A Study of Pertuzumab in Combination With Herceptin and Chemotherapy in Participants With HER2-Positive Breast Cancer
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ClinicalTrials.gov Identifier: NCT00976989 |
Recruitment Status :
Completed
First Posted : September 15, 2009
Results First Posted : June 20, 2016
Last Update Posted : February 6, 2017
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Condition or disease | Intervention/treatment | Phase |
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Breast Cancer | Drug: Pertuzumab Drug: Trastuzumab Drug: FEC Drug: Docetaxel Drug: TCH | Phase 2 |
Study Type : | Interventional (Clinical Trial) |
Actual Enrollment : | 225 participants |
Allocation: | Randomized |
Intervention Model: | Parallel Assignment |
Masking: | None (Open Label) |
Primary Purpose: | Treatment |
Official Title: | A Randomised, Multicentre, Multinational Phase II Study to Evaluate Pertuzumab in Combination With Trastuzumab, Given Either Concomitantly or Sequentially With Standard Anthracycline-based Chemotherapy or Concomitantly With a Non-anthracycline-based Chemotherapy Regimen, as Neoadjuvant Therapy for Patients With Locally Advanced, Inflammatory or Early Stage HER2-positive Breast Cancer |
Study Start Date : | November 2009 |
Actual Primary Completion Date : | June 2011 |
Actual Study Completion Date : | January 2016 |

Arm | Intervention/treatment |
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Experimental: T+P Concomitant Anthracycline-based chemotherapy
5-Fluorouracil, epirubicin with cyclophosphamide (FEC), trastuzumab (T) and pertuzumab (P) every three weeks for three cycles, followed by docetaxel, trastuzumab and pertuzumab every three weeks, for three cycles as neoadjuvant therapy. Trastuzumab every three weeks from Cycle 7 up to Cycle 17 as adjuvant therapy post-surgery.
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Drug: Pertuzumab
840 mg loading dose intravenously (IV), then 420 mg IV 3-weekly.
Other Name: Perjeta Drug: Trastuzumab 8 mg/kg loading dose IV, then 6 mg/kg every 3 weeks.
Other Name: Herceptin Drug: FEC 5-fluorouracil 500 mg/m^2, epirubicin 100 mg/m^2 and cyclophosphamide 600 mg/m^2. Drug: Docetaxel 75 mg/m^2 for the first dose; 100 mg/m^2 if no dose limiting toxicity occurs. |
Experimental: T+P Sequential Anthracycline-based chemotherapy
FEC every three weeks for three cycles, followed by docetaxel, trastuzumab (T) and pertuzumab (P) every three weeks, for three cycles as neoadjuvant therapy. Trastuzumab every three weeks from Cycle 7 up to Cycle 21 as adjuvant therapy post-surgery.
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Drug: Pertuzumab
840 mg loading dose intravenously (IV), then 420 mg IV 3-weekly.
Other Name: Perjeta Drug: Trastuzumab 8 mg/kg loading dose IV, then 6 mg/kg every 3 weeks.
Other Name: Herceptin Drug: FEC 5-fluorouracil 500 mg/m^2, epirubicin 100 mg/m^2 and cyclophosphamide 600 mg/m^2. Drug: Docetaxel 75 mg/m^2 for the first dose; 100 mg/m^2 if no dose limiting toxicity occurs. |
Experimental: T+P Concomitant Non-Anthracycline chemotherapy
Trastuzumab, carboplatin, docetaxel (TCH) and pertuzumab (P) every three weeks, for six cycles as neoadjuvant therapy. Trastuzumab every three weeks from Cycle 7 up to Cycle 17 as adjuvant therapy post-surgery.
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Drug: Pertuzumab
840 mg loading dose intravenously (IV), then 420 mg IV 3-weekly.
Other Name: Perjeta Drug: TCH Trastuzumab followed by carboplatin at target area under the plasma concentration-time curve (AUC) 6 and docetaxel at a starting dose of 75 mg/m^2. All treatments were given every three weeks by the IV route. |
- Safety: Percentage of Participants With Symptomatic Cardiac Events as Assessed by the Investigator [ Time Frame: From baseline up to approximately 3.5 years ]Left ventricular systolic dysfunction (LVSD) as assessed by the Investigator, including Grade 3, 4 or 5 symptomatic LVSD with symptomatic cardiac events.
- Safety: Percentage of Participants With Left Ventricular Ejection Fraction (LVEF) Decline During Pre-operative (Neoadjuvant) Period [ Time Frame: From baseline up to approximately 18 weeks ]Percentage of participants with LVEF measures decline of ≥ 10% from baseline and to a value of <50% during the pre-operative (neoadjuvant) period.
- Efficacy: Percentage of Participants With Complete Pathological Response (pCR) [ Time Frame: At surgery, after 18 weeks (6 cycles) of treatment ]pCR is defined as the absence of invasive neoplastic cells at microscopic examination of the tumor remnants after surgery following primary systemic therapy. pCR is evaluated after 6 cycles of treatment and surgery or following withdrawal from the study whichever occurs sooner.
- Efficacy: Clinical Response Rate [ Time Frame: During each 3-week cycle of 6 total cycles: up to 18 weeks ]Tumor response is defined as complete response (CR), partial response (PR), stable disease (SD) or progressive disease (PD) and is identified as per local practice. Clinical response rate is defined as the percentage of participants who achieve a response of CR or PR at any time pre-surgery. Per Response Evaluation Criteria in Solid Tumors Criteria (RECIST v1.0) for target lesions and assessed by mammogram or magnetic resonance imaging (MRI) and clinical breast examination (CBE), CR is disappearance of all target lesions; PR is >=30% decrease in the sum of the longest diameter of target lesions.
- Efficacy: Time to Clinical Response [ Time Frame: Up to 18 weeks ]Time to clinical response is defined as the time from the date of first dose received to the first date of assessment of clinical response. Clinical response is defined as a response of CR or PR at any time pre-surgery. Per RECIST v1.0 for target lesions and assessed by mammogram or MRI and CBE, CR is disappearance of all target lesions; PR is >=30% decrease in the sum of the longest diameter of target lesions.
- Efficacy: Percentage of Participants Achieving Breast Conserving Surgery [ Time Frame: At approximately 18 weeks ]This is the percentage of participants who achieved breast conserving surgery out of the intent-to-treat population without inflammatory breast cancer, as these participants received mastectomy irrespective of their response to neoadjuvant (pre-operative) treatment.
- Efficacy: Percentage of Participants Without an Overall Survival (OS) Event [ Time Frame: From baseline to end of study up to 5 years ]Overall survival (OS) was defined as the time from randomization to the date of death from any cause. Participants who were alive or lost to follow-up were censored at the last known alive date. Participants with no post-baseline information were censored at the date of randomization plus one day.
- Efficacy: Percentage of Participants Without a Disease-Free Survival (DFS) Event [ Time Frame: From baseline to end of study up to 5 years ]The DFS was defined as the time from the first date of no disease (i.e., date of surgery) to the first documentation of progressive disease (PD) or death. PD was assessed using RECIST v1.0 and MRI and CBE. It was defined as at least a 20% increase in the sum of diameters of target lesions with an absolute increase of at least 5 mm or the appearance of one or more new lesions. Any evidence of contralateral disease in situ was not considered as PD. Participants who were withdrawn from the study without documented PD were censored at the date of the last assessment when the participant was known to be disease-free.
- Efficacy: Percentage of Participants Without a Progression-Free Survival (PFS) Event [ Time Frame: From baseline to end of study up to 5 years ]Progression-free survival was defined as the time from the date of randomization to the first documentation of PD or death from any cause, whichever occurred first. PD was assessed using RECIST v1.0 and MRI and CBE. It was defined as at least a 20% increase in the sum of diameters of target lesions with an absolute increase of at least 5 mm or the appearance of one or more new lesions. Participants who were withdrawn from the study without documented PD were censored at the date of the last assessment when the participant was known to be free from PD. Participants without post-baseline assessments but known to be alive were censored at the time of randomization plus one day.
- Safety: Percentage of Participants With Cardiac Symptoms Associated With Symptomatic Left Ventricular Systolic Dysfunction (LVSD) [ Time Frame: From Baseline to end of Neoadjuvant Period (up to 18 weeks), Adjuvant Period (up to 1.5 years), Follow-up Period (up to 3.5 years) ]Percentage of participants with signs or symptoms of cardiac events.
- Safety: Percentage of Participants With Asymptomatic Left Ventricular Ejection Fraction (LVEF) Events [ Time Frame: From baseline to end of Neoadjuvant Period (up to 18 weeks), Adjuvant Period (up to 1.5 years), Follow-up Period (up to 3.5 years) ]Percentage of participants with LVEF events without signs or symptoms of cardiac events.
- Safety: Maximum Decrease in Left Ventricular Ejection Fraction (LVEF) Measures [ Time Frame: From baseline up to approximately 3.5 years ]Maximum decrease in LVEF measures is the change from baseline at worst treatment value. LVEF is measured as percentage.

