients with an impending, life-threatening cerebral herniation syndrome, based on the assessment of the study neurosurgeons or their designate
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3. Patients with severe, active co-morbidity, defined as follow:
- Patients with an active infection requiring intravenous treatment or having an unexplained febrile illness (Tmax > 99.5°F/37.5°C)
- Patients with known immunosuppressive disease or known uncontrolled human immunodeficiency virus infection
- Patients with unstable or severe intercurrent medical conditions such as severe heart disease (New York Heart Association Class 3 or 4)
- 4. Patients who have not recovered from the toxic effects of prior chemo- and/or radiation therapy. Guidelines for this recovery period are dependent upon the specific therapeutic agent being used:
- 5. Patients must not have received immunotherapy within 3 months prior to enrollment
- 6. Patients with prior, unrelated malignancy requiring current active treatment in the last 3 years with the exception of cervical carcinoma in situ and adequately treated basal cell or squamous cell carcinoma of the skin
- 7. Patients with a known history of hypersensitivity to nivolumab, or any components of nivolumab
- 8. Patients with a known history of hypersensitivity to ipilimumab, or any components of ipilimumab
- 9. Patients with active autoimmune disease requiring systemic immunomodulatory treatment within the past 3 months.
- 10. History and/or confirmed pneumonitis, or extensive bilateral lung disease on high resolution/spiral CT scan.

To learn more about this study, you or your doctor may contact the study research staff using the contact information provided by the sponsor.
Please refer to this study by its ClinicalTrials.gov identifier (NCT number): NCT04434560
United States, North Carolina | |
Duke University Medical Center | |
Durham, North Carolina, United States, 27710 |
Principal Investigator: | Sarah Sammons, MD | Duke University |
Documents provided by Sarah Sammons, MD, Duke University:
Responsible Party: | Sarah Sammons, MD, Assistant Professor of Medicine, Duke University |
ClinicalTrials.gov Identifier: | NCT04434560 |
Other Study ID Numbers: |
Pro00103812 CA184-583 ( Other Identifier: Bristol Myers Squibb ) |
First Posted: | June 17, 2020 Key Record Dates |
Results First Posted: | July 26, 2022 |
Last Update Posted: | July 26, 2022 |
Last Verified: | July 2022 |
Individual Participant Data (IPD) Sharing Statement: | |
Plan to Share IPD: | No |
Studies a U.S. FDA-regulated Drug Product: | Yes |
Studies a U.S. FDA-regulated Device Product: | No |
Pro00103812 Sammons Non-small-cell lung carcinoma Renal cell carcinoma Urothelial carcinoma Melanoma Ovarian carcinoma |
Triple negative breast cancer Solid tumor Brain metastases Nivolumab Ipilimumab Opdivo Yervoy |
Neoplasm Metastasis Brain Neoplasms Neoplastic Processes Neoplasms Pathologic Processes Central Nervous System Neoplasms Nervous System Neoplasms Neoplasms by Site Brain Diseases |
Central Nervous System Diseases Nervous System Diseases Nivolumab Ipilimumab Antineoplastic Agents, Immunological Antineoplastic Agents Immune Checkpoint Inhibitors Molecular Mechanisms of Pharmacological Action |