A Study of CAP-1002 in Ambulatory and Non-Ambulatory Patients With Duchenne Muscular Dystrophy (HOPE-3) (HOPE-3)
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ClinicalTrials.gov Identifier: NCT05126758 |
Recruitment Status :
Recruiting
First Posted : November 19, 2021
Last Update Posted : May 20, 2022
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Condition or disease | Intervention/treatment | Phase |
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Muscular Dystrophies Muscular Dystrophy, Duchenne Muscular Disorders, Atrophic Muscular Diseases Neuromuscular Diseases Genetic Diseases, X-Linked Genetic Diseases, Inborn Nervous System Diseases | Biological: CAP-1002 Drug: Placebo | Phase 3 |
Up to 68 eligible study participants will be randomized to either CAP-1002 or placebo in a 1:1 ratio. The trial will include visits at Screening, Baseline/Day 1, Week 4, and Months 3, 6, 9, and 12 with IV infusions of CAP-1002 or placebo on Day 1 and Months 3, 6, and 9.
The primary analysis of efficacy and safety will be performed at Month 12 following 4 administrations of CAP-1002 or placebo.
The primary efficacy endpoint is the mean change from baseline in upper limb function as assessed by the full Performance of the Upper Limb test, version 2.0 [PUL 2.0] at the 12-month time point. Secondary endpoints evaluated at the 12-month time point include assessment of changes in cardiac muscle function and structure by cardiac magnetic resonance imaging [cMRI], changes in hand-to-mouth function [eat 10-bites assessed by the Duchenne Video Assessment (DVA)], and quality of life assessments.
Safety evaluations will include adverse events, concomitant medications, physical exam, vital signs, 12-lead ECG, and clinical laboratory testing.
Following the initial 4 infusions, all subjects will be eligible to participate in a 12-month open label extended safety assessment period and receive up to 4 additional IV infusions of CAP-1002 once every 3 months. An analysis of extended safety will be conducted after all subjects have completed the Month 24 visit.
Study Type : | Interventional (Clinical Trial) |
Estimated Enrollment : | 68 participants |
Allocation: | Randomized |
Intervention Model: | Parallel Assignment |
Masking: | Quadruple (Participant, Care Provider, Investigator, Outcomes Assessor) |
Primary Purpose: | Treatment |
Official Title: | A Phase 3, Randomized, Double-Blind, Placebo-Controlled Trial Evaluating the Efficacy and Safety of Human Allogeneic Cardiosphere-Derived Cells for the Treatment of Duchenne Muscular Dystrophy |
Estimated Study Start Date : | May 2022 |
Estimated Primary Completion Date : | December 2024 |
Estimated Study Completion Date : | December 2025 |

Arm | Intervention/treatment |
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Active Comparator: CAP-1002
Patients will receive 150 million cardiosphere-derived cells (CDCs) via intravenous infusion every 3 months for a total of 4 doses.
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Biological: CAP-1002
CAP-1002 is a cell therapy consisting of human allogeneic cardiosphere-derived cells (CDCs). CDCs are known to secrete numerous bioactive elements (growth factors, exosomes) which impact the therapeutic benefits of the cell-based therapy. The mechanism of action is the composite ability to be immunomodulatory, anti-fibrotic and regenerative.
Other Name: Cardiosphere-Derived Cells (CDCs) |
Placebo Comparator: Placebo
Patients will receive a placebo solution via intravenous infusion every 3 months for a total of 4 doses.
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Drug: Placebo
Placebo |
- Change in full upper limb function [ Time Frame: At Month 12 ]Mean change from baseline in full Performance of the Upper Limb test, version 2 (PUL 2.0). items are scored on a three-point scale: 0=unable to perform the item, 1=impaired or performs with compensation, 2=performs task without compensation
- Change in cardiac muscle function and structure by assessment of ejection fraction [ Time Frame: At Month 12 ]Mean change from baseline in ejection fraction as assessed by Cardiac Magnetic Resonance (cMRI)
- Change in cardiac muscle function and structure by assessment of left ventricular end-systolic volume [ Time Frame: At Month 12 ]Mean change from baseline in left ventricular end-systolic volume as assessed by Cardiac Magnetic Resonance (cMRI)
- Change in cardiac muscle function and structure by assessment of left ventricular end-diastolic volume [ Time Frame: At Month 12 ]Mean change from baseline in left ventricular end-diastolic volume as assessed by Cardiac Magnetic Resonance (cMRI)
- Change in elbow and distal level upper limb function [ Time Frame: At Month 12 ]Mean change from baseline in mid [elbow] plus distal level upper limb function in Performance of the Upper Limb test, version 2 (PUL 2.0); items are scored on a three-point scale: 0=unable to perform the item, 1=impaired or performs with compensation, 2=performs task without compensation
- Change in hand-to-mouth function in the context of functional eating [ Time Frame: At Month 12 ]Mean change from baseline in the functional ability of eating 10 bites evaluated by Duchenne Video Assessment (DVA) using a video record of patient performing the task at home. Physical therapists score the patient's quality of movement in the video using scorecards with pre-specified compensatory movement criteria.
- Change in hand-to-mouth function [ Time Frame: At Month 12 ]Mean change from baseline in item 7 [hand-to-mouth] in Performance of the Upper Limb test, version 2 (PUL 2.0); items are scored on a three-point scale: 0=unable to perform the item, 1=impaired or performs with compensation, 2=performs task without compensation
- Number of patients with total loss of hand-to-mouth function [ Time Frame: At Month 12 ]Proportion of patients with total loss of hand-to-mouth function as assessed by item 7 [hand-to-mouth] in Performance of the Upper Limb test, version 2 (PUL 2.0)
- Changes in patient-reported upper limb function [ Time Frame: At Month 12 ]Mean change from baseline in Duchenne Muscular Dystrophy Upper Limb Patient-Reported Outcome Measures (DMD UL PROM) questionnaire. Patient or caretaker evaluates the perceived difficulty in performing activities of daily living on a 3-level scale: 0=impossible without help, 1=can do task with difficulty, 2= can do task easily.
- Changes in cardiac inflammation biomarker, creatine kinase MB isoenzyme [CK-MB] [ Time Frame: At months 1, 3, 6, 9, 12 ]Mean change from baseline in CK-MB blood levels - MB fraction (% of total CK).

