Phase IIb Study Evaluating Immunogenic Chemotherapy Combined With Ipilimumab and Nivolumab in Breast Cancer (ICON)
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ClinicalTrials.gov Identifier: NCT03409198 |
Recruitment Status :
Active, not recruiting
First Posted : January 24, 2018
Last Update Posted : March 22, 2023
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Condition or disease | Intervention/treatment | Phase |
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Breast Cancer Hormone Receptor Positive Tumor Metastatic Breast Cancer | Drug: Ipilimumab Drug: Nivolumab Drug: Pegylated liposomal doxorubicin Drug: Cyclophosphamide | Phase 2 |
Study Type : | Interventional (Clinical Trial) |
Actual Enrollment : | 82 participants |
Allocation: | Randomized |
Intervention Model: | Parallel Assignment |
Intervention Model Description: | Randomized, open-label |
Masking: | None (Open Label) |
Primary Purpose: | Treatment |
Official Title: | A Randomized Phase IIb Study Evaluating Immunogenic Chemotherapy Combined With Ipilimumab and Nivolumab in Patients With Metastatic Hormone Reseptor Positive Breast Cancer |
Actual Study Start Date : | January 21, 2018 |
Actual Primary Completion Date : | May 11, 2022 |
Estimated Study Completion Date : | May 11, 2027 |

Arm | Intervention/treatment |
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Active Comparator: Arm A
Chemo only (pegylated liposomal doxorubicin + cyclophosphamide)
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Drug: Pegylated liposomal doxorubicin
Chemotherapy Drug: Cyclophosphamide Chemotherapy |
Experimental: Arm B
Chemo + ipilimumab + nivolumab
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Drug: Ipilimumab
Ipilimumab blocks CTLA-4 and may deplete regulatory T cells
Other Name: Yervoy Drug: Nivolumab Nivolumab blocks PD-1 and thereby enhances the effector phase of the immune reaction, by enabling T cells to kill tumor cells and engage effectively with other PD-L1 expressing targets.
Other Name: Opdivo Drug: Pegylated liposomal doxorubicin Chemotherapy Drug: Cyclophosphamide Chemotherapy |
- Toxicity: CTCAE v4.0 [ Time Frame: 3 years ]Assessment of toxicity of combined treatment with ipilimumab, nivolumab, pegylated liposomal doxorubicin and cyclophosphamide (ipi/nivo/chemo)
- Progression-free survival (PFS) [ Time Frame: We expect to reach the data-driven time point for PFS-analysis (95% PFS in the control group) approximately 3 years after the study opens. If this is not met within 24 months after inclusion of the last patient, the PFS-analysis will be performed at this ]Assessment of clinical response in ipi/nivo/chemo group compared to chemo only group: Progression-free survival (PFS); compare the PFS rates when 95% of patients in the control croup have PD
- Duration of Response (DR) [ Time Frame: 3 years ]Assessment of clinical response in ipi/nivo/chemo group compared to chemo only group: duration of response (DR)
- Overall Survival (OS) [ Time Frame: 5 years ]Assessment of clinical response in ipi/nivo/chemo group compared to chemo only group: overall survival (OS)
- Duration of Response (DR) in cross-over arm [ Time Frame: 3 years ]Assessment of clinical response in ipi/nivo group: duration of response (DR)
- Overall Suvival (OS) in cross-over arm [ Time Frame: 5 years ]Assessment of clinical response in ipi/nivo group: overall survival (OS)
- Toxicity, cross-over arm, CTCAE v4.0 [ Time Frame: 3 years ]Assessment of toxicity of ipi/nivo (without chemotherapy) in cross-over arm
- Objective tumor Response Rate (ORR) [ Time Frame: 3 years ]Assessment of clinical response in ipi/nivo/chemo group compared to chemo only group: Objective tumor response rate (ORR)
- Durable tumor Response Rate (DRR) [ Time Frame: 3 years ]Assessment of clinical response in ipi/nivo/chemo group compared to chemo only group: durable tumor response rate (DRR; >6 months)
- Objective tumor Response Rate (ORR) in cross-over arm [ Time Frame: 3 years ]Assessment of clinical response in ipi/nivo group: Objective tumor response rate (ORR)
- Durable tumor Response Rate (DRR) in cross-over arm [ Time Frame: 3 years ]Assessment of clinical response in ipi/nivo group: durable tumor response rate (DRR; >6 months)
- Clinical Benefit Rate (CBR) [ Time Frame: 3 years ]Proportion of patients with an objective tumor response or with stable disease lasting at least 6 months
- Clinical Benefit Rate (CBR) in cross-over arm [ Time Frame: 3 years ]Proportion of patients with an objective tumor response or with stable disease lasting at least 6 months
- PD-L1 expression [ Time Frame: 3 years ]Assessment of PD-L1 expression, mutation load and immune gene expression as biomarkers for clinical response
- Chalder Fatigue Questionnaire (FQ) [ Time Frame: 3 years ]Assessment of patient reported outcomes, as measured by the Chalder Fatigue Questionnaire (FQ)
- Pain intensity [ Time Frame: 3 years ]Assessment of patient reported outcomes, as measured by an 11 point Numerical Rating Scale (NRS) for pain intensity
- EORTC QLQ-C15-PAL [ Time Frame: 3 years ]Assessment of patient reported outcomes, as measured by the EORTC QLQ-C15-PAL
- Biological response in molecular subtypes of breast cancer [ Time Frame: 3 years ]Comparison of clinical and biological response in molecular subtypes of breast cancer
- Immunological response [ Time Frame: 3 years ]Assessment of immunological response. In selected patients, the specificity of T-cell responses will be analysed. The analysis will be based neoantigen prediction and will be performed by multimer technology.
- Biomarkers for clinical response [ Time Frame: 3 years ]Identification of biomarkers for clinical response by use of gene profiling, pathology, cytokine assays and other analysis on material from study patients. The following predefined biomarkers will be compared between responders and non-responders: PD-L1 in biopsies, immune gene signature in biopsies. Further explorative investigations will be performed to identify new candidate biomarker signatures.
- Biomarkers for toxicity [ Time Frame: 3 years ]Identification of biomarkers for toxicity by use of gene profiling, pathology, cytokine assays and other analysis on material from study patients. The analysis is explorative and will be performed to identify new candidate biomarker signatures. The candidate signatures will be compared between patients with and without immune related adverse events.
- Assessment of changes in the immunological milieu in tumor and peripheral blood [ Time Frame: 3 years ]Considering each study arm separately, and by comparing arm A to arm B. The assessment will be performed by flow cytometry and CyTOF of immune cells, and by gene expression profiling of tumor biopsies. In periferal blood,the frequency of immune cell subsets will be determined and compared between baseline and later timepoints. In biopsies, gene expression profiles will be compared between baseline and later timepoints.

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Ages Eligible for Study: | 18 Years and older (Adult, Older Adult) |
Sexes Eligible for Study: | All |
Accepts Healthy Volunteers: | No |
Inclusion Criteria:
- Metastatic hormone receptor positive breast cancer (primary or recurrent), defined as ER+ >1% in metastatic biopsy (archival material or study biopsy) or cytology and HER2 negative in the last biopsy or cytology evaluable for HER2. HER2-analysis is to be perfomed according to national criteria.
- Adequate core or excisional study biopsy of a tumor lesion. Lesions in previously irradiated areas may only be used for the biopsy if the lesion has appared or progressed after radiation. No anti-tumor treatment is allowed between the time point for biopsy and study entry.
- Measurable metastatic disease according to RECIST
- Eastern Cooperative Oncology Group (ECOG) performance status of 0 or 1
- Signed Informed Consent Form
- Women or men aged ≥ 18 years
- A minimum of 12 months from adjuvant/neoadjuvant chemotherapy with antracyclins to relapse disease
- A maximum of one previous line with chemotherapy in the metastatic setting
- Chemotherapy is considered as preferred treatment
- Previous endocrine and targeted therapy is allowed
- No use of systemic corticosteroids at study entry
- Female subject of childbearing potential should have a negative urine or serum pregnancy within 7 days prior to receiving the first dose of study medication. If the urine test is positive or cannot be confirmed as negative, a serum pregnancy test will be required
- Female subjects of childbearing potential should agree to remain abstinent (refrain from heterosexual intercourse) or use contraceptive methods that result in a failure rate of < 1% per year, during the treatment period and for at least 5 months after the last dose of study therapy.
