Gene Therapy in Treating Patients With Human Immunodeficiency Virus-Related Lymphoma Receiving Stem Cell Transplant
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ClinicalTrials.gov Identifier: NCT02797470 |
Recruitment Status :
Active, not recruiting
First Posted : June 13, 2016
Last Update Posted : May 30, 2023
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Condition or disease | Intervention/treatment | Phase |
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HIV Infection Mature T-Cell and NK-Cell Non-Hodgkin Lymphoma Plasmablastic Lymphoma Recurrent Adult Hodgkin Lymphoma Recurrent Adult Non-Hodgkin Lymphoma Recurrent Burkitt Lymphoma Recurrent Follicular Lymphoma Stage III Follicular Lymphoma Stage III Mantle Cell Lymphoma Stage IV Follicular Lymphoma Stage IV Mantle Cell Lymphoma | Procedure: Autologous Hematopoietic Stem Cell Transplantation Drug: Carmustine Drug: Cytarabine Drug: Etoposