Convalescent Plasma in the Early Treatment of High-Risk Patients With SARS-CoV-2 (COVID-19) Infection
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ClinicalTrials.gov Identifier: NCT04513158 |
Recruitment Status :
Recruiting
First Posted : August 14, 2020
Last Update Posted : October 19, 2020
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Condition or disease | Intervention/treatment | Phase |
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Covid19 | Biological: Convalescent Plasma | Phase 2 |
Following the administration of one unit (approximately 200 mL) of convalescent plasma over one hour, the study proposes to determine the therapeutic efficacy (response rate) of convalescent plasma infusion in patients at high risk for mortality when infected by SARS-CoV-2 (COVID-19) by prevention of progression to severe or life threatening COVID-19 during the current hospitalization as determined by evaluating if the patient experienced the following the following: respiratory rate >30/min, Blood oxygen saturation <93%, partial pressure of arterial oxygen to fraction of inspired oxygen ration <300, or received a medical diagnosis of respiratory failure, septic shock or multiple organ dysfunction/failure. This will be captured from the daily physical exam/clinical assessment done as part of routine care and at discharge.
The study also proposes to determine the immunologic effects of convalescent plasma infusion as measured by serial SARS-CoV-2 Ag levels through RT-PCR measured by CoV PCR collected at enrollment, day 7 and discharge.
Finally, the study intends to measure normalization of laboratory parameters for risk which will be documented every 3 days while the patient is hospitalized until the time that lab value returns to within the institution's normal range.
Study Type : | Interventional (Clinical Trial) |
Estimated Enrollment : | 100 participants |
Allocation: | N/A |
Intervention Model: | Single Group Assignment |
Intervention Model Description: | All hospitalized patients meeting study inclusion/exclusion criteria and providing informed consent for participation in the study will receive one unit (approximately 200 mL) of convalescent plasma over one hour to with data collection of routine physical exams/clinical assessments (daily) and routine lab results (every 3 days). |
Masking: | None (Open Label) |
Primary Purpose: | Treatment |
Official Title: | Convalescent Plasma in the Early Treatment of High-Risk Patients With SARS-CoV-2 (COVID-19) Infection |
Actual Study Start Date : | August 14, 2020 |
Estimated Primary Completion Date : | August 1, 2021 |
Estimated Study Completion Date : | December 31, 2021 |

Arm | Intervention/treatment |
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Experimental: Treatment Arm
Study is single arm all patients hospitalized meeting inclusion/exclusion criteria and providing informed consent to receive one unit (approximately 200 mL) of convalescent plasma with data collected daily on routine (non-research) clinical assessments/physical exams and lab results.
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Biological: Convalescent Plasma
Plasma obtained from individuals previously diagnosed with SARS-CoV-2 (COVID-19) is administered to hospitalized patients meeting inclusion/exclusion criteria and have provided informed consent. |
- Determine the therapeutic efficacy (response rate) of convalescent plasma infusion in patients at high risk for mortality when infected by SARS-CoV-2 (COVID-19). [ Time Frame: Through study completion, an average of 30 days ]Measured by respiratory rate >30/min, blood oxygen saturation <93%, partial pressure of arterial oxygen to fraction of inspired oxygen ration <300 and received a medical diagnosis of respiratory failure, septic shock or multiple
- Determine the immunologic effects of convalescent plasma infusion [ Time Frame: Through study completion, an average of 14 days ]SARS-CoV-2 Ag levels through RT-PCR
- Absolute lymphocyte count (10*3/uL) [ Time Frame: Through study completion, an average of 14 days ]Measure normalization of laboratory parameters for risk
- reatinine kinase (mg/dL) [ Time Frame: Through study completion, an average of 14 days ]Measure normalization of laboratory parameters for risk
- C-reactive protein (mg/dl) [ Time Frame: Through study completion, an average of 14 days ]Measure normalization of laboratory parameters for risk
- D-Dimer (ng/ml FEU) [ Time Frame: Through study completion, an average of 14 days ]Measure normalization of laboratory parameters for risk
- Interleukin-6 (pg/ml) [ Time Frame: Through study completion, an average of 14 days ]Measure normalization of laboratory parameters for risk
- Ferritin (ng/mL) [ Time Frame: Through study completion, an average of 14 days ]Measure normalization of laboratory parameters for risk

Choosing to participate in a study is an important personal decision. Talk with your doctor and family members or friends about deciding to join a study. To learn more about this study, you or your doctor may contact the study research staff using the contacts provided below. For general information, Learn About Clinical Studies.
Ages Eligible for Study: | 18 Years to 99 Years (Adult, Older Adult) |
Sexes Eligible for Study: | All |
Accepts Healthy Volunteers: | No |
Inclusion Criteria:
- Diagnosis of SARS-CoV-2 infection via RT-PCR or FDA approved testing.
- Patients must also have the following indications for enrollment:
- i. D-Dimer > 500 ng/ml FEU OR
- ii. IL-6> 5 pg/mL
With any of the following:
- iii. Lymphocytes < 0.8 103/ul OR
- iv. LDH > 700 U/L OR
- v. CK > 170 U/L OR
- vi. CRP > 1.0 mg/dl OR
- vii. Ferritin > 1000 ng/ml
AND one of the following:
- viii. Age over 60 years
- ix. Underlying Active Malignancy
- x. Cardiovascular Disease
- xi. Active Tobacco Use
- xii. History of Pulmonary Volume Reduction Surgery
- xiii. Hypertension
- Prior Treatment: Patients are still eligible for this trial if active antimicrobial agents are in use. Patients are also eligible if they had been treated on COVID-19 clinical trial in the course of their disease.
- Age ≥ 18 years.
- The effects of allogeneic plasma infusion on the developing fetus is unknown. For this reason women who are pregnant are not eligible to participate.
- Agrees to required laboratory data collected which will include the baseline organ function and regular ongoing assessments done as part of routine care.
- Ability to understand and the willingness to sign a written informed consent document or ability to have consent provided by Legally Authorized Representative.
Exclusion Criteria:
- 4.2.1 Patients who do not meet above inclusion criteria are not eligible.
- 4.2.2 Patients may not be receiving any other investigational agents.
- 4.2.3 History of allergic reactions attributed to previous transfusion history.
- 4.2.4 Respiratory rate >30/min
- 4.2.5 Blood oxygen saturation <93%
- 4.2.6 Partial pressure of arterial oxygen to fraction of inspired oxygen ration <300
- 4.2.7 Diagnosis of respiratory failure, septic shock or multiple organ dysfunction/failure

To learn more about this study, you or your doctor may contact the study research staff using the contact information provided by the sponsor.
Please refer to this study by its ClinicalTrials.gov identifier (NCT number): NCT04513158
Contact: Joseph M Flynn, DO, MPH | 502-272-5001 | Joseph.flynn@nortonhealthcare.org | |
Contact: Marti Gardner, MSN, APRN | 502-629-3550 | Marti.Gardner@nortonhealthcare.org |
United States, Kentucky | |
Norton Hospital | Recruiting |
Louisville, Kentucky, United States, 40202 | |
Contact: Jackie Bourke, RN 502-479-1217 ext 157 Jackie.bourke@nortonhealthcare.org | |
Contact: Jayne Carwile, RN, MSN 502-479-1217 ext 142 Jayne.Carwile@nortonhealthcare.org | |
Principal Investigator: Joseph M Flynn, DO, MPH | |
Sub-Investigator: Don A Stevens, MD | |
Sub-Investigator: Paul Schulz, MD | |
Sub-Investigator: Joseph J Maly, MD | |
Sub-Investigator: Khuda D Khan, MD, PhD | |
Norton Women's and Children's Hospital | Recruiting |
Louisville, Kentucky, United States, 40207 | |
Contact: Jackie Bourke, RN 502-479-1217 ext 157 Jackie.bourke@nortonhealthcare.org | |
Contact: Jayne Carwile, RN, MSN 502-479-1217 ext 142 Jayne.Carwile@nortonhealthcare.org | |
Principal Investigator: Joseph M Flynn, DO, MPH | |
Sub-Investigator: Don A Stevens, MD | |
Sub-Investigator: Paul Schulz, MD | |
Sub-Investigator: Joseph J Maly, MD | |
Sub-Investigator: Khuda D Khan, MD, PhD | |
Norton Audubon Hospital | Recruiting |
Louisville, Kentucky, United States, 40217 | |
Contact: Jackie Bourke, RN 502-479-1217 ext 157 Jackie.bourke@nortonhealthcare.org | |
Contact: Jayne Carwile, RN, MSN 502-479-1217 ext 142 Jayne.Carwile@nortonhealthcare.org | |
Principal Investigator: Joseph M Flynn, DO, MPH | |
Sub-Investigator: Don A Stevens, MD | |
Sub-Investigator: Paul Schulz, MD | |
Sub-Investigator: Joseph J Maly, MD | |
Sub-Investigator: Khuda D Khan, MD, PhD | |
Norton Brownsboro Hospital | Recruiting |
Louisville, Kentucky, United States, 40241 | |
Contact: Jackie Bourke, RN 502-479-1217 ext 157 Jackie.bourke@nortonhealthcare.org | |
Contact: Jayne Carwile, RN, MSN 502-479-1217 ext 142 Jayne.Carwile@nortonhealthcare.org | |
Principal Investigator: Joseph M Flynn, DO, MPH | |
Sub-Investigator: Don A Stevens, MD | |
Sub-Investigator: Paul Schulz, MD | |
Sub-Investigator: Joseph J Maly, MD | |
Sub-Investigator: Khuda D Khan, MD, PhD |
Principal Investigator: | Joseph M Flynn, DO, MPH | Norton Healthcare |
Responsible Party: | Joseph M. Flynn, D.O., MPH, Principal Investigator, Norton Healthcare |
ClinicalTrials.gov Identifier: | NCT04513158 |
Other Study ID Numbers: |
20-N0124 |
First Posted: | August 14, 2020 Key Record Dates |
Last Update Posted: | October 19, 2020 |
Last Verified: | October 2020 |
Individual Participant Data (IPD) Sharing Statement: | |
Plan to Share IPD: | No |
Studies a U.S. FDA-regulated Drug Product: | Yes |
Studies a U.S. FDA-regulated Device Product: | No |
SARS-CoV-2 |
COVID-19 Infections Respiratory Tract Infections Pneumonia, Viral Pneumonia Virus Diseases |
Coronavirus Infections Coronaviridae Infections Nidovirales Infections RNA Virus Infections Lung Diseases Respiratory Tract Diseases |