A Phase I/II, Multicenter, Open-label Study of EGFRmut-TKI EGF816, Administered Orally in Adult Patients With EGFRmut Solid Malignancies
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ClinicalTrials.gov Identifier: NCT02108964 |
Recruitment Status :
Active, not recruiting
First Posted : April 9, 2014
Results First Posted : October 26, 2020
Last Update Posted : May 23, 2023
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This is a Phase I/II, multi-center, open-label study, composed with a Phase I part (dose-escalation phase) followed by a Phase II part (expansion phase).
The dose escalation phase was designed to determine as primary objective the maximum tolerated dose (MTD) or recommended Phase II dose (RP2D) of EGF816 monotherapy in adult subjects with locally advanced (stage IIIB) or metastatic (stage IV) NSCLC harboring specific EGFR mutations. Patients may have or not have received prior lines of antineoplastic therapy. An adaptive Bayesian Logistic Regression Model (BLRM) employing the escalation with overdose control (EWOC) principle will be used during the dose escalation part for dose level selection and MTD recommendation. The primary objective of the Phase II part is to estimate antitumor activity of EGF816 as measured by overall response rate (ORR) determined by Blinded Independent Review Committee (BIRC) assessment in accordance to RECIST 1.1.
Condition or disease | Intervention/treatment | Phase |
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Advanced Non-small Cell Lung Cancer | Drug: EGF816 | Phase 1 Phase 2 |
Study Type : | Interventional (Clinical Trial) |
Actual Enrollment : | 225 participants |
Allocation: | Non-Randomized |
Intervention Model: | Single Group Assignment |
Masking: | None (Open Label) |
Primary Purpose: | Treatment |
Official Title: | A Phase I/II, Multicenter, Open-label Study of EGFRmut-TKI EGF816, Administered Orally in Adult Patients With EGFRmut Solid Malignancies |
Actual Study Start Date : | June 6, 2014 |
Actual Primary Completion Date : | March 22, 2018 |
Estimated Study Completion Date : | July 21, 2023 |

Arm | Intervention/treatment |
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Experimental: Phase I part
Participants with locally advanced or metastatic NSCLC harboring specific EGFR mutations will be administered escalated doses of EGF816 orally once a day as continuous daily dosing in each cycle (of 28 days) during Phase I part of the study. The starting dose for the Phase I part first cohort of patients will be 75 mg once per day capsule.
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Drug: EGF816
EGF816 will be dosed once daily. On the first day of each treatment cycle, the patient receives an adequate drug supply for self-administration at home. The investigator will instruct the patient to take EGF816 exactly as prescribed.
Other Name: Nazartinib |
Experimental: Phase II part
Treatment naïve participants with locally advanced or metastatic NSCLC harboring EGFR mutations will be administered with EGF816 at RP2D during Phase II part of the study.
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Drug: EGF816
EGF816 will be dosed once daily. On the first day of each treatment cycle, the patient receives an adequate drug supply for self-administration at home. The investigator will instruct the patient to take EGF816 exactly as prescribed.
Other Name: Nazartinib |
- Number of Participants With Dose Limiting Toxicities (DLTs) (Phase I Part) [ Time Frame: First 28 days of dosing ]Number of participants with DLTs during the first 28 days of therapy. A DLT is defined as an adverse event or abnormal laboratory value assessed as unrelated to disease, disease progression, inter-current illness, or concomitant medications that occurs within the first cycle of treatment with EGF816 and meets any of the criteria described in the protocol. A participant with multiple occurrences of DLTs under one treatment is counted only once.
- Overall Response Rate (ORR) by Blinded Independent Review Committee (BIRC) (Phase II Part) [ Time Frame: From baseline up to 64 weeks ]ORR is defined as the proportion of patients with a best overall response of complete response (CR) or partial response (PR) determined by BIRC assessment in accordance to Response Evaluation Criteria in Solid Tumors (RECIST 1.1).
