Penumbral Rescue by Normobaric O2 Administration in Patients With Ischemic Stroke and Target Mismatch ProFile (PROOF)
![]() |
The safety and scientific validity of this study is the responsibility of the study sponsor and investigators. Listing a study does not mean it has been evaluated by the U.S. Federal Government. Read our disclaimer for details. |
ClinicalTrials.gov Identifier: NCT03500939 |
Recruitment Status :
Terminated
(Futility)
First Posted : April 18, 2018
Last Update Posted : September 23, 2022
|
- Study Details
- Tabular View
- No Results Posted
- Disclaimer
- How to Read a Study Record
Condition or disease | Intervention/treatment | Phase |
---|---|---|
Acute Ischemic Stroke | Drug: Medical oxygen Other: Standard of care | Phase 2 |
Study Type : | Interventional (Clinical Trial) |
Actual Enrollment : | 223 participants |
Allocation: | Randomized |
Intervention Model: | Parallel Assignment |
Masking: | Single (Outcomes Assessor) |
Primary Purpose: | Treatment |
Official Title: | Penumbral Rescue by Normobaric O=O Administration in Patients With Ischemic Stroke and Target Mismatch ProFile: A Phase II Proof-of-Concept Trial |
Actual Study Start Date : | August 1, 2019 |
Actual Primary Completion Date : | May 16, 2022 |
Actual Study Completion Date : | August 22, 2022 |

Arm | Intervention/treatment |
---|---|
Experimental: Normobaric hyperoxygenation + standard of care
Normobaric hyperoxygenation (NBHO), i.e. inhalation of 100% oxygen at high flow (≥ 40 L/min) via a sealed non-rebreather face-mask with reservoir, or in case of intubation/ventilation for (study-independent) TBY, ventilation with an inspiratory oxygen fraction (FiO2) of 1.0. NBHO is started within 3 hours of stroke symptom onset (witnessed or last seen well) and within 20 minutes after end of baseline brain imaging and applied until the end of TBY procedure (defined by removal of guide catheter from sheath) or, in case TBY is not attempted, 4 hours after start of study treatment.
|
Drug: Medical oxygen
inhalation of 100% oxygen at high flow via a sealed non-rebreather face-mask with reservoir Other: Standard of care e.g. thrombectomy, thrombolysis |
Active Comparator: standard of care alone
standard of care alone; oxygen supplementation if SpO2 ≤ 94% at 2 to 4 L/min via nasal cannula according to guidelines of the European Stroke Organisation (ESO), or in case of TBY-related intubation/ventilation, ventilation with an initial FiO2 of 0.3 to be gradually increased if SpO2 ≤ 94%.
|
Other: Standard of care
e.g. thrombectomy, thrombolysis |
- ischemic core growth from baseline to 24 hours [ Time Frame: from baseline to 24 (22 to 36) hours ]difference in ischemic core volume (in mL) from baseline to 24 hours; intention-to-treat (ITT) analysis
- change in National Institutes of Health Stroke Scale (NIHSS) score from baseline to 24 hours [ Time Frame: from baseline to 24 ± 6 hours ]key secondary endpoint; the NIHSS is a stroke severity score that is composed of 11 items; range from 0 to 41, higher values indicate more severe deficits
- survival [ Time Frame: 5 ± 2 days, 90 ± 10 days after randomization ]secondary clinical efficacy endpoint; survival to be assessed at visit 6 (V6, day 5), and V7 (day 90)
- National Institutes of Health Stroke Scale score (NIHSS) [ Time Frame: 20 ± 10 minutes, 4 hours ± 15 minutes, 24 ± 6 hours, 5 ± 2 days, 90 ± 10 days after randomization ]secondary clinical efficacy endpoint; NIHSS to be assessed at visit 2 (V2, 20 minutes), V4 (end of study treatment), V5 (24 hours), V6 (day 5), and V7 (day 90); the NIHSS is a stroke severity score composed of 11 items (range from 0 to 41, higher values indicate more severe deficits)
- modified Rankin Scale score (mRS) [ Time Frame: 5 ± 2 days, 90 ± 10 days after randomization ]secondary clinical efficacy endpoint; mRS to be assessed at visit 6 (V6, day 5), and V7 (day 90); the mRs is an ordinal disability score of 7 categories (0 = no symptoms to 5 = severe disability, and 6 = death)
- Barthel Index (BI) [ Time Frame: 5 ± 2 days, 90 ± 10 days after randomization ]secondary clinical efficacy endpoint; BI to be assessed at visit 6 (V6, day 5), and V7 (day 90)
- Montreal Cognitive Assessment (MoCA) [ Time Frame: 90 ± 10 days after randomization ]secondary clinical efficacy endpoint; MoCA to be assessed at visit 7 (day 90)
- Stroke Impact Scale 16 (SIS-16) [ Time Frame: 90 ± 10 days after randomization ]secondary clinical efficacy endpoint; SIS-16 to be assessed at visit 7 (day 90); the SIS-16 is a 16-item physical dimension instrument for measuring the physical aspects of stroke recovery (items are rated on a 1 to 5 scale; 5 = not difficult at all, 1 = could not do at all)
