Mechanisms of Pharyngeal Collapse in Sleep Apnea, Study A
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ClinicalTrials.gov Identifier: NCT01728974 |
Recruitment Status :
Completed
First Posted : November 20, 2012
Last Update Posted : July 11, 2019
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Condition or disease | Intervention/treatment | Phase |
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Obstructive Sleep Apnea Pathophysiology | Other: Pharyngeal topical anesthesia | Not Applicable |
The mechanisms that lead to airway closure are not completely understood. While the airway of some people narrows and airflow decreases during inspiration due to increasing inspiratory effort, others maintain constant airflow throughout inspiration (negative effort dependence, NED). The investigators hypothesize that upper airway neuromuscular reflexes may protect against narrowing that occurs due to increasing inspiratory effort. Topical oropharyngeal anesthesia has been shown to reduce neuromuscular reflexes. Thus, the investigators also hypothesize that patients with stable inspiratory flow will develop NED once the reflexes have been impaired with topical anesthetic. The investigators plan to:
- measure upper airway muscle EMG to assess how it corresponds to the presence or absence of NED. This aim will allow us to test the hypothesis that robust upper airway muscle reflexes can protect against NED.
- reduce upper airway muscle activity and reflexes by topical oropharyngeal anesthesia. This will allow us to test the hypothesis that attenuated upper airway muscle activity induced by topical anesthesia can induce NED.
Study Type : | Interventional (Clinical Trial) |
Actual Enrollment : | 26 participants |
Allocation: | N/A |
Intervention Model: | Single Group Assignment |
Masking: | None (Open Label) |
Primary Purpose: | Other |
Official Title: | Mechanisms of Pharyngeal Collapse in Sleep Apnea |
Actual Study Start Date : | December 8, 2012 |
Actual Primary Completion Date : | December 26, 2018 |
Actual Study Completion Date : | December 26, 2018 |

Arm | Intervention/treatment |
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Experimental: Pharyngeal topical anesthesia
Pharyngeal topical anesthesia will be performed using 4% lidocaine spray
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Other: Pharyngeal topical anesthesia
Pharyngeal topical anesthesia will be performed using 4% lidocaine spray |
- Negative effort dependence variation [ Time Frame: After pharyngeal topical anesthesia ]The magnitude of negative effort dependence will be expressed as the percent decrease in inspiratory flow from Vmax. NED will be compared before and after topical upper airway anesthesia

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Ages Eligible for Study: | 21 Years to 65 Years (Adult, Older Adult) |
Sexes Eligible for Study: | All |
Accepts Healthy Volunteers: | Yes |
Inclusion Criteria:
- Normal subjects or patients with OSA
Exclusion Criteria:
- Any unstable cardiac condition (other than well controlled hypertension) or pulmonary problems.
- Any medication known to influence breathing, sleep/arousal or muscle physiology
- Concurrent sleep disorders (insomnia, narcolepsy, central sleep apnea or parasomnia)
- Claustrophobia
- Inability to sleep supine
- Allergy to lidocaine or oxymetazoline HCl
- For women: Pregnancy

To learn more about this study, you or your doctor may contact the study research staff using the contact information provided by the sponsor.
Please refer to this study by its ClinicalTrials.gov identifier (NCT number): NCT01728974
United States, Massachusetts | |
Brigham and Women's Hospital | |
Boston, Massachusetts, United States, 02115 |
Principal Investigator: | David A Wellman | Brigham and Women's Hospital |
Responsible Party: | David Andrew Wellman, Andrew Wellman, Brigham and Women's Hospital |
ClinicalTrials.gov Identifier: | NCT01728974 |
Other Study ID Numbers: |
2012P000957A 1R01HL102321-01A1 ( U.S. NIH Grant/Contract ) |
First Posted: | November 20, 2012 Key Record Dates |
Last Update Posted: | July 11, 2019 |
Last Verified: | July 2019 |
Obstructive Sleep Apnea Pathophysiology |
Apnea Sleep Apnea Syndromes Sleep Apnea, Obstructive Respiration Disorders Respiratory Tract Diseases Signs and Symptoms, Respiratory Sleep Disorders, Intrinsic |
Dyssomnias Sleep Wake Disorders Nervous System Diseases Anesthetics Central Nervous System Depressants Physiological Effects of Drugs |