- Progression-free Survival (PFS) by Investigator Assessment (Phase I & Phase II Parts) [ Time Frame: At least 24 weeks ]PFS is defined as time from date of first dose of study treatment to date of first documented disease progression or death due to any cause determined by Investigator assessment in accordance to RECIST 1.1
- Duration of Response (DOR) by Investigator Assessment (Phase I & II Parts) [ Time Frame: At least 24 weeks ]DOR is defined as the time from first documented response (PR or CR) to the date of first documented disease progression or death due to any cause determined by Investigator assessment in accordance to RECIST 1.1
- Observed Maximum Plasma Concentration (Cmax) of EGF816 and Metabolite LMI258 (Phase I & Phase II Part) [ Time Frame: Cycle (C) 1 Day (D) 1 (pre-dose and 0.5,1,2,3,4,6,8,12 and 24 hours (hrs) post-dose), C1D15 (pre-dose and 0.5,1,2,3,4,6,8,12 and 24 hrs post-dose) (for Phase I part only) and C2D1 (pre-dose and 0.5,1,2,3,4,6,8,12 and 24 hrs post-dose). ]To characterize the PK properties of EGF816 and metabolite LMI258, Cmax will be calculated (Phase I & II parts)
- Time to Maximum Plasma Concentration (Tmax) of EGF816 and Metabolite LMI258 (Phase I & Phase II Part) [ Time Frame: Cycle (C) 1 Day (D) 1 (pre-dose and 0.5,1,2,3,4,6,8,12 and 24 hours (hrs) post-dose), C1D15 (pre-dose and 0.5,1,2,3,4,6,8,12 and 24 hrs post-dose) (for Phase I part only) and C2D1 (pre-dose and 0.5,1,2,3,4,6,8,12 and 24 hrs post-dose). ]To characterize the PK properties of EGF816 and metabolite LMI258, Tmax will be calculated (Phase I & II parts)
- Area Under the Serum Concentration-time Curve From Time Zero to the End of the Dosing Interval Tau (AUCtau) of EGF816 and Metabolite LMI258 (Phase I & Phase II Part) [ Time Frame: Cycle (C) 1 Day (D) 1 (pre-dose and 0.5,1,2,3,4,6,8,12 and 24 hours (hrs) post-dose), C1D15 (pre-dose and 0.5,1,2,3,4,6,8,12 and 24 hrs post-dose) (for Phase I part only) and C2D1 (pre-dose and 0.5,1,2,3,4,6,8,12 and 24 hrs post-dose). ]To characterize the PK properties of EGF816 and metabolite LMI258, AUCtau will be calculated (Phase I & II parts)
- Change From Baseline in H-score for Immunohistochemistry (IHC) Biomarkers From Tumor Tissue Samples (Phase I Part) [ Time Frame: Baseline and Cycle 1 Day 15 ]Changes in EGFR signaling pathway of newly obtained tumor samples following EGF816 treatment will be evaluated by IHC of three pharmacodynamics (PD) biomarkers: p-EGFR, p-AKT and p-ERK. The assigned H-score semi-quantitatively assesses the expression level of these protein markers and their phosphorylated forms.