- Male subjects should agree to use an adequate method of contraception starting with the first dose of study therapy through 7 months after the last dose of study therapy
- Able to swallow and retain orally administered medication
- Adequate organ function as defined in Table 1
Exclusion Criteria:
- Malignancies other than breast cancer within 5 years prior to randomization, with the exception of those with a negligible risk of metastasis or death and treated with expected curative outcome (such as adequately treated carcinoma in situ of the cervix or basal or squamous cell skin cancer)
- Spinal cord compression not definitively treated with surgery and/or radiation, or previously diagnosed and treated spinal cord compression without evidence that disease has been clinically stable for > 8 weeks prior to randomization
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Known CNS disease, except for asymptomatic CNS metastases, provided all of the following criteria are met:
- Measurable disease outside the CNS
- Asymptomatic for CNS disease > 4 weeks
- No ongoing requirement for corticosteroids as therapy for CNS disease
- No radiation of brain lesions within 2 weeks prior to randomization
- No leptomeningeal disease
- Uncontrolled pleural effusion, pericardial effusion, or ascites. Patients with indwelling catheters (e.g., PleurX®) are allowed
- Uncontrolled tumor-related pain. Patients requiring narcotic pain medication must be on a stable regimen at study entry. Symptomatic lesions (e.g., bone metastases or metastases causing nerve impingement) amenable to palliative radiotherapy should be treated prior to randomization. Asymptomatic metastatic lesions whose further growth would likely cause functional deficits or intractable pain (e.g., epidural metastasis that is not presently associated with spinal cord compression) should be considered for loco-regional therapy if appropriate prior to randomization
- Ionized calcium > 1.2 x UNL. The use of bisphosphonates is allowed
- Pregnant or breastfeeding
- Evidence of significant uncontrolled concomitant disease that could affect compliance with the protocol or interpretation of results, including significant liver disease (such as cirrhosis, uncontrolled major seizure disorder, or superior vena cava syndrome)
- Significant cardiovascular disease, such as New York Heart Association (NYHA) cardiac disease (Class II or greater), myocardial infarction within 3 months prior to randomization, unstable arrhythmias, or unstable angina Patients with a known left ventricular ejection fraction (LVEF) < 40% will be excluded. Patients with known coronary artery disease, congestive heart failure not meeting the above criteria, or LVEF < 50% must be on a stable medical regimen that is optimized in the opinion of the treating physician, in consultation with a cardiologist if appropriate
- Severe infection within 21 days prior to randomization, requiring hospitalization
- Received oral or IV antibiotics within 1 week prior to Cycle 1, Day 1. Patients receiving routine antibiotic prophylaxis (e.g., to prevent chronic obstructive pulmonary disease exacerbation or for dental extraction) are eligible
- Major surgical procedure within 21 days prior to randomization or anticipation of the need for a major surgical procedure during the course of the study other than for diagnosis. Placement of central venous access catheter(s) is not considered a major surgical procedure and is therefore permitted
- A history of severe allergic, anaphylactic, or other hypersensitivity reactions to chimeric or humanized antibodies or fusion proteins
- Known hypersensitivity to any of the components of the investigational products
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A history of autoimmune disease that has required systemic treatment in the past 2 years (i.e. with use of disease modifying agents, corticosteroids or immunosuppressive drugs). Replacement therapy (e.g., thyroxin, insulin, or physiologic corticosteroid replacement therapy for adrenal or pituitary insufficiency, etc.) is not considered a form of systemic treatment. Patients with eczema, psoriasis, lichen simplex chronicus or vitiligo with dermatologic manifestations only (e.g., no psoriatic arthritis) are permitted provided that they meet all of the following conditions:
- Rash must cover less than 10% of body surface area.
