Dose Escalation/Expansion Study of PT199 (an Anti-CD73 mAb) Administered Alone and in Combination With a PD-1 Inhibitor
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ClinicalTrials.gov Identifier: NCT05431270 |
Recruitment Status :
Recruiting
First Posted : June 24, 2022
Last Update Posted : December 2, 2022
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Condition or disease | Intervention/treatment | Phase |
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Advanced Solid Tumor Metastatic Cancer Refractory Cancer Non Small Cell Lung Cancer Pancreatic Adenocarcinoma Pancreatic Neoplasms Gastric Adenocarcinoma Gastric Cancer Esophageal Cancer Hepatic Carcinoma Ovarian Cancer Head and Neck Cancer Head-and-neck Squamous Cell Carcinoma Colo-rectal Cancer Colon Adenocarcinoma Breast Adenocarcinoma Triple Negative Breast Cancer Thyroid Cancer Lung Cancer | Drug: PT199 Drug: Anti-PD-1 monoclonal antibody | Phase 1 |
Study Type : | Interventional (Clinical Trial) |
Estimated Enrollment : | 41 participants |
Allocation: | Non-Randomized |
Intervention Model: | Sequential Assignment |
Intervention Model Description: | This is a first-in-human, Phase I, open-label, dose-escalation and expansion study. The study will consist of 3 parts: Monotherapy Dose Escalation (Part A), Combination Therapy Dose Escalation (Part B), and Combination Dose Expansion (Part C). Patients may be eligible for intra-patient dose escalation as well as crossover from Monotherapy to Combination therapy. |
Masking: | None (Open Label) |
Primary Purpose: | Treatment |
Official Title: | A Phase I, First-in-Human, Open-Label, Dose Escalation and Expansion Study of PT199 Administered Alone and in Combination With a PD-1 Inhibitor in Adult Patients With Advanced Solid Tumors |
Actual Study Start Date : | June 23, 2022 |
Estimated Primary Completion Date : | November 2023 |
Estimated Study Completion Date : | January 2024 |

Arm | Intervention/treatment |
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Experimental: Part A Monotherapy Dose Escalation
A standard 3+3 dose escalation design will be employed, and 3 patients will be enrolled initially at each dose level. The starting dose of PT199 to be evaluated in the dose escalation study is 10 mg/kg weekly (QW). Additional provisional dose levels include: 20 mg/kg QW, and 30 mg/kg QW.
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Drug: PT199
PT199 is an anti-CD73 mAb with a differentiated mechanism of action. PT199 is designed to counter the adenosine-mediated immunosuppressive tumor microenvironment, rendering anti-tumor immune cells to be more responsive to checkpoint immunotherapies, such as PD-1/PD-L1 inhibitors. PT199 fully inhibits both soluble and membrane-bound CD73 |
Experimental: Part B Combination Therapy Dose Escalation
A standard 3+3 dose escalation design will be employed, and 3 patients will be enrolled initially at each dose level. The starting dose of PT199 to be evaluated in the dose escalation study is 20 mg/kg weekly (QW). The dose level of PD-1 inhibitor in all provisional dose levels will be 200 mg once every 3 weeks (Q3W).
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Drug: PT199
PT199 is an anti-CD73 mAb with a differentiated mechanism of action. PT199 is designed to counter the adenosine-mediated immunosuppressive tumor microenvironment, rendering anti-tumor immune cells to be more responsive to checkpoint immunotherapies, such as PD-1/PD-L1 inhibitors. PT199 fully inhibits both soluble and membrane-bound CD73 Drug: Anti-PD-1 monoclonal antibody Anti-PD-1 monoclonal antibody 200 mg Q3W, inhibits the lymphocytes PD-1 receptors, blocking the ligands that would deactivate it and prevent an immune response. |
Experimental: Part C Combination Therapy Dose Expansion
Approximately 8 additional patients will be treated in a dose expansion cohort at the MTD/DRDE
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Drug: PT199
PT199 is an anti-CD73 mAb with a differentiated mechanism of action. PT199 is designed to counter the adenosine-mediated immunosuppressive tumor microenvironment, rendering anti-tumor immune cells to be more responsive to checkpoint immunotherapies, such as PD-1/PD-L1 inhibitors. PT199 fully inhibits both soluble and membrane-bound CD73 Drug: Anti-PD-1 monoclonal antibody Anti-PD-1 monoclonal antibody 200 mg Q3W, inhibits the lymphocytes PD-1 receptors, blocking the ligands that would deactivate it and prevent an immune response. |
- Maximum Tolerated Dose (MTD), if reached. [ Time Frame: Start of the study drug till 90 days after last dose. ]Monitor grade 3 and higher related adverse events.
- RP2D of PT199 as a single agent and/or in combination with a PD-1 inhibitor. [ Time Frame: Start of the study drug till 90 days after last dose. ]Monitor for MTD, and minimal efficacious dose by monitoring responses at different dose levels.
