A Safety and Biomarker Study of ALZT-OP1a in Subjects With Mild-Moderate ALS Disease
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ClinicalTrials.gov Identifier: NCT04428775 |
Recruitment Status :
Terminated
(Low enrollment)
First Posted : June 11, 2020
Last Update Posted : November 8, 2021
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Condition or disease | Intervention/treatment | Phase |
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Amyotrophic Lateral Sclerosis | Drug: ALZT-OP1a (cromolyn) | Phase 2 |
This Phase IIa study is designed as a randomized, open-label, multi-center, multi-dose study for subjects with mild to moderate ALS. The study will evaluate 1) safety, 2) tolerability, 3) changes in physical function measured using the ALSFRS-R, 4) two doses of ALZT-OP1a in order to determine an optimal and effective dose that could positively impact neuro-inflammatory biomarkers, and 5) to demonstrate preliminary evidence if this treatment could potentially slow down or arrest functional decline in subjects with mild to moderate ALS.
Up to 80 evaluable subjects will be randomly assigned to one of two treatment groups: Group I (n=40) will consist of low dose ALZT-OP1a, administered via dry powder inhalation; OR Group II (n=40), which will consist of high dose ALZT-OP1a, administered via dry powder inhaler.
Subjects will dose for 12 weeks and will be asked to return to the site for scheduled visits and biomarker collection at Week 4, Week 8, and Week 12.
Study Type : | Interventional (Clinical Trial) |
Actual Enrollment : | 12 participants |
Allocation: | Randomized |
Intervention Model: | Parallel Assignment |
Intervention Model Description: | Two doses of ALZT-OP1a (cromolyn) are being evaluated in this study. Each dose of ALZT-OP1a (cromolyn) will be co-administered with a stable dose of ALS standard-of-care treatment as prescribed by their physician. |
Masking: | None (Open Label) |
Primary Purpose: | Basic Science |
Official Title: | A Phase IIa, Randomized, Open-label, Multi-Center, Multi-Dose Study to Evaluate the Effects of ALZT-OP1a in Subjects With Mild-Moderate Stage Amyotrophic Lateral Sclerosis (ALS) |
Actual Study Start Date : | September 8, 2020 |
Actual Primary Completion Date : | October 1, 2021 |
Actual Study Completion Date : | October 1, 2021 |

Arm | Intervention/treatment |
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Experimental: Group I (Low Dose)
Group I (n=40) will receive treatment regimen of ALZT-OP1a (cromolyn) 17.1 mg/twice a day (bid) (total of 34.2 mg/day)
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Drug: ALZT-OP1a (cromolyn)
Other Names:
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Experimental: Group II (High Dose)
Group II (n=40) will receive treatment regimen of ALZT-OP1a (cromolyn) 34.2 mg/bid (total of 68.4 mg/day)
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Drug: ALZT-OP1a (cromolyn)
Other Names:
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- Plasma Biomarkers [ Time Frame: up to 12 weeks ]
To measure the effect of ALZT-OP1a treatment on selected plasma biomarkers in ALS patients.
Candidate biomarkers in ng/mL include: Beta-tryptase, Beta-Hexosaminidase
Candidate biomarkers in pg/mL include: CXCL1, interferon-y, interleukin (IL)-1a, IL-1b, IL-2, IL-5, IL-6, IL-8, IL-10, IL-15, IL-17, macrophage inflammatory protein (MIP)-1a, MIP-1b, monocyte chemoattractant protein (MCP)-1, neurofilament light protein (NfL), tumor necrosis factor (TNF)-a, and vascular endothelial growth factor (VEGF)
- Changes from baseline in ALS disease progression [ Time Frame: up to 12 weeks ]Measured by ALS Functional Rating Scale-Revised (ALSFRS-R) - Questionnaire
- Time to Event Requiring Respiratory Support [ Time Frame: up to 12 weeks ]Measured by the time to event requiring full-time or nearly full-time respiratory support from baseline by treatment arm.
- Changes from baseline in pulmonary function (forced vital capacity) [ Time Frame: up to 12 weeks ]Measured by changes in forced vital capacity (FVC) in percent predicted value from baseline by treatment arm.
- Changes from baseline in pulmonary function (peak inspiratory flow rate) [ Time Frame: up to 12 weeks ]Measured by changes in peak inspiratory flow rate (PIFR) in liters per minute from baseline by treatment arm.
- Incidence of adverse event (tolerability) related to ALZT-OP1a [ Time Frame: up to 12 weeks ]Evaluated by number and percentage of unexpected adverse events by treatment arm.
- Number of participants with abnormal vital signs [ Time Frame: up to 12 weeks ]
Measured by changes in systolic / diastolic blood pressure, pulse rate, respiratory rate, and body temperature from baseline by treatment arm.
The data will also be presented in shift tables as within normal limits, clinically significant, not clinically significant.
- Number of participants with abnormal physical or neurological examinations [ Time Frame: up to 12 weeks ]
Review of all body systems and changes evaluated for clinical significance from baseline by treatment arm.
The data will also be presented in shift tables as within normal limits, clinically significant, not clinically significant.
- Number of participants with abnormal electrocardiograms (ECGs) [ Time Frame: up to 12 weeks ]
Measured by changes in heart rate, PR interval, QRS complex, and QT interval from baseline by treatment arm.
The data will also be presented in shift tables as within normal limits, clinically significant, not clinically significant.
- Number of participants with treatment emergent clinically significant laboratory assessments [ Time Frame: up to 12 weeks ]
The abnormal values will be presented by treatment arm from baseline.
The data will also be presented in shift tables as within normal limits, clinically significant, not clinically significant.
- Changes from baseline in suicidal ideation and behavior [ Time Frame: up to 12 weeks ]Measured by changes in Columbia Suicide Severity Rating Scale (C-SSRS) from baseline; minimum score: 0 maximum score: 10; lower values represent a better outcome.
- The number of study dropouts due to serious, unanticipated treatment emergent adverse events [ Time Frame: up to 12 weeks ]The dropouts will be presented by treatment arm from baseline.