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Ages Eligible for Study: | 18 Years and older (Adult, Older Adult) |
Sexes Eligible for Study: | Female |
Accepts Healthy Volunteers: | No |
Inclusion Criteria:
- female participants, age >/=18 years
- advanced, inflammatory or early stage unilateral invasive breast cancer
- HER2-positive breast cancer
- baseline left ventricular ejection fraction (LVEF) >/=55%
Exclusion Criteria:
- metastatic disease (Stage IV) or bilateral breast cancer
- previous anticancer therapy or radiotherapy for any malignancy
- other malignancy, except for carcinoma in situ of the cervix, or basal cell carcinoma
- clinically relevant cardiovascular disease
- current chronic treatment with corticosteroids of >10mg methylprednisolone or equivalent

To learn more about this study, you or your doctor may contact the study research staff using the contact information provided by the sponsor.
Please refer to this study by its ClinicalTrials.gov identifier (NCT number): NCT00976989

Study Director: | Clinical Trials | Hoffmann-La Roche |
Responsible Party: | Hoffmann-La Roche |
ClinicalTrials.gov Identifier: | NCT00976989 |
Other Study ID Numbers: |
BO22280 2009-012019-17 ( EudraCT Number ) |
First Posted: | September 15, 2009 Key Record Dates |
Results First Posted: | June 20, 2016 |
Last Update Posted: | February 6, 2017 |
Last Verified: | May 2016 |
Breast Neoplasms Neoplasms by Site Neoplasms Breast Diseases Skin Diseases Docetaxel Trastuzumab |
Pertuzumab Antineoplastic Agents Tubulin Modulators Antimitotic Agents Mitosis Modulators Molecular Mechanisms of Pharmacological Action Antineoplastic Agents, Immunological |