- Disease is well controlled at baseline and only requiring low potency topical steroids
- No acute exacerbations of underlying condition within the last 12 months (not requiring PUVA [psoralen plus ultraviolet A radiation], methotrexate, retinoids, biologic agents, oral calcineurin inhibitors, high potency or oral steroids)
- Undergone allogeneic stem cell or solid organ transplantation
- A history of idiopathic pulmonary fibrosis pneumonitis, or evidence of active pneumonitis on screening chest CT scan. History of radiation pneumonitis in the radiation field (fibrosis) is permitted
- A positive test for HIV
- Active hepatitis B (defined as having a positive hepatitis B surface antigen [HBsAg] test at screening) or hepatitis C. Patients with past hepatitis B virus (HBV) infection or resolved HBV infection (defined as having a negative HBsAg test and a positive antibody to hepatitis B core antigen [anti-HBc] antibody test) are eligible. Patients positive for hepatitis C virus (HCV) antibody are eligible only if polymerase chain reaction (PCR) is negative for HCV RNA
- Active tuberculosis
- Currently receiving study therapy or has participated in a study of an investigational agent and received study therapy or used an investigational device within 4 weeks of the first dose of treatment
- Received treatment with immune checkpoint modulators, including anti-CTLA-4, anti-PD-1, or anti-PD-L1 therapeutic antibodies
- Received treatment with systemic immunostimulatory agents (including but not limited to interferons or IL-2) within 4 weeks or five half-lives of the drug (whichever is shorter) prior to randomization
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Received treatment with systemic corticosteroids or other systemic immunosuppressive medications (including but not limited to prednisone, dexamethasone, cyclophosphamide, azathioprine, methotrexate, thalidomide, and anti-tumor necrosis factor [TNF] agents) within 2 weeks prior to randomization, or anticipated requirement for systemic immunosuppressive medications during the trial
- Patients who have received acute, low-dose, systemic immunosuppressant medications (e.g., a one-time dose of dexamethasone for nausea) may be enrolled in the study
- Patients with a history of allergic reaction to IV contrast requiring steroid pre-treatment should have baseline and subsequent tumor assessments performed using MRI
- The use of inhaled corticosteroids for chronic obstructive pulmonary disease, mineralocorticoids (e.g., fludrocortisone) for patients with orthostatic hypotension, and low-dose supplemental corticosteroids for adrenocortical insufficiency are allowed
- Received anti-cancer therapy (medical agents or radiation) within 2 weeks prior to study Cycle 1, Day 1. Palliative radiotherapy for bone lesions is allowed up to 7 days before start of therapy.
- A history or current evidence of any condition, therapy, or laboratory abnormality that might confound the results of the trial, interfere with the subject's participation for the full duration of the trial, or is not in the best interest of the subject to participate, in the opinion of the treating Investigator
- Known psychiatric or substance abuse disorders that would interfere with cooperation and the requirements of the trial
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Received a live vaccine within 30 days of planned start of study therapy, or is expected to receive such a vaccine while on therapy
a. Seasonal influenza vaccines for injection are generally inactivated flu vaccines and are allowed; however intranasal influenza vaccines (e.g., Flu-Mist®) are live attenuated vaccines, and are not allowed.
- Any reason why, in the opinion of the investigator, the patient should not participate

To learn more about this study, you or your doctor may contact the study research staff using the contact information provided by the sponsor.
Please refer to this study by its ClinicalTrials.gov identifier (NCT number): NCT03409198
Belgium | |
Institut Jules Bordet | |
Brussels, Belgium, 1000 | |
Cliniques universitaires Saint-Luc | |
Bruxelles, Belgium, 1200 | |
CHU UCL Namur | |
Namur, Belgium, 5000 | |
Norway | |
Soerlandet Hospital HF Kristiansand | |
Kristiansand, Norway | |
Oslo University Hospital | |
Oslo, Norway | |
Stavanger University Hospital | |
Stavanger, Norway, 4011 |
Principal Investigator: | Jon Amund Kyte | Oslo University Hospital |
Responsible Party: | Jon Amund Kyte, Principal Investigator, Oslo University Hospital |
ClinicalTrials.gov Identifier: | NCT03409198 |
Other Study ID Numbers: |
ICON CA209-9FN |
First Posted: | January 24, 2018 Key Record Dates |
Last Update Posted: | March 22, 2023 |
Last Verified: | March 2023 |
Studies a U.S. FDA-regulated Drug Product: | No |
Studies a U.S. FDA-regulated Device Product: | No |
Neoplasms |
Breast Neoplasms Neoplasms by Site Neoplasms Breast Diseases Skin Diseases Cyclophosphamide Doxorubicin Liposomal doxorubicin Nivolumab Ipilimumab Immunosuppressive Agents Immunologic Factors Physiological Effects of Drugs |
Antirheumatic Agents Antineoplastic Agents, Alkylating Alkylating Agents Molecular Mechanisms of Pharmacological Action Antineoplastic Agents Myeloablative Agonists Antibiotics, Antineoplastic Topoisomerase II Inhibitors Topoisomerase Inhibitors Enzyme Inhibitors Antineoplastic Agents, Immunological Immune Checkpoint Inhibitors |