- Preliminary Efficacy (assessed by the response rate by iRECIST and RECIST 1.1). [ Time Frame: Through study completion, an average of 2 years. ]Objective Response Rate (ORR = PR+CR).
- PK Parameters. [ Time Frame: Start of the study drug till 90 days after last dose. ]Half Life T1/2

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Ages Eligible for Study: | 18 Years and older (Adult, Older Adult) |
Sexes Eligible for Study: | All |
Accepts Healthy Volunteers: | No |
Inclusion Criteria:
- 18 years or older and able to sign informed consent and comply with the protocol
- At least one measurable lesion as defined by RECIST V1.1 criteria for solid tumors
- Histologically or cytologically confirmed unresectable advanced or metastatic solid tumors previously treated with all available systemic standard therapy or for which treatment is not available or not tolerated, or for subjects enrolling in parts B and C (combination therapy groups) only anti PD-1 therapy is indicated as standard of care therapy.
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Able to provide a formalin fixed, paraffin embedded (FFPE) tumor tissue sample (archival tissue or fresh biopsy). To be assessed for CD73 and other biomarkers (PD-L1) expression.
- Biopsy must be excisional, incisional, or core. Needle aspiration is insufficient.
- Archival tissue is acceptable if biopsy was completed within 6 months.
- Biopsy is optional in part A (monotherapy dose escalation).
- ECOG performance status of 0 or 1
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Adequate organ function confirmed at screening and within 7 days of initiating treatment, as evidenced by:
- Absolute neutrophil count (ANC) ≥ 1.5 × 109/L
- Hemoglobin (Hgb) ≥ 9 g/dl (RBC and Platelets transfusion are not allowed within 2 weeks of C1D1).
- Platelets (plt) ≥ 75 × 109/L
- AST/SGOT and ALT/SGPT ≤ 2.5 × Upper Limit of Normal (ULN) or ≤ 5.0 × ULN if liver metastases are present
- Total bilirubin ≤ 1.5 × ULN
- Calculated creatinine clearance ≥ 50 mL/min (Cockcroft Gault formula)
- Resolution of all acute adverse events resulting from prior cancer therapies to National Cancer Institute (NCI) Common Terminology Criteria for Adverse Events (CTCAE V5.0) Grade ≤ 1 or baseline (except alopecia or neuropathy)
- Negative serum pregnancy test within 72 hours before starting study treatment in all pre-menopausal women and women < 24 months after the onset of menopause (had a menstrual period in past 24 months) and are of childbearing potential (women who underwent hysterectomy or bilateral oophorectomy do not need a pregnancy test)
- Must agree to use effective contraceptive methods to avoid pregnancy (including male and female participants and partners of study subjects) during the study and until at least 6 months after ceasing study treatment. Examples of contraceptive methods with a failure rate of < 1% per year include bilateral tubal ligation, male sterilization, established, proper use of hormonal contraceptives that inhibit ovulation, hormone-releasing intrauterine devices, and copper intrauterine devices. The reliability of sexual abstinence should be evaluated in relation to the duration of the clinical trial and the preferred and usual lifestyle of the patient. Periodic abstinence (e.g., calendar, ovulation, sympto-thermal, or post-ovulation methods) and withdrawal are not acceptable methods of contraception
Exclusion Criteria:
- Women who are pregnant or lactating
- Women of child-bearing potential (WOCBP) who do not use adequate birth control
- Autoimmune disease requiring systemic treatment within the past twelve months
- Condition requiring systemic treatment with either corticosteroids or other immunosuppressive medications within 14 days prior to study treatment. Corticosteroids doses equivalent to Prednisone 10mg per day or less are allowed.
- Patients with a history of (non-infectious) pneumonitis that required steroids, current pneumonitis, or has a history of interstitial lung disease.
- Patients with untreated brain or central nervous system (CNS) metastases or brain/CNS metastases that have progressed (e.g., evidence of new or enlarging brain metastasis or new neurological symptoms attributable to brain/CNS metastases) Note: Patients with treated brain metastases that are off corticosteroids and have been clinically stable for 28 days are eligible for enrollment.
- Patients with a known concurrent malignancy that is progressing or requires active treatment. Exceptions include basal cell carcinoma of the skin, carcinoma in situ of the cervix or other noninvasive or indolent malignancy that has previously undergone potentially curative therapy.
- Patients who have received an investigational product, < 5 half-lives duration.
- Patients who have previously received immune checkpoint inhibitor therapy and discontinued treatment because of immune-related adverse events
- Patients who have allergies or hypersensitivity reactions to immune checkpoint inhibitor therapy or any of the inactive ingredients
- Prior T-cell, NK cell, or CD73 inhibitor therapy (Prior Checkpoint inhibitor anti PD-1 and anti PD-L1 therapies are allowed)
- Patients that have received a live-virus vaccination within 30 days of planned treatment start (exception Janssen JNJ-78436735 COVID-19 vaccine).
