Re-irradiation With NBTXR3 in Combination With Pembrolizumab for the Treatment of Inoperable Locoregional Recurrent Head and Neck Squamous Cell Cancer
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ClinicalTrials.gov Identifier: NCT04834349 |
Recruitment Status :
Withdrawn
(No participants were enrolled)
First Posted : April 8, 2021
Last Update Posted : December 5, 2022
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Condition or disease | Intervention/treatment | Phase |
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Recurrent Head and Neck Squamous Cell Carcinoma Unresectable Head and Neck Squamous Cell Carcinoma | Other: Hafnium Oxide-containing Nanoparticles NBTXR3 Procedure: Intensity-Modulated Proton Therapy Radiation: Intensity-Modulated Radiation Therapy Biological: Pembrolizumab Other: Quality-of-Life Assessment Other: Questionnaire Administration Radiation: Stereotactic Body Radiation Therapy | Phase 2 |

Study Type : | Interventional (Clinical Trial) |
Actual Enrollment : | 0 participants |
Allocation: | Non-Randomized |
Intervention Model: | Parallel Assignment |
Masking: | None (Open Label) |
Primary Purpose: | Treatment |
Official Title: | A Phase II Study of Reirradiation With NBTXR3 in Patients With Inoperable Locoregional Recurrent Head and Neck Squamous Cell Carcinoma |
Actual Study Start Date : | March 9, 2021 |
Actual Primary Completion Date : | November 21, 2022 |
Actual Study Completion Date : | November 21, 2022 |

Arm | Intervention/treatment |
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Experimental: Cohort I (NBTXR3, SBRT, pembrolizumab)
Patients receive NBTXR3 IT on day 1. Patients then undergo SBRT QOD on days 15-29. Beginning the first day of radiation therapy, patients also receive pembrolizumab IV over 30 minutes on day 1. Cycles repeat every 3 weeks for up to 2 years in the absence of disease progression or unacceptable toxicity.
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Other: Hafnium Oxide-containing Nanoparticles NBTXR3
Given IT
Other Name: NBTXR3 Biological: Pembrolizumab Given IV
Other Names:
Other: Quality-of-Life Assessment Ancillary studies
Other Name: Quality of Life Assessment Other: Questionnaire Administration Ancillary studies Radiation: Stereotactic Body Radiation Therapy Undergo SBRT
Other Names:
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Experimental: Cohort II (NBTXR3, IMRT/IMPT, pembrolizumab)
Patients receive NBTXR3 IT on day 1. Patients then undergo IMRT/IMPT QD on days 15-50. Beginning the first day of radiation therapy, patients also receive pembrolizumab IV over 30 minutes on day 1. Cycles repeat every 3 weeks for up to 2 years in the absence of disease progression or unacceptable toxicity.
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Other: Hafnium Oxide-containing Nanoparticles NBTXR3
Given IT
Other Name: NBTXR3 Procedure: Intensity-Modulated Proton Therapy Undergo IMPT
Other Name: IMPT Radiation: Intensity-Modulated Radiation Therapy Undergo IMRT
Other Names:
Biological: Pembrolizumab Given IV
Other Names:
Other: Quality-of-Life Assessment Ancillary studies
Other Name: Quality of Life Assessment Other: Questionnaire Administration Ancillary studies |
- Progression free survival (PFS) [ Time Frame: From NBTXR3 injection to local or regional recurrence, local or regional progression, distant (outside the head and neck region) progression, or death from any cause, whichever occurs first, assessed up to 5 years ]Will be estimated using the method of Kaplan-Meier. Median times and 95% confidence intervals will also be estimated.
- Early clinical benefit activated by SBRT reirradiation [ Time Frame: At 6-months post radiation therapy (RT) ]Defined as radiographic evidence of complete response (CR), partial response (PR) or stable disease (SD)
- Incidence of acute adverse events activated by dose reduction IMRT or IMPT reirradiation [ Time Frame: Up to 90 days post RT ]Will assess treatment related acute and late onset toxicities defined as any grade >= 3 adverse event (AE), excluding dermatitis and mucositis as per National Cancer Institute (NCI) Common Terminology Criteria for Adverse Events (CTCAE) version (v) 5.0.