- Overall Response Rate (ORR) by Investigator Assessment (Phase I & II Parts) [ Time Frame: At least 24 weeks ]ORR is defined as proportion of patients with best overall response of PR+CR determined by Investigator assessment in accordance to RECIST 1.1
- Disease Control Rate (DCR) by Investigator Assessment (Phase I & II Parts) [ Time Frame: At least 24 weeks ]DCR is defined as the proportion of patients with best overall response of CR, PR, or SD determined by Investigator assessment in accordance to RECIST 1.1
- Time to Response (TTR) by Investigator Assessment (Phase I & II Parts) [ Time Frame: At least 24 weeks ]TTR is defined as the time from the date of the first dose to the date of first documented response (CR or PR) determined by Investigator assessment in accordance to RECIST 1.1
- Number of Participants With Dose Interruptions and Dose Reductions (Phase I & II Parts) [ Time Frame: At least 24 weeks ]Assessment of the tolerability of EGF816 will be performed continuously during the treatment phase
- Duration of Response (DOR) by BIRC (Phase II Part) [ Time Frame: At least 24 weeks ]DOR is defined as the time from first documented response (PR or CR) to the date of first documented disease progression or death due to any cause determined by BIRC in accordance to RECIST 1.1
- Disease Control Rate (DCR) by BIRC (Phase II Part) [ Time Frame: At least 24 weeks ]DCR is defined as the proportion of patients with best overall response of CR, PR, or SD determined by BIRC in accordance to RECIST 1.1
- Progression-Free Survival (PFS) by BIRC (Phase II Part) [ Time Frame: At least 24 weeks ]PFS is defined as time from date of first dose of study treatment to date of first documented disease progression or death due to any cause determined by BIRC in accordance to RECIST 1.1
- Time to Response (TTR) by BIRC (Phase II Part) [ Time Frame: At least 24 weeks ]TTR is defined as as the time from the date of first dose of study treatment to the date of first documented response (CR or PR) determined by by BIRC in accordance to RECIST 1.1
- Overall Survival (OS) (Phase II Part) [ Time Frame: At least 24 weeks ]OS is defined as the time from first dose of the study treatment to the date of death due to any cause.

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Ages Eligible for Study: | 18 Years and older (Adult, Older Adult) |
Sexes Eligible for Study: | All |
Accepts Healthy Volunteers: | No |
Inclusion Criteria: (For all patients unless otherwise specified)
- Histologically or cytologically confirmed locally advanced (stage IIIB not amenable to definitive multi-modality therapy including surgery) or metastatic (stage IV) EGFR mutant NSCLC.
- Patients with controlled brain metastases
- ECOG performance status: Phase I part: 0, 1, or 2; Phase II part: 0 or 1
- Presence of at least one measurable lesion according to RECIST 1.1 per investigator assessment
- Patients who are either Hepatitis B surface antigen (HBsAg) positive or hepatitis B virus (HBV)-DNA positive must be willing and able to take antiviral therapy 1-2 weeks prior to 1st dose of EGF816 treatment and continue on antiviral therapy for at least 4 weeks after the last dose of EGF816
- Patients must have negative hepatitis C antibody (HCV-Ab) or positive HCV-Ab but undetectable level of HCV-RNA. Note: patients with detectable HCV-RNA are not eligible for the study.
- For Phase I: patients must have failed no more than 3 lines of any systemic antineoplastic therapy for advanced NSCLC, including EGFR-TKI
- For Phase II: patients must be naïve from any systemic antineoplastic therapy in the advanced setting. Patients who have failed no more than 1 cycle of systemic antineoplastic therapy in the advanced setting are allowed.
Exclusion criteria: (For all patients unless otherwise specified)
- Patients with a history or presence of interstitial lung disease (ILD) or interstitial pneumonitis, including clinically significant radiation pneumonitis (i.e. affecting activities of daily living or requiring therapeutic intervention)
- Presence or history of another malignancy
- Undergone a bone marrow or solid organ transplant
- Known history of human immunodeficiency virus (HIV) seropositivity
- Patients receiving concomitant immunosuppressive agents or chronic corticosteroids use at the time of study entry except for control of brain metastases, topical applications, inhaled sprays, eye drops or local injections
- Patients with clinically significant, uncontrolled heart disease
- Any prior therapies ≤ 4 weeks prior to the first dose of study treatment
- Patients who are receiving treatment with medications that are known to be strong inhibitors or inducers of CYP3A4/5 and cannot be discontinued 1 week prior to the start of EGF816 treatment and for the duration of the study.
- Patients who have impairment of gastrointestinal (GI) function or GI disease that may significantly alter the absorption of EGF816
- Patients who are receiving treatment with any enzyme-inducing anticonvulsant that cannot be discontinued at least 1 week before first dose of study treatment, and for the duration of the study
- Women of child-bearing potential, defined as all women physiologically capable of becoming pregnant, unless they are using highly effective methods of contraception
- Sexually active males unless they use a condom during intercourse while taking drug and for 3 months after stopping treatment
Other protocol-defined inclusion and exclusion criteria may apply.