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Ages Eligible for Study: | 10 Years and older (Child, Adult, Older Adult) |
Sexes Eligible for Study: | Male |
Accepts Healthy Volunteers: | No |
Inclusion Criteria:
- Male subjects at least 10 years of age at time of consent who are willing and able to provide informed consent to participate in the trial and diagnosed with DMD as confirmed by the Investigator
- Genetically confirmed DMD
- Performance of the Upper Limb test (PUL) entry item scores 2-6 and total PUL score less than or equal to 40
- Reduced ability to walk/run (if ambulatory): 10-meter walk/run velocity < 1 meter/second and total PUL score of less than or equal to 40
- Loss of independent ambulation between 10th and 18th year birthday
- Treatment with systemic glucocorticoids for at least 12 months and at a stable dose at least 6 months prior to study participation, except for weight-based or toxicity-related adjustments
- Current and up-to-date immunizations
- Adequate venous access for parenteral IP infusions and routine blood collection
- Assessed by the Investigator as willing and able to comply with the requirements of the trial
Exclusion Criteria:
- Left ventricular ejection fraction (LVEF) < 35%
- Elbow-flexion contractures > 30° in both extremities
- Body mass index (BMI) > 45
- Percent predicted forced vital capacity (FVC%) < 35%
- Inability to perform consistent PUL 2.0 measurement within ± 2 points without shoulder domain or within ± 3 points with shoulder domain during paired testing at screening
- Risk of near-term respiratory decompensation in the judgment of the Investigator, or the need for initiation of day and night non-invasive ventilator support as defined by serum bicarbonate ≥ 29 mmol/L at screening
- History of non DMD-related chronic respiratory disease requiring ongoing or intermittent treatment, including, but not limited to, asthma, bronchitis, and tuberculosis
- Acute respiratory illness within 30 days prior to screening and during screening
- Initiation of nocturnal non-invasive ventilation within 30 days prior to screening
- Planned or anticipated thoracic or spinal surgery within the 6 months following randomization
- Planned or anticipated lower extremity surgery within the 6 months following randomization, if ambulatory
- Known hypersensitivity to dimethyl sulfoxide (DMSO) or bovine products
- Initiation of treatment with metformin or insulin within 3 months prior to randomization
- Initiation of treatment with an FDA-approved exon skipping therapy for the treatment of DMD within 24 months prior to randomization or dose adjustments to the therapy within 12 months prior to randomization with the exception of weight-based dose adjustments
- Treatment with human growth hormone within 3 months prior to randomization, unless on a stable dose allowing for weight-based dose adjustments (as determined by the site Investigator) for at least 24 months prior to randomization
- Treatment with a cell therapy product within 12 months prior to randomization
- Treatment with an investigational product within 6 months prior to randomization
- History, or current use, of drugs or alcohol that could impair the ability to comply with participation in the trial
- Inability to comply with the investigational plan and follow-up visit schedule for any reason, in the judgment of the investigator

To learn more about this study, you or your doctor may contact the study research staff using the contact information provided by the sponsor.
Please refer to this study by its ClinicalTrials.gov identifier (NCT number): NCT05126758
Contact: Daniel Paulson, MD | 805.449.3824 | dpaulson@capricor.com | |
Contact: Peter Stiegler, PhD | 310.358.3046 | pstiegler@capricor.com |
United States, Arkansas | |
Arkansas Children's Hospital | Recruiting |
Little Rock, Arkansas, United States, 72202 | |
Contact: Ankita Patel 501-364-1035 patelA1@archildrens.org | |
Principal Investigator: Aravindhan Veerapandiyan, MD | |
United States, California | |
University of California, Davis | Not yet recruiting |
Sacramento, California, United States, 95817 | |
Contact: Megan Jones 916-734-5057 megjones@ucdavis.edu | |
Principal Investigator: Craig McDonald, MD | |
United States, Georgia | |
Rare Disease Research, LLC | Recruiting |
Atlanta, Georgia, United States, 30329 | |
Contact: Brenda Almaras 678-883-6897 brenda.almaras@rarediseaseresearch.com | |
Principal Investigator: Han Phan, MD |
Principal Investigator: | Craig McDonald, MD | University of California, Davis |
Responsible Party: | Capricor Inc. |
ClinicalTrials.gov Identifier: | NCT05126758 |
Other Study ID Numbers: |
CAP-1002-DMD-04 |
First Posted: | November 19, 2021 Key Record Dates |
Last Update Posted: | May 20, 2022 |
Last Verified: | May 2022 |
Individual Participant Data (IPD) Sharing Statement: | |
Plan to Share IPD: | No |
Studies a U.S. FDA-regulated Drug Product: | Yes |
Studies a U.S. FDA-regulated Device Product: | No |
Duchenne Muscular Dystrophy Cell Therapy Performance of the Upper Limb Ambulatory Non-Ambulatory |
Muscular Dystrophies Muscular Dystrophy, Duchenne Muscular Diseases Muscular Disorders, Atrophic Nervous System Diseases |
Neuromuscular Diseases Genetic Diseases, Inborn Genetic Diseases, X-Linked Musculoskeletal Diseases |