- Incidence of late adverse events activated by dose reduction IMRT or IMPT reirradiation [ Time Frame: From 90 days post RT to end of study (up to 5 years) From 90 days post RT to end of study (up to 5 years) ]Will assess treatment related acute and late onset toxicities defined as any grade >= 3 AE, excluding dermatitis and mucositis as per NCI CTCAE v 5.0.
- Incidence of late adverse events activated by SBRT reirradiation [ Time Frame: From 90 days post RT to end of study (up to 5 years) ]Will assess treatment related acute and late onset toxicities defined as any grade >= 3 AE, excluding dermatitis and mucositis as per NCI CTCAE v 5.0.
- Objective response rate [ Time Frame: Up to 5 years post treatment ]
Defined as complete or partial response per RECIST v1.1 in the target lesion(s), which are those injected with NBTXR3 and irradiated.
All other malignant lesions that have not received NBTXR3 injection will be evaluated as per RECIST v1.1, i.e. as measurable or non-measurable lesions (according to their characteristics) and included for the determination of best objective response.
- Overall response [ Time Frame: Up to 5 years post treatment ]Evaluated as per RECIST v1.1
- Incidence of acute adverse events activated by SBRT reirradiation [ Time Frame: Up to 90 days post RT ]Will assess treatment related acute and late onset toxicities defined as any grade >= 3 AE, excluding dermatitis and mucositis as per NCI CTCAE v 5.0.
- Local PFS [ Time Frame: From NBTXR3 injection to the radiographic and/or histological confirmation of local (within 2 cm of the high-dose reirradiation treatment volume [PTV]) disease recurrence, local progression, or death from any cause, assessed up to 5 years ]Will be estimated using the method of Kaplan-Meier. Median times and 95% confidence intervals will also be estimated.
- Regional PFS [ Time Frame: From NBTXR3 injection to the radiographic and/or histological confirmation of regional disease recurrence, regional progression, or death from any cause, whichever occurs first, assessed up to 5 years ]Will be estimated using the method of Kaplan-Meier. Median times and 95% confidence intervals will also be estimated.
- Distant PFS [ Time Frame: From NBTXR3 injection to the radiographic and/or histological confirmation of a new lesion outside the head and neck region, or death from any cause, whichever occurs first, assessed up to 5 years ]Will be estimated using the method of Kaplan-Meier. Median times and 95% confidence intervals will also be estimated.
- Overall survival [ Time Frame: From NBTXR3 injection to death from any cause or EoS, whichever occurs first, assessed up to 5 years ]Will be estimated using the method of Kaplan-Meier. Median times and 95% confidence intervals will also be estimated.
- Evaluation of the clinical-grading of lymphedema/fibrosis [ Time Frame: Up to 5 years post treatment ]
Evaluation of the clinical-grading of lymphedema/fibrosis according to the Head and Neck-Lymphedema Fibrosis (HN-LEF)
Lymphedema/Fibrosis Grading: Clinician-grading of lymphedema/fibrosis will be conducted according to the published Head and Neck-Lymphedema Fibrosis (HN-LEF) per physical examination of the patient. Clinical grading is a brief assessment that can be completed in < 5 minutes.
- Evaluation of the clinical-grading of lymphedema/fibrosis [ Time Frame: Up to 5 years post treatment ]
Evaluation of the clinical-grading of lymphedema/fibrosis according Cervical range of motion (CROM) per physical examination of patient.
Cervical range of motion (CROM): A goniometer will measure CROM (degrees) to assess active cervical spine ROM. Five core CROM measures will be collected, including cervical extension, sagittal plane at rest, lateral flexion (left/right), coronal plane at rest, and lateral rotation (left/right). The primary CROM measure of interest is cervical extension. Cervical extension measures are highly reliable (ICC=.90). Average extension measures in healthy adults aged 60 to 69 range from 57 degrees in males (SD: 10.5) to 65 degrees in females (SD: 13.3). Cervical extension measures decrease by approximately 5 degrees for each decade of life[41].
