Piloting At-birth Point of Care HIV Testing Strategies in Kenya
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ClinicalTrials.gov Identifier: NCT03435887 |
Recruitment Status :
Completed
First Posted : February 19, 2018
Last Update Posted : July 14, 2020
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Condition or disease | Intervention/treatment | Phase |
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HIV Infections | Behavioral: Alere q HIV-1/2 Detect for point of care infant testing Behavioral: GeneXpert HIV-1 Qual for point of care infant testing Behavioral: HIV DNA PCR testing (Standard of Care) | Not Applicable |
Testing HIV-exposed infants by polymerase chain reaction (PCR) testing at 6 weeks is often not early enough to mitigate the substantial mortality peak that occurs around 2-3 months of age. Initial testing at birth would foster more rapid identification of infants with intrauterine (IU) infection and speed up the initiation of antiretroviral therapy (ART) for HIV-positive infants. Consequently, Kenya introduced new early infant diagnosis guidelines recommending at-birth (0-2 weeks) virologic testing in addition to the SOC tests at 6 weeks (6 - <24 weeks), 6 months and 12 months. POC testing performed in the clinic setting can potentially further reduce the time to diagnosis. Investigators will pilot test the implementation, performance, and cost-effectiveness of two POC test systems (Xpert HIV-1 Qual, Alere q HIV-1/2 Detect) in samples from neonates (at-birth test) and older infants (6-week test) in four government hospitals in Kenya.
In the formative phase of the study, interviews will be conducted with parents, providers and community members regarding benefits and concerns about the implementation of at-birth and POC testing. Interviews with parents (pregnant women living with HIV and their partners if available) will focus on the impact for the child and family. Interviews with providers who would carry out POC testing at each site (maternity nurses, mentor mothers, hospital laboratory staff) will highlight issues of training, logistics and implementation. Interviews with community members (parents of HIV-exposed infants, community health workers, community leaders) in surrounding communities will elicit attitudes and suggestions regarding the potential for POC HIV testing in hard to access communities. Investigators will develop a codebook with typical exemplars for each theme, calculating the frequency and distribution of themes within the larger topic areas. The study team will rapidly review themes to inform the POC pilot.
In the intervention phase the investigators will pilot at-birth and POC infant testing strategies in four hospitals over a continuous 12-month enrollment period. Sites will be randomized to pilot Xpert HIV-1 Qual (n=2) or Alere q HIV-1/2 Detect (n=2), both targeting the at-birth and 6-week testing points. A second blood sample will be collected at each time point to be tested by SOC laboratory-based HIV DNA PCR, which will correspond with the Kenya government's 2016 guidelines that recommend adding an at-birth test to the EID schedule. At-birth samples will ideally be collected within 24 hours of delivery and results communicated to the mother with counseling prior to discharge from maternity. The expected due dates of exposed infant will be tracked to encourage mothers who deliver outside the hospital to return for infant testing within two weeks postnatal. Infants enrolled in this pilot will be tracked until HIV results at birth and 6 weeks postnatal have been provided by POC and standard PCR, or until ART is initiated for HIV-positive infants. Investigators will assess user uptake, age at notification of HIV test results, age of ART initiation among HIV+ infants, POC machine performance, costs, and user experiences (providers will participate in a monthly focus group to discuss challenges and solutions) to inform the feasibility and optimal implementation of Kenya's 2016 at-birth test recommendation and of the mobile POC test systems for the improvement of EID outcomes.
Study Type : | Interventional (Clinical Trial) |
Actual Enrollment : | 1999 participants |
Allocation: | Randomized |
Intervention Model: | Parallel Assignment |
Masking: | None (Open Label) |
Primary Purpose: | Prevention |
Official Title: | Piloting At-birth Point of Care HIV Testing Strategies in Kenya |
Actual Study Start Date : | December 2, 2016 |
Actual Primary Completion Date : | July 1, 2019 |
Actual Study Completion Date : | April 30, 2020 |
Arm | Intervention/treatment |
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Active Comparator: Alere q HIV-1/2 Detect for point of care infant testing
POC testing with Alere q HIV-1/2 Detect at birth and 6-weeks postnatal in parallel with standard of care HIV DNA PCR testing
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Behavioral: Alere q HIV-1/2 Detect for point of care infant testing
The investigators will pilot the Alere q HIV-1/2 Detect mobile system for point of care (POC) infant testing at two of the study hospitals. A blood sample will be collected from each HIV-exposed infants at birth (before discharge from Maternity or at first follow-up MCH visit within 14 days postnatal) and at 6-week EID visit (4-8 weeks postnatal) for analysis with Alere q HIV-1/2 Detect, with results available within 1-2 hours to enable mother notification at the same clinic visit. Behavioral: HIV DNA PCR testing (Standard of Care) This is the standard of care for infant HIV testing. A dried blood spot sample will be collected from the infant and shipped to a central laboratory for HIV DNA PCR testing. Results will then be returned to the hospital. |
