A Phase 1/2/3 Study to Evaluate the Safety, Tolerability, and Immunogenicity of an RNA Vaccine Candidate Against COVID-19 in Healthy Children and Young Adults
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The safety and scientific validity of this study is the responsibility of the study sponsor and investigators. Listing a study does not mean it has been evaluated by the U.S. Federal Government. Read our disclaimer for details. |
ClinicalTrials.gov Identifier: NCT04816643 |
Recruitment Status :
Active, not recruiting
First Posted : March 25, 2021
Last Update Posted : May 23, 2023
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This is a Phase 1/2/3 study in healthy children and young adults.
Dependent upon safety and/or immunogenicity data generated during the course of this study, and the resulting assessment of benefit-risk, the safety, tolerability, and immunogenicity of BNT162b2 in participants <6 months of age may subsequently be evaluated.
Condition or disease | Intervention/treatment | Phase |
---|---|---|
SARS-CoV-2 Infection, COVID-19 | Biological: Biological/Vaccine: BNT162b2 10mcg Biological: BNT162b2 20mcg Biological: BNT162b2 30mcg Other: Placebo Biological: Biological/Vaccine: BNT162b2 3mcg | Phase 2 Phase 3 |

Study Type : | Interventional (Clinical Trial) |
Actual Enrollment : | 11109 participants |
Allocation: | Non-Randomized |
Intervention Model: | Parallel Assignment |
Masking: | None (Open Label) |
Primary Purpose: | Prevention |
Official Title: | A PHASE 1, OPEN-LABEL DOSE-FINDING STUDY TO EVALUATE SAFETY, TOLERABILITY, AND IMMUNOGENICITY AND PHASE 2/3 PLACEBO-CONTROLLED, OBSERVER-BLINDED SAFETY, TOLERABILITY, AND IMMUNOGENICITY STUDY OF A SARS-COV-2 RNA VACCINE CANDIDATE AGAINST COVID-19 IN HEALTHY CHILDREN AND YOUNG ADULTS |
Actual Study Start Date : | March 24, 2021 |
Estimated Primary Completion Date : | October 17, 2023 |
Estimated Study Completion Date : | October 17, 2023 |

Arm | Intervention/treatment |
---|---|
Experimental: Low/Mid-Dose, ≥5 to <12 Years
Low/Mid-Dose (10mcg), 2 doses 21 days apart
|
Biological: Biological/Vaccine: BNT162b2 10mcg
BNT162b2 Low/Mid-Dose (10mcg) level |
Experimental: Mid-Dose, ≥5 to <12 Years
Mid-Dose, (20mcg), 2 doses 21 days apart
|
Biological: BNT162b2 20mcg
BNT162b2 Mid-Dose (20mcg) level |
Experimental: High-Dose, ≥5 to <12 Years
High-Dose (30mcg), 2 doses 21 days apart
|
Biological: BNT162b2 30mcg
BNT162b2 High-Dose (30mcg) level |
Experimental: Low/Mid-Dose, ≥2 to < 5 Years
Low/Mid-Dose (10mcg), 2 doses 21 days apart
|
Biological: Biological/Vaccine: BNT162b2 10mcg
BNT162b2 Low/Mid-Dose (10mcg) level |
Experimental: Mid-Dose, ≥2 to <5 Years
Mid-Dose, (20mcg), 2 doses 21 days apart
|
Biological: BNT162b2 20mcg
BNT162b2 Mid-Dose (20mcg) level |
Experimental: High-Dose, ≥2 to <5 Years
High-Dose, (30mcg), 2 doses 21 days apart
|
Biological: BNT162b2 30mcg
BNT162b2 High-Dose (30mcg) level |
Experimental: Low/Mid-Dose, ≥6 Months to <2 Years
Low/Mid-Dose, (10mcg), 2 doses 21 days apart
|
Biological: Biological/Vaccine: BNT162b2 10mcg
BNT162b2 Low/Mid-Dose (10mcg) level |
Experimental: Mid-Dose, ≥6 Months to <2 Years
Mid-Dose, (20mcg), 2 doses 21 days apart
|
Biological: BNT162b2 20mcg
BNT162b2 Mid-Dose (20mcg) level |
Experimental: High-Dose, ≥6 Months to <2 Years
High-Dose, (30mcg), 2 doses 21 days apart
|
Biological: BNT162b2 30mcg
BNT162b2 High-Dose (30mcg) level |
Experimental: Low/Mid-Dose, 16 to <18 Years (21 day schedule)
Low/Mid-Dose (10mcg), 2 doses 21 days apart
|
Biological: Biological/Vaccine: BNT162b2 10mcg
BNT162b2 Low/Mid-Dose (10mcg) level |
Placebo Comparator: Placebo, ≥6 Months to <2 Years |
Other: Placebo
Intramuscular injection |
Placebo Comparator: Placebo, ≥2 to <5 Years |
Other: Placebo
Intramuscular injection |
Placebo Comparator: Placebo, ≥5 to <12 Years |
Other: Placebo
Intramuscular injection |
Experimental: Low-Dose, ≥6 Months to <2 Years
Low-Dose (3mcg), 2 doses 21 doses apart
|
Biological: Biological/Vaccine: BNT162b2 3mcg
BNT162b2 Low-Dose (3mcg) level |
Experimental: Low-Dose, ≥2 to <5 Years
Low-Dose (3mcg), 2 doses 21 days apart
|
Biological: Biological/Vaccine: BNT162b2 3mcg
BNT162b2 Low-Dose (3mcg) level |
Experimental: Low/Mid-Dose, 12 to <16 Years (21 day schedule)
Low/Mid-Dose (10mcg), 2 doses 21 days apart
|
Biological: Biological/Vaccine: BNT162b2 10mcg
BNT162b2 Low/Mid-Dose (10mcg) level |
Experimental: High-Dose, 12 to <16 Years (Troponin I Testing)
High-Dose (30mcg), 3 doses
|
Biological: BNT162b2 30mcg
BNT162b2 High-Dose (30mcg) level |
Experimental: Low/Mid-Dose, ≥5 to <12 Years (Troponin I Testing)
Low/Mid-Dose (10mcg), 3 doses
|
Biological: Biological/Vaccine: BNT162b2 10mcg
BNT162b2 Low/Mid-Dose (10mcg) level |
Experimental: Placebo, ≥5 to <12 Years (Troponin I Testing) |
Other: Placebo
Intramuscular injection |
Experimental: Low/Mid-Dose, 12 to <16 Years (8 week schedule)
Low/Mid-Dose (10mcg), 2 doses 8 weeks apart
|
Biological: Biological/Vaccine: BNT162b2 10mcg
BNT162b2 Low/Mid-Dose (10mcg) level |
Experimental: Low/Mid-Dose, 16 to <18 Years (8 week schedule)
Low/Mid-Dose (10mcg), 2 doses 8 weeks apart
|
Biological: Biological/Vaccine: BNT162b2 10mcg
BNT162b2 Low/Mid-Dose (10mcg) level |
Experimental: Low-Dose, ≥6 Months to <2 Years (3-dose regimen)
Low-Dose (3mcg), 3 doses
|
Biological: Biological/Vaccine: BNT162b2 3mcg
BNT162b2 Low-Dose (3mcg) level |
Experimental: Low-Dose, ≥2 to <5 Years (3-dose regimen)
Low-Dose (3mcg), 3 doses
|
Biological: Biological/Vaccine: BNT162b2 3mcg
BNT162b2 Low-Dose (3mcg) level |
Placebo Comparator: Placebo, ≥6 Months to <2 Years (3-dose regimen) |
Other: Placebo
Intramuscular injection |
Placebo Comparator: Placebo, ≥2 to <5 Years (3-dose regimen) |
Other: Placebo
Intramuscular injection |
- Percentage of participants in Phase 1 reporting local reactions [ Time Frame: for 7 days after Dose 1 and Dose 2 ]Pain or tenderness at the injection site, redness and swelling as reported on electronic diaries.
- Percentage of participants in Phase 1 reporting systemic events [ Time Frame: for 7 days after Dose 1 and Dose 2 ]Fever, fatigue, headache, chills, vomiting, diarrhea, new or worsened muscle pain, and new or worsened join pain, decreased appetite drowsiness, and irritability as reported on electronic diaries
- Percentage of participants in Phase 1 reporting adverse events [ Time Frame: from Dose 1 through 1 month after the last dose ]As elicited by investigational site staff
- Percentage of participants in Phase 1 reporting serious adverse events [ Time Frame: from Dose 1 through 6 months after the last dose ]As elicited by investigational site staff
- Percentage of participants in Phase 2/3 reporting local reaction [ Time Frame: for 7 days after Dose 1 and Dose 2 ]Pain or tenderness at the injection site, redness and swelling as reported on electronic diaries.