- EuroQoL Questionnaire (EQ-5D-5L) [ Time Frame: 90 ± 10 days after randomization ]secondary clinical efficacy endpoint; EQ-5D-5L to be assessed at visit 7 (day 90)
- Montgomery-Åsberg Depression Rating Scale (MADRS) [ Time Frame: 90 ± 10 days after randomization ]secondary clinical efficacy endpoint; MADRS to be assessed at visit 7 (day 90); the MADRS is a 10-item depression rating test that uses a 0 to 6 severity scale (higher scores indicate increasing depressive symptoms)
- partial pressure of oxygen in the arterial blood (PaO2) [ Time Frame: 90 ± 30 minutes, 24 ± 6 hours after randomization ]secondary clinical efficacy endpoint; PaO2 to be assessed at visit 3 (90 minutes after start of study treatment), and V5 (24 hours)
- length of ICU stay [ Time Frame: 5 ± 2 days, 90 ± 10 days after randomization ]secondary clinical efficacy endpoint; length of ICU stay to be assessed at visit 6 (V6, day 5), and V7 (day 90); ICU is defined as a ward with capacity for mechanical ventilation and/or continuous monitoring of vital parameters (including stroke units)
- length of hospital stay [ Time Frame: 5 ± 2 days, 90 ± 10 days after randomization ]secondary clinical efficacy endpoint; length of hospital stay to be assessed at visit 6 (V6, day 5), and V7 (day 90)
- duration of ventilation [ Time Frame: 5 ± 2 days, 90 ± 10 days after randomization ]secondary clinical efficacy endpoint; duration of ventilation to be assessed at visit 6 (V6, day 5), and V7 (day 90)
- all-cause death [ Time Frame: 5 ± 2 days, 90 ± 10 days after randomization ]clinical safety endpoint; to be assessed at visit 6 (V6, day 5), and V7 (day 90)
- stroke related death [ Time Frame: 5 ± 2 days, 90 ± 10 days after randomization ]clinical safety endpoint; to be assessed at visit 6 (V6, day 5), and V7 (day 90)
- symptomatic intracranial hemorrhage [ Time Frame: 5 ± 2 days after randomization or discharge ]clinical safety endpoint; per ECASS III definition and per Heidelberg bleeding classification
- vital signs [ Time Frame: 90 ± 10 days after randomization ]clinical safety endpoint; systolic and diastolic blood pressure, heart and respiratory rate, peripheral capillary oxygen saturation (SpO2)
- 12-lead electrocardiogram (ECG) [ Time Frame: 24 ± 6 hours after randomization ]clinical safety endpoint
- safety laboratory [ Time Frame: 5 ± 2 days after randomization or discharge ]clinical safety endpoint; blood count, clinical chemistry, coagulation
- concomitant invasive procedures [ Time Frame: 90 ± 10 days after randomization ]clinical safety endpoint; e.g. intravenous/intra-arterial thrombolysis, thrombectomy, stenting, carotid surgery, decompressive hemicraniectomy, cardioversion, patent foramen ovale (PFO) closure
- relative changes in ischemic core volume (in %) from baseline to 24 hours [ Time Frame: from baseline to 24 (22 to 36) hours ]secondary imaging efficacy endpoint
- absolute and relative ischemic core change from baseline to 24 hours using cerebral blood flow (CBF) < 30% for ischemic core estimation at baseline in all patients [ Time Frame: from baseline to 24 (22 to 36) hours ]secondary imaging efficacy endpoint; independent of imaging modality
- penumbral salvage from baseline to 24 hours [ Time Frame: from baseline to 24 (22 to 36) hours ]secondary imaging efficacy endpoint
- TICI (Thrombolysis in Cerebral Infarction perfusion scale grade) [ Time Frame: 4 hours ± 15 minutes ]secondary imaging efficacy endpoint; in patients who underwent mechanical thrombectomy (TBY)
- revascularization on 24-hour follow-up imaging [ Time Frame: 24 (22 to 36) hours ]secondary imaging efficacy endpoint
- new microbleeds on 24-hour follow-up MRI (vs. baseline T2*weighted MRI) [ Time Frame: 24 (22 to 36) hours ]imaging safety endpoints; only possible in patients who had MRI at baseline as well as at 24 hours
- any intracranial hemorrhage on 24-hour follow-up imaging [ Time Frame: 24 (22 to 36) hours ]imaging safety endpoints
- peri-interventional occurrence of vasospasms [ Time Frame: 4 hours ± 15 minutes ]imaging safety endpoints; in patients who underwent mechanical thrombectomy (TBY)
- ischemic lesions in new territories on 24-hour follow-up imaging [ Time Frame: 24 (22 to 36) hours ]imaging safety endpoints

Choosing to participate in a study is an important personal decision. Talk with your doctor and family members or friends about deciding to join a study. To learn more about this study, you or your doctor may contact the study research staff using the contacts provided below. For general information, Learn About Clinical Studies.
Ages Eligible for Study: | 18 Years and older (Adult, Older Adult) |
Sexes Eligible for Study: | All |
Accepts Healthy Volunteers: | No |
Inclusion Criteria
- Age: >= 18 years
- Acute anterior circulation ischemic stroke due to an LVO on CT or MR angiography, i.e. either terminal ICA with M1/carotid-T, proximal M1, distal M1 (distal to perforating branches), or M2/3 segment(s)
- If TBY is likely to be conducted* (*However, neither TBY nor IVT are a prerequisite for inclusion; patients not receiving TBY or IVT or both can be enrolled. Clinical treatment decisions should not delay study enrollment).
- NIHSS score of ≥ 6 at screening
- ASPECTS of 7-10 on NCCT or 6-10 on DWI-MRI
- CT or MR perfusion (whole-brain or minimal coverage ≥ 75 mm) prior to NBHO
- NBHO can be initiated within 6 hours of symptom onset (witnessed or last seen well) and within 30 minutes after last image of baseline brain imaging
- Pre-stroke mRS of 0 or 1
- Breastfeeding women must stop breastfeeding after randomization
- Own written informed consent is not obtained prior to study inclusion but has to be gained as soon as possible. Patients who are able to give consent will be informed about trial participation orally and may consent to or decline participation. Patients unable to give consent will be enrolled through a deferred consent procedure.
Exclusion Criteria
Neurological:
- TBY procedure initiated (groin puncture) prior to randomization
- Rapid major improvement in neurological status prior to randomization
- Any condition which precludes obtaining an accurate baseline NIHSS or outcome assessment (e.g. seizures, dementia, psychiatric or neuromuscular disease)
- Intracranial hemorrhage (except of cerebral microbleeds), intracranial tumor (except small meningioma), and/or intracranial arteriovenous malformation
- Intracranial aneurysm or prior stent implantation in the vascular territory (upstream and downstream) affected by qualifying LVO
- Suspected complete CCA occlusion, aortic dissection, cerebral vasculitis, septic embolism, or bacterial endocarditis
- Acute bilateral stroke or stroke in multiple vascular territories (except of clinically silent micro-lesions)
Respiratory:
- Known history of chronic pulmonary disease (e.g. COPD, pulmonary fibrosis, alveolitis or pneumonitis)
- Prior to enrolment, > 2 L/min oxygen required to maintain peripheral oxygen saturation ≥ 95%
- Acute respiratory distress that may, in the clinical judgment of the investigator, interfere with the study intervention
- Acute pneumonia, alveolitis or pneumonitis of viral, bacterial, fungal or any other etiology
Other:
- Clinical suspicion of acute myocardial infarction (e.g. acute chest pain)
- Baseline blood glucose of < 50 mg/dL (2.78 mmol) or > 400 mg/dL (22.20 mmol)
- Body temperature ≥ 38.0°C at screening
- History of severe allergy (more than rash) to contrast medium
- Current treatment with nitrofurantoin or amiodaron, paraquat poisoning, or history of treatment with bleomycin
- Pregnancy at screening, to be excluded (β-HCG in serum or urine) in all women ≤ 55 years except if surgically sterile; in women >55 years pregnancy must be excluded only in case of increased probability e.g. due to in-vitro fertilization
- Any co-existing or terminal disease (except qualifying stroke) with anticipated life expectancy of less than 6 months
- Any pre-existing condition that may, in the clinical judgment of the investigator, not allow safe participation in the study (e.g. alcohol or substance abuse, co-existing disease)
- Participation in another interventional (drug or device) study within the last four weeks
- Prior participation in the PROOF trial

To learn more about this study, you or your doctor may contact the study research staff using the contact information provided by the sponsor.
Please refer to this study by its ClinicalTrials.gov identifier (NCT number): NCT03500939

Principal Investigator: | Sven Poli, MD | University Hospital Tübingen |
Responsible Party: | University Hospital Tuebingen |
ClinicalTrials.gov Identifier: | NCT03500939 |
Other Study ID Numbers: |
PROOF 2017-001355-31 ( EudraCT Number ) |
First Posted: | April 18, 2018 Key Record Dates |
Last Update Posted: | September 23, 2022 |
Last Verified: | September 2022 |
Studies a U.S. FDA-regulated Drug Product: | No |
Studies a U.S. FDA-regulated Device Product: | No |
Stroke Ischemic Stroke Cerebral Infarction Ischemia Cerebrovascular Disorders Brain Diseases Central Nervous System Diseases Nervous System Diseases |
Vascular Diseases Cardiovascular Diseases Pathologic Processes Brain Infarction Brain Ischemia Infarction Necrosis |