- Evaluation of the clinical-grading of lymphedema/fibrosis [ Time Frame: Up to 5 years post treatment ]
Evaluation of the clinical-grading of lymphedema/fibrosis according to the Lymphedema Symptom Intensity and Distress Survey - Head and Neck (LSIDS-H&N).
Lymphedema Symptom Intensity and Distress Survey - Head and Neck (LSIDS-H&N)25 is a 64-item instrument designed to assess lymphedema symptoms in head and neck cancer patients. Survey items were selected to address six domains (head and neck-specific functioning, systemic symptoms, psychosocial issues, altered sensation symptoms, neck-shoulder musculoskeletal/skin symptoms, and miscellaneous symptoms) identified by an expert panel. Preliminary testing of LSIDS-H&N demonstrated both feasibility and readability.
- Patient reports outcomes [ Time Frame: Up to 5 years post treatment ]Questionnaires measuring the patients' views of their health status
- Biomarkers of response [ Time Frame: Up to 5 years post treatment ]
Multiplex IHC (mIHC) analysis of tumor microenvironment (i.e. CD8, PD-L1, PD1, CD3, CD68, FoxP3, etc.) in biopsies
Flow cytometry analysis (cell counts) of the immune cell biomarkers in blood.

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Ages Eligible for Study: | 18 Years and older (Adult, Older Adult) |
Sexes Eligible for Study: | All |
Accepts Healthy Volunteers: | No |
Inclusion Criteria:
- Patients with biopsy proven locoregional recurrent squamous cell carcinoma of the head and neck, or second primary HNSCC
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Previous documented receipt of at least 30 Gy and up to 70 Gy of radiation for HNSCC with overlapping fields based on actual dose, prescription percentage
- 30 Gy for conventional fractionation
- 15 Gy for hypofractionation
- 10 Gy for single fraction
- Time interval from prior radiotherapy to NBTXR3 injection (day 1) of at least 6 months
- Not eligible (unresectable) or poor candidate or patient refusal of surgery for HNSCC recurrence
- Amenable to undergo the image guided intratumoral/intranodal injection of NBTXR3 by Interventional Radiologist or ear, nose, and throat (ENT) surgeon, as per investigator or treating physician
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The target lesion(s) in the head and neck should be measurable as per Response Evaluation Criteria in Solid Tumors (RECIST) version (v)1.1 on cross sectional imaging and repeated measurements at the same anatomical location should be achievable
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Up to 3 target lesions may be injected with NBTXR3 and radiated, including the primary tumor and involved lymph node(s)
- SBRT cohort: =< 60 cm^3 per site, total volume =< 120 cm^3
- IMRT/IMPT cohort: =< 120 cm^3 per site, total volume =< 200 cm^3
- Nodal target lesions must be >= 15mm (short axis) based on computed tomography (CT) (slice thickness of 5 mm or less) or magnetic resonance imaging (MRI)
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- Age >= 18 years
- Eastern Cooperative Oncology Group (ECOG) performance status 0-2
- Hemoglobin >= 9.0 g/dL
- Absolute neutrophil count (ANC) >= 1,000/mm^3
- Platelet count >= 100,000/mm^3
- Leukocytes >= 1500/mm^3
- Creatinine =< 1.5 x upper limit of normal (ULN)
- Calculated (Calc.) creatinine clearance > 30 mL/min
- Total bilirubin =< 1.5 mg/dL
- Aspartate aminotransferase (AST)/alanine aminotransferase (ALT) =< 2.5 x upper limit of normal (ULN)
- Serum albumin > 3.5 g/L
- Negative urine or serum pregnancy test =< 7 days prior to NBTXR3 injection in all women of child-bearing potential (WOCBP). WOCBP must agree to follow instructions for method(s) of contraception for the duration the entire study period and 6 months after the last dose of pembrolizumab treatment. Local laws and regulations may require use of alternative and/or additional contraception methods. WOCBP who are continuously not heterosexually active are exempt from contraceptive requirements but should still undergo pregnancy testing
- Signed informed consent form (ICF) indicating that participant understands the purpose of, and procedures required for, the study and is willing to participate in the study
Exclusion Criteria:
- Locoregional relapse with skin ulceration
- Head and neck carcinoma with radiographic evidence of metastasis at screening
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Surgery to the head and neck
- Excluding diagnostic biopsy