- Percentage of participants in Phase 2/3 reporting systemic events [ Time Frame: for 7 days after Dose 1 and Dose 2 ]Fever, fatigue, headache, chills, vomiting, diarrhea, new or worsened muscle pain, new or worsened joint pain, decreased appetite, drowsiness, and irritability as reported on electronic diaries
- Percentage of participants in Phase 2/3 reporting adverse events [ Time Frame: from Dose 1 through 1 month after the last dose ]As elicited by investigational site staff
- Percentage of participants in Phase 2/3 reporting serious adverse events [ Time Frame: from Dose 1 through 6 months after the last dose ]As elicited by investigational site staff
- Ph 2/3 selected-dose (2-dose series), immunobridging of SARS-CoV-2 serum neutralizing titers after 2 doses in participants ≥5 to <12 years to the geometric mean of SARS-CoV-2 serum neutralizing titers in participants 16 to 25 years in the C4591001 study [ Time Frame: 1 month after the second dose ]As measured at the central laboratory
- Ph 2/3 selected-dose (2-dose series), immunobridging of SARS-CoV-2 serum neutralizing titers after 2 doses in participants ≥2 to <5 years to the geometric mean of SARS-CoV-2 serum neutralizing titers in participants 16 to 25 years in the C4591001 study [ Time Frame: 1 month after the second dose ]As measured at the central laboratory
- Ph 2/3 selected-dose (2-dose series), immunobridging of SARS-CoV-2 serum neutralizing titers after 2 doses in participants ≥6 months to <2 years to the geometric mean of SARS-CoV-2 serum neutralizing titers in participants 16 to 25 in C4591001 study [ Time Frame: 1 month after the second dose ]As measured at the central laboratory
- In Phase 2/3 selected-dose (2-dose series), the difference in percentages of participants with seroresponse in participants ≥5 to <12 years of age and participants 16 to 25 years of age from Phase 2/3 of the C4591001 study [ Time Frame: 1 month after the second dose ]As measured at the central laboratory
- In Phase 2/3 selected-dose (2-dose series), the difference in percentages of participants with seroresponse in participants ≥2 to <5 years of age and participants 16 to 25 years of age from Phase 2/3 of the C4591001 study [ Time Frame: 1 month after the second dose ]As measured at the central laboratory
- In Phase 2/3 selected-dose (2-dose series), the difference in percentages of participants with seroresponse in participants ≥6 months to <2 years of age and participants 16 to 25 years of age from Phase 2/3 of the C4591001 [ Time Frame: 1 month after the second dose ]As measured at the central laboratory
- Ph 2/3 selected-dose (3-dose series), immunobridging of SARS-CoV-2 serum neutralizing titers after 3 doses in participants ≥2 to <5 years to the geometric mean of SARS-CoV-2 serum neutralizing titers in C4591001 participants 16 to 25 years after 2 doses [ Time Frame: 1 month after the third dose ]As measured at the central laboratory
- Ph 2/3 selected-dose (3-dose), immunobridging SARS-CoV-2 serum neutralizing titers after 3 doses in participants ≥6 months to <2 years to the geometric mean of SARS-CoV-2 serum neutralizing titers in C4591001 participants 16 to 25 in study after 2 doses [ Time Frame: 1 month after the third dose ]As measured at the central laboratory
- In Phase 2/3 selected-dose (3-dose series), the difference in percentages of participants with seroresponse in participants ≥2 to <5 years of age and participants 16 to 25 years of age from Phase 2/3 of the C4591001 study [ Time Frame: 1 month after the third dose ]As measured at the central laboratory
- In Phase 2/3 selected-dose (3-dose series), the difference in percentages of participants with seroresponse in participants ≥6 months to <2 years of age and participants 16 to 25 years of age from Phase 2/3 of the C4591001 [ Time Frame: 1 month after the third dose ]As measured at the central laboratory
- In Phase 1 participants, SARS-CoV-2 serum neutralizing antibody levels, expressed as GMTs [ Time Frame: At each time point ]As measured at the central laboratory
- In evaluable Phase 2/3 participants at selected dose level in each age group, Geometric Mean Titers of SARS-CoV-2 neutralizing titers with no serological or virological evidence of past SARS-CoV-2 infection [ Time Frame: At baseline (before Dose 1) and 1, 6, 12 (for the original BNT162b2 group only), and 24 (for the original BNT162b2 group only) months after Dose 2 ]As measured at the central laboratory
- In evaluable Phase 2/3 participants at the dose level selected in each age group, Geometric Mean Fold Ratio in SARS-CoV-2 serum neutralizing titer from before vaccination to each subsequent time point [ Time Frame: From before Dose 1 to each subsequent time point after Dose 2 ]As measured at the central laboratory