To learn more about this study, you or your doctor may contact the study research staff using the contact information provided by the sponsor.
Please refer to this study by its ClinicalTrials.gov identifier (NCT number): NCT02108964
United States, Massachusetts | |
Massachusetts General Hospital Mass General | |
Boston, Massachusetts, United States, 02114 | |
United States, New York | |
Memorial Sloan Kettering Oncology Department | |
New York, New York, United States, 10017 | |
Canada, Ontario | |
Novartis Investigative Site | |
Toronto, Ontario, Canada, M5G 2M9 | |
Germany | |
Novartis Investigative Site | |
Koeln, Nordrhein-Westfalen, Germany, 50937 | |
Novartis Investigative Site | |
Berlin, Germany, 13125 | |
Japan | |
Novartis Investigative Site | |
Nagoya, Aichi, Japan, 464 8681 | |
Novartis Investigative Site | |
Fukuoka-city, Fukuoka, Japan, 811-1395 | |
Korea, Republic of | |
Novartis Investigative Site | |
Seoul, Korea, Korea, Republic of, 05505 | |
Novartis Investigative Site | |
Seoul, Korea, Republic of, 03080 | |
Netherlands | |
Novartis Investigative Site | |
Amsterdam, Netherlands, 1066 | |
Singapore | |
Novartis Investigative Site | |
Singapore, Singapore, 168583 | |
Spain | |
Novartis Investigative Site | |
Barcelona, Catalunya, Spain, 08035 | |
Novartis Investigative Site | |
Madrid, Spain, 28041 | |
Taiwan | |
Novartis Investigative Site | |
Taipei, Taiwan ROC, Taiwan, 10041 |
Study Director: | Novartis Pharmaceuticals | Novartis Pharmaceuticals |
Documents provided by Novartis ( Novartis Pharmaceuticals ):
Responsible Party: | Novartis Pharmaceuticals |
ClinicalTrials.gov Identifier: | NCT02108964 |
Other Study ID Numbers: |
CEGF816X2101 2013-004482-14 ( EudraCT Number ) |
First Posted: | April 9, 2014 Key Record Dates |
Results First Posted: | October 26, 2020 |
Last Update Posted: | May 23, 2023 |
Last Verified: | May 2023 |
Individual Participant Data (IPD) Sharing Statement: | |
Plan to Share IPD: | Yes |
Plan Description: | Novartis is committed to sharing with qualified external researchers, access to patient-level data and supporting clinical documents from eligible studies. These requests are reviewed and approved by an independent review panel on the basis of scientific merit. All data provided is anonymized to respect the privacy of patients who have participated in the trial in line with applicable laws and regulations. This trial data availability is according to the criteria and process described on www.clinicalstudydatarequest.com |
Supporting Materials: |
Study Protocol Statistical Analysis Plan (SAP) |
Studies a U.S. FDA-regulated Drug Product: | Yes |
Studies a U.S. FDA-regulated Device Product: | No |
NSCLC Non-small Cell Lung Cancer EGFRmut EGFR TKIs (EGF816) acquired T790M mutation de novo T790M mutation |
EGFR TKI activating mutation (i.e. L858R or ex19del) Treatment naive advanced NSCLC with EGFR activating mutations Locally advanced NSCLC (Stage IIIB NSCLC not amenable to definitive multi-modality therapy including surgery) Metastatic NSCLC refers to Stage IV NSCLC 1st line |
Carcinoma, Non-Small-Cell Lung Lung Neoplasms Respiratory Tract Neoplasms Thoracic Neoplasms Neoplasms by Site Neoplasms |
Lung Diseases Respiratory Tract Diseases Carcinoma, Bronchogenic Bronchial Neoplasms Nazartinib Antineoplastic Agents |