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Ages Eligible for Study: | 18 Years to 75 Years (Adult, Older Adult) |
Sexes Eligible for Study: | All |
Accepts Healthy Volunteers: | No |
Inclusion Criteria:
- Male or female subjects aged 18-75 years, both inclusive;
- Must provide written informed consent before any study related procedures;
- Should be capable to complete all trial related procedures, assessments and visits in the judgement of Investigator;
- Familial or sporadic ALS diagnosed as possible, laboratory-supported probable, probable, or definite as defined by revised El Escorial criteria;
- Disease duration from ALS diagnosis ≤24 months;
- ALSFRS-R total score ≥ 36 at screening visit;
- ALSFRS-R Breathing sub-score should be ≥9 at the time of screening;
- ALSFRS-R Bulbar sub-score should be ≥9 at the time of screening;
- Peak inspiratory flow rate (PIFR) ≥ 100 L/minute;
- Forced vital capacity (FVC) >70% of predicted value;
- Participant must be receiving treatment with stable dose of standard of care treatment for ≥30 days prior to signing informed consent.
Exclusion Criteria:
- Subjects with bulbar-onset ALS;
- Any use of non-invasive ventilation (e.g., continuous positive airway pressure, non-invasive bi-level positive airway pressure or non-invasive volume ventilation) for any portion of the day, or mechanical ventilation via tracheostomy, or on any form of oxygen supplementation;
- Any other significant neurological disorder which can interfere with study assessments, e.g., significant cognitive impairment and/or clinical dementia;
- Significant psychiatric illness like schizophrenia, bipolar disorder etc. Subjects with depression can be included, only if the depression has been stable and no episode of major depression has occurred in past one year;
- Severe cardiac disease (e.g.,corrected QT interval > 500ms), Torsade de Pointes, evidence of significant heart failure (New York Heart Association [NYHA] Class 3 or greater, myocardial infarction or unstable angina in the 6 months prior to screening);
- Any moderate-to-severe pulmonary disease or difficulty taking inhaled drugs;
- Inability to tolerate the administration of an oral inhaled powder via dry powder inhaler (DPI);
- Has taken any investigational study drug within 30 days or five half-lives of the drug, whichever is longer, prior to dosing;
- Currently taking cromolyn, or has taken cromolyn, within the past 12 months;
- Allergy to cromolyn or cromolyn products, such as Intal®, Nasalcrom®, Opticrom®, Gastrocrom®, etc.;
- Taking inhaled protein products on a chronic basis (such as insulin, parathyroid hormone [PTH], etc.);
- Subjects who weigh 88 lb (40 kg) or less, or, body mass index (BMI) of <17.5 or >35.0 at screening;
- Moderate-to-severe liver disease: aspartate aminotransferase (AST), alanine aminotransferase (ALT), or bilirubin concentrations >3 times the upper limit of normal; patients with hepatic diseases such as hepatic cirrhosis, hepatic cancer and active hepatitis
- Moderate-to-severe renal disease: creatinine clearance <45 mL/min/1.73 m2 (by Cockcroft-Gault calculation);
- Any clinically significant disorder or laboratory abnormality that, in the investigator's opinion, could interfere with the subject's participation in the study, place the subject at increased risk, or confound interpretation of the study results;
- Pregnant or breast-feeding females or sexually active females with childbearing potential, if no adequate contraceptive measures are used.

To learn more about this study, you or your doctor may contact the study research staff using the contact information provided by the sponsor.
Please refer to this study by its ClinicalTrials.gov identifier (NCT number): NCT04428775
United States, California | |
UCSD Altman Clinical and Translational Research Institute | |
La Jolla, California, United States, 92037 | |
United States, Florida | |
Mayo Clinic | |
Jacksonville, Florida, United States, 32224 | |
United States, New York | |
Hospital for Special Surgery | |
New York, New York, United States, 10021 | |
Columbia University Medical Center | |
New York, New York, United States, 10032 | |
United States, North Carolina | |
Wake Forest School of Medicine | |
Winston-Salem, North Carolina, United States, 27157 | |
United States, Oregon | |
Oregon Health & Science University | |
Portland, Oregon, United States, 97239 |
Study Director: | David R. Elmaleh, PhD | AZTherapies, Inc. |
Responsible Party: | AZTherapies, Inc. |
ClinicalTrials.gov Identifier: | NCT04428775 |
Other Study ID Numbers: |
AZT-006 |
First Posted: | June 11, 2020 Key Record Dates |
Last Update Posted: | November 8, 2021 |
Last Verified: | June 2021 |
Individual Participant Data (IPD) Sharing Statement: | |
Plan to Share IPD: | No |
Studies a U.S. FDA-regulated Drug Product: | Yes |
Studies a U.S. FDA-regulated Device Product: | No |
ALS Amyotrophic Lateral Sclerosis Lou Gehrig's disease |
mild ALS moderate ALS mild to moderate ALS |
Motor Neuron Disease Amyotrophic Lateral Sclerosis Sclerosis Pathologic Processes Neurodegenerative Diseases Nervous System Diseases Neuromuscular Diseases Spinal Cord Diseases Central Nervous System Diseases TDP-43 Proteinopathies |
Proteostasis Deficiencies Metabolic Diseases Cromolyn Sodium Mast Cell Stabilizers Immunologic Factors Physiological Effects of Drugs Anti-Inflammatory Agents Anti-Asthmatic Agents Respiratory System Agents |