- In the evaluable Phase 2/3 selected-dose participants, Ratio of incidence of asymptomatic SARS-CoV-2 infection based on N-binding antibody seroconversion for the active vaccine group to the placebo group without evidence of past SARS-CoV-2 infection [ Time Frame: Through 6 months after the second dose ]As measured at the central laboratory
- Ph 2/3 LDE participants, immunobridging of SARS-CoV-2 serum neutralizing titers after 2 doses in participants 12 to <16 years of age to the geometric mean of SARS-CoV-2 serum neutralizing titers in participants 16 to 25 years of age in the C4591001 study [ Time Frame: 1 month after the second dose ]As measured at the central laboratory
- Ph 2/3 LDE participants, immunobridging of SARS-CoV-2 serum neutralizing titers in participants 16 to <18 years to the geometric mean of SARS-CoV-2 serum neutralizing titers in participants 16 to 55 years from Phase 2/3 of the C4591001 study [ Time Frame: 1 month after the second dose ]As measured at the central laboratory
- In Phase 2/3 lower-dose evaluation participants, the difference in percentages of participants with seroresponse in participants 12 to <16 years of age and participants 16 to 25 years of age from Phase 2/3 of the C4591001 study [ Time Frame: 1 month after the second dose ]As measured at the central laboratory
- In lower-dose evaluation participants, the difference in percentages of participants with seroresponse in participants 16 to <18 years of age and participants 16 to 55 years of age from C4591001 study [ Time Frame: 1 month after the second dose ]As measured at the central laboratory
- Ratio of confirmed COVID-19 illness, Phase 2/3 selected-dose participants ≥5 to <12 years of age with successful immunobridging, without evidence of prior SARS-CoV-2 infection for the active vaccine group to the placebo group [ Time Frame: From 7 days after the second dose to prior to third dose ]Per 1000 person-years of follow-up
- Ratio of confirmed COVID-19 illness, Phase 2/3 selected-dose participants ≥5 to <12 years of age with successful immunobridging, with and without evidence of prior SARS-CoV-2 infection for the active vaccine group to the placebo group [ Time Frame: From 7 days after the second dose to prior to third dose ]Per 1000 person-years of follow-up
- Ratio of confirmed COVID-19 illness, Phase 2/3 selected-dose participants ≥6 months to <5 years of age (3-dose series), evidence of prior SARS-CoV-2 infection for the active vaccine group to the placebo group [ Time Frame: From 7 days after the third dose ]1000 person-years of follow-up
- Ratio of confirmed COVID-19 illness, Phase 2/3 selected-dose participants ≥6 months to <5 years of age (3-dose series), with and without evidence of prior SARS-CoV-2 infection for the active vaccine group to the placebo group [ Time Frame: From 7 days after the third dose ]1000 person-years of follow-up

Choosing to participate in a study is an important personal decision. Talk with your doctor and family members or friends about deciding to join a study. To learn more about this study, you or your doctor may contact the study research staff using the contacts provided below. For general information, Learn About Clinical Studies.
Ages Eligible for Study: | 6 Months to 18 Years (Child, Adult) |
Sexes Eligible for Study: | All |
Accepts Healthy Volunteers: | Yes |
Inclusion Criteria
- Male or female participants ≥6 months to <12 years of age, at the time of randomization, at Visit 1 for the dose-finding/selected-dose evaluation and for participants ≥12 to <18 years of age, at the time of randomization, at Visit 1 for the lower-dose evaluation. For the obtaining-serum-samples-for-potential-troponin I-testing portion of the study: Male or female participants between ≥5 and <16 years of age.
- Participants' parent(s)/legal guardian(s) and participants, as age appropriate, who are willing and able to comply with all scheduled visits, treatment plan, laboratory tests, lifestyle considerations, and other study procedures.
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Healthy participants who are determined by medical history, physical examination, and clinical judgment of the investigator to be eligible for inclusion in the study.
Note: Healthy participants with preexisting stable disease, defined as disease not requiring significant change in the therapy or hospitalization for worsening disease during the 6 weeks before enrollment, can be included.
- Participants are expected to be available for the duration of the study and whose parent(s)/legal guardian can be contacted by telephone during study participation.
- Negative urine pregnancy test for female participants who are biologically capable of having children.
- Female participant of childbearing potential or male participant able to father children who is willing to use a highly effective method of contraception as outlined in this protocol for at least 28 days after the last dose of study intervention if at risk of pregnancy with her/his partner; or female participant not of childbearing potential or male participant not able to father children.
- The participant or participant's parent(s)/legal guardian is capable of giving signed informed consent, which includes compliance with the requirements and restrictions listed in the ICD and in this protocol. Depending on the age of the participant and according to local requirements, participants will also be asked to provide assent as appropriate (verbal or written).
Exclusion Criteria
- Phase 1 only: Past clinical (based on COVID-19 symptoms/signs alone, if a SARS CoV 2 NAAT result was not available) or microbiological (based on COVID-19 symptoms/signs and a positive SARS-CoV-2 NAAT result) diagnosis of COVID 19.
- Phase 1 only: Known infection with HIV, HCV, or HBV.
- Receipt of medications intended to prevent COVID-19.
- Previous or current diagnosis of MIS-C.
- Other medical or psychiatric condition including recent (within the past year) or active suicidal ideation/behavior or laboratory abnormality that may increase the risk of study participation or, in the investigator's judgment, make the participant inappropriate for the study. Note: This includes both conditions that may increase the risk associated with study intervention administration or a condition that may interfere with the interpretation of study results
- History of severe adverse reaction associated with a vaccine and/or severe allergic reaction (eg, anaphylaxis) to any component of the study intervention(s).
- Immunocompromised individuals with known or suspected immunodeficiency, as determined by history and/or laboratory/physical examination.
- Individuals with a history of autoimmune disease or an active autoimmune disease requiring therapeutic intervention, including but not limited to systemic lupus erythematosus. Note: Stable type 1 diabetes and hypothyroidism are permitted.
- Bleeding diathesis or condition associated with prolonged bleeding that would, in the opinion of the investigator, contraindicate intramuscular injection.
- Female who is pregnant or breastfeeding.
- Previous vaccination with any coronavirus vaccine.
- Individuals who receive treatment with immunosuppressive therapy, including cytotoxic agents or systemic corticosteroids, eg, for cancer or an autoimmune disease, or planned receipt throughout the study. If systemic corticosteroids have been administered short term (<14 days) for treatment of an acute illness, participants should not be enrolled into the study until corticosteroid therapy has been discontinued for at least 28 days before study intervention administration. Inhaled/nebulized, intra-articular, intrabursal, or topical (skin or eyes) corticosteroids are permitted.
- Receipt of blood/plasma products, immunoglobulin, or monoclonal antibodies, from 60 days before study intervention administration, or receipt of any passive antibody therapy specific to COVID-19 from 90 days before study intervention administration, or planned receipt throughout the study.
- Participation in other studies involving study intervention within 28 days prior to study entry and/or during study participation.
- Previous participation in other studies involving study intervention containing LNPs.
- Participants who are direct descendants (child or grandchild) of investigational site staff members or Pfizer/BioNTech employees directly involved in the conduct of the study, site staff otherwise supervised by the investigator, and their respective family members.

To learn more about this study, you or your doctor may contact the study research staff using the contact information provided by the sponsor.
Please refer to this study by its ClinicalTrials.gov identifier (NCT number): NCT04816643

Study Director: | Pfizer CT.gov Call Center | Pfizer |
Publications automatically indexed to this study by ClinicalTrials.gov Identifier (NCT Number):
Responsible Party: | BioNTech SE |
ClinicalTrials.gov Identifier: | NCT04816643 |
Other Study ID Numbers: |
C4591007 2020-005442-42 ( EudraCT Number ) |
First Posted: | March 25, 2021 Key Record Dates |
Last Update Posted: | May 23, 2023 |
Last Verified: | May 2023 |
Individual Participant Data (IPD) Sharing Statement: | |
Plan to Share IPD: | No |
Studies a U.S. FDA-regulated Drug Product: | Yes |
Studies a U.S. FDA-regulated Device Product: | No |
COVID-19 Coronavirus Vaccine SARS-CoV-2 RNA Vaccine mRNA Vaccine |
COVID-19 Pneumonia, Viral Pneumonia Respiratory Tract Infections Infections Virus Diseases Coronavirus Infections Coronaviridae Infections |
Nidovirales Infections RNA Virus Infections Lung Diseases Respiratory Tract Diseases Vaccines Immunologic Factors Physiological Effects of Drugs |