Active Comparator: GeneXpert HIV-1 Qual for point of care infant testing
POC testing with GeneXpert HIV-1 Qual at-birth and at 6-weeks postnatal in parallel with standard of care HIV DNA PCR testing
|
Behavioral: GeneXpert HIV-1 Qual for point of care infant testing
The investigators will pilot the GeneXpert HIV-1 Qual mobile system for point of care (POC) infant testing at two of the study hospitals. A blood sample will be collected from each HIV-exposed infants at birth (before discharge from Maternity or at first follow-up MCH visit within 14 days postnatal) and at 6-week EID visit (4 to <24 weeks postnatal) for analysis with GeneXpert HIV-1 Qual, with results available within 1-2 hours to enable mother notification at the same clinic visit. Behavioral: HIV DNA PCR testing (Standard of Care) This is the standard of care for infant HIV testing. A dried blood spot sample will be collected from the infant and shipped to a central laboratory for HIV DNA PCR testing. Results will then be returned to the hospital. |
- Proportion of infants tested at birth [ Time Frame: 0-4 weeks ]The proportion of infants receiving HIV testing (POC and/or PCR) during the birth testing window
- Proportion of infants tested at 6-weeks [ Time Frame: 4-12 weeks postpartum ]The proportion of infants receiving HIV testing (POC and/or PCR) during the 6 week window
- Completeness of POC and SOC tests [ Time Frame: up to 24 weeks postnatal ]Proportions of birth and 6-week tests with results returned and notified to mother
- Efficiency of POC and SOC tests [ Time Frame: up to 24 weeks postnatal ]Measures include turnaround time (TAT) associated with key steps in POC or SOC testing: TAT from specimen collection to result availability, TAT from result availability to mother notification of results, and overall TAT from specimen collection to mother notification.
- Retention in EID services [ Time Frame: up to 24 weeks postnatal ]Complete retention will be measured as the proportion of infants receiving a completed sequence of at-birth test result notification, 6-week-postnatal test result notification, and antiretroviral therapy (ART) initiation if HIV-positive.
- POC system implementation [ Time Frame: Month 12 ]
Number of POC tests performed successfully, versus indeterminate results or failed tests, on each platform.
Number of missed opportunities to engage infants with POC testing due to documented machine breakdown, machine error, or cartridge stockout.
- Costs [ Time Frame: Month 12 ]Costs of implementing each POC strategy into an existing system compared to HIV DNA PCR will be quantified, including up-front purchase of machines and accessory equipment; site-specific training and secure equipment storage; purchase of test cartridges, including delivery and customs fees; and machine repair.
- Infant age at notification of HIV test results (birth and 6 week) [ Time Frame: 0-8 weeks postnatal ]Infant age when mother is notified of at-birth (0-2 weeks postnatal) and 6 week (4-8 wks) POC and SOC test results

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Ages Eligible for Study: | 18 Years and older (Adult, Older Adult) |
Sexes Eligible for Study: | Female |
Gender Based Eligibility: | Yes |
Accepts Healthy Volunteers: | No |
Inclusion Criteria:
- HIV-positive pregnant women enrolled in PMTCT services or who deliver at the study hospitals and/or mothers with exposed infants presenting for EID prior to 24 weeks
- Provide informed consent
Exclusion Criteria:
- HIV-positive pregnant women less than 18 years of age
- HIV-positive pregnant women unable to provide informed consent
- HIV-exposed infants presenting for HIV testing at > 24 weeks

To learn more about this study, you or your doctor may contact the study research staff using the contact information provided by the sponsor.
Please refer to this study by its ClinicalTrials.gov identifier (NCT number): NCT03435887
United States, Kansas | |
University of Kansas Medical Center | |
Kansas City, Kansas, United States, 66160 | |
Kenya | |
Kisumu County Hospital | |
Kisumu, Kenya | |
Kombewa District Hospital | |
Kombewa, Kenya | |
Tudor Sub-County Hospital | |
Mombasa, Kenya | |
Rift Valley Provincial General Hospital | |
Nakuru, Kenya |
Principal Investigator: | Sarah Kessler, PhD | University of Kansas Medical Center | |
Principal Investigator: | Raphael Lwembe, PhD | Kenya Medical Research Institute |
Other Publications:
Responsible Party: | Sarah Kessler, PhD, MPH, Associate Professor, University of Kansas Medical Center |
ClinicalTrials.gov Identifier: | NCT03435887 |
Other Study ID Numbers: |
STUDY00140399 R01HD076673-04S2 ( U.S. NIH Grant/Contract ) |
First Posted: | February 19, 2018 Key Record Dates |
Last Update Posted: | July 14, 2020 |
Last Verified: | July 2020 |
Individual Participant Data (IPD) Sharing Statement: | |
Plan to Share IPD: | No |
Studies a U.S. FDA-regulated Drug Product: | No |
Studies a U.S. FDA-regulated Device Product: | No |
Product Manufactured in and Exported from the U.S.: | Yes |
Point of Care Testing HIV Pediatric HIV-exposed infants |
at-birth testing early infant diagnosis Kenya |
HIV Infections Lentivirus Infections Retroviridae Infections RNA Virus Infections Virus Diseases |
Sexually Transmitted Diseases, Viral Sexually Transmitted Diseases Immunologic Deficiency Syndromes Immune System Diseases |