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Impaired cardiac function or significant diseases, including but not limited to any of the following:
- LVEF < 45% as determined by MUGA scan or ECHO
- Congenital long QT syndrome
- QTcF ≥ 480 msec on screening ECG
- Unstable angina pectoris ≤ 3 months prior to starting study drug
- Acute myocardial infarction ≤ 3 months prior to starting study drug
- Patients with uncontrolled hypertension or blood pressure of ≥ 150 mmHg systolic and/or ≥ 90 mmHg diastolic at Screening.
- Other concurrent severe and/or uncontrolled concomitant medical conditions (e.g., uncontrolled hypertriglyceridemia [triglycerides > 500 mg/dL], or active or uncontrolled infection) that could cause unacceptable safety risks or compromise compliance with the protocol
- Patients who have received chemotherapy, ≤ 5 half-lives or 3 weeks, whichever is shorter (6 weeks for nitrosourea or mitomycin-C), targeted therapy, or immunotherapy within 4 weeks prior to starting study drug
- Patients who have ≥ Grade 3 neuropathy
- Patients who have received wide field radiotherapy ≤ 4 weeks or limited field radiation for palliation ≤ 2 weeks prior to starting study drug or who have not recovered from adverse events of prior therapy
- Patients who have undergone major surgery ≤ 4 weeks prior to starting study drug or who have not recovered from adverse events of prior therapy
- Patients who are currently receiving treatment with therapeutic doses of warfarin sodium (Coumadin®) or any other coumarin-derivative anticoagulants (Other anticoagulants such as anti-thrombin or factor X are allowed).
- Known diagnosis of human immunodeficiency virus (HIV) infection (HIV testing is not mandatory; patients with well controlled HIV might be enrolled per investigator's discretion and Sponsor approval
- Evidence of active infection with Hepatitis B or Hepatitis C that is not adequately controlled. (For patients with known prior history of Hepatitis B or Hepatitis C, enrollment may be allowed per investigator's discretion and Sponsor approval.)
- Has a history or current evidence of any medical or psychiatric condition, therapy, or laboratory abnormality that, in the opinion of the investigator, might confound the results of the trial, interfere with the patient's safe participation and compliance in the trial. For example, conditions that depend on the establishment of collateral circulation, such as peripheral arterial vascular disease, myocardial infraction recovery period, etc

To learn more about this study, you or your doctor may contact the study research staff using the contact information provided by the sponsor.
Please refer to this study by its ClinicalTrials.gov identifier (NCT number): NCT05431270
Contact: Phanes Therapeutics | 858-766-0852 | clinical-trials@phanestx.com |
United States, North Carolina | |
Carolina BioOncology Institute | Recruiting |
Huntersville, North Carolina, United States, 28078 | |
Contact: Ashley Wallace 980-441-1021 awallace@carolinabiooncology.org | |
Principal Investigator: John Powderly, MD | |
United States, Texas | |
The University of Texas MD Anderson Cancer Center | Recruiting |
Houston, Texas, United States, 77030 | |
Contact: Melissa Shorter 713-745-6553 mkshorter@mdanderson.org | |
Principal Investigator: Sarina A Piha-Paul, MD | |
Tranquility Research | Recruiting |
Webster, Texas, United States, 77598 | |
Contact: Amber Christian 832-748-1074 amberc@tranquilityresearch.com | |
Principal Investigator: John Knecht, MD |
Responsible Party: | Phanes Therapeutics |
ClinicalTrials.gov Identifier: | NCT05431270 |
Other Study ID Numbers: |
PT199X1101 |
First Posted: | June 24, 2022 Key Record Dates |
Last Update Posted: | December 2, 2022 |
Last Verified: | November 2022 |
Studies a U.S. FDA-regulated Drug Product: | Yes |
Studies a U.S. FDA-regulated Device Product: | No |
Advanced Metastatic Refractory |
Anti-CD73 Checkpoint immunotherapies PD-1/PD-L1 inhibitors |
Carcinoma Lung Neoplasms Adenocarcinoma Triple Negative Breast Neoplasms Squamous Cell Carcinoma of Head and Neck Pancreatic Neoplasms Colonic Neoplasms Carcinoma, Hepatocellular Neoplasms, Glandular and Epithelial Neoplasms by Histologic Type Neoplasms Respiratory Tract Neoplasms Thoracic Neoplasms Neoplasms by Site Lung Diseases |
Respiratory Tract Diseases Carcinoma, Squamous Cell Endocrine Gland Neoplasms Endocrine System Diseases Gastrointestinal Neoplasms Digestive System Neoplasms Digestive System Diseases Gastrointestinal Diseases Colorectal Neoplasms Intestinal Neoplasms Intestinal Diseases Head and Neck Neoplasms Breast Neoplasms Breast Diseases Skin Diseases |