- History of severe immune-related adverse events observed with previous immunotherapy (anti-PD-1/L1) or known sensitivity (grade >= 3) to any excipients
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Has received any approved or investigational anti-neoplastic agent within 4 weeks prior to NBTXR3 injection
- Except anti-PD-1 therapy, which will not require a washout window
- Note: a reduced washout window may be considered for therapies with short half-lives (i.e., kinase inhibitors) after discussion with Nanobiotix and investigator
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Active autoimmune disease that has required systemic treatment in the past 2 years (i.e., with use of disease-modifying agents, corticosteroids, or immunosuppressive drugs)
- Replacement therapy (i.e., thyroxine, insulin, or physiologic corticosteroid replacement [=< 10 mg prednisone] therapy for adrenal or pituitary insufficiency, etc.) is not considered a form of systemic treatment
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Has not recovered from adverse events (AEs) due to previous anti-neoplastic or immune-oncology therapy and/or interventions (including radiation) to =< grade 1
- Participants with alopecia and =< grade 2 neuropathy may be eligible
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Any live-virus vaccine therapy used for prevention of infectious diseases administered within 4 weeks prior to NBTXR3 injection
- Except killed-virus Influenza vaccine
- Exception of other vaccines (e.g. pneumonia) is at the discretion of the treating physician after conducting a personalized risk assessment on a case by case basis
- Prior allogenic stem cell transplantation or organ allograft
- Known contraindication to iodine-based or gadolinium-based IV contrast
- Active malignancy, in addition to head and neck carcinoma, with the exception of basal cell carcinoma of the skin definitively treated and relapse free within at least 1 year since diagnosis or low risk prostate cancer
- Uncontrolled intercurrent illness including, but not limited to, ongoing or active infection, symptomatic congestive heart failure, unstable angina pectoris, renal failure, cardiac arrhythmia, or psychiatric illness that would limit compliance with treatment
- Known active, uncontrolled (high viral load) human immunodeficiency virus (HIV) or hepatitis B or hepatitis C infection
- Female patients who are pregnant or breastfeeding
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Women of child-bearing potential and their male partners who are unwilling or unable to use an acceptable method of birth control to avoid pregnancy for the entire study period and up to 6 months, for females, and 220 days for males after the last dose of pembrolizumab
- Acceptable methods of contraception are those that, alone or in combination, result in a failure rate of < 1% per year when used consistently and correctly
- Any condition for which, in the opinion of the investigator, participation would not be in the best interest of the participant (e.g., compromise the well-being) or that could prevent, limit, or confound the protocol-specified assessments

To learn more about this study, you or your doctor may contact the study research staff using the contact information provided by the sponsor.
Please refer to this study by its ClinicalTrials.gov identifier (NCT number): NCT04834349
Principal Investigator: | Jack Phan, MD | M.D. Anderson Cancer Center |
Responsible Party: | M.D. Anderson Cancer Center |
ClinicalTrials.gov Identifier: | NCT04834349 |
Other Study ID Numbers: |
2020-0354 NCI-2021-00123 ( Registry Identifier: CTRP (Clinical Trial Reporting Program) ) 2020-0354 ( Other Identifier: M D Anderson Cancer Center ) |
First Posted: | April 8, 2021 Key Record Dates |
Last Update Posted: | December 5, 2022 |
Last Verified: | December 2022 |
Studies a U.S. FDA-regulated Drug Product: | Yes |
Studies a U.S. FDA-regulated Device Product: | No |
Product Manufactured in and Exported from the U.S.: | No |
Carcinoma Carcinoma, Squamous Cell Squamous Cell Carcinoma of Head and Neck Recurrence Neoplasms, Glandular and Epithelial Neoplasms by Histologic Type Neoplasms Disease Attributes Pathologic Processes |
Neoplasms, Squamous Cell Head and Neck Neoplasms Neoplasms by Site Pembrolizumab Antineoplastic Agents, Immunological Antineoplastic Agents Immune Checkpoint Inhibitors Molecular Mechanisms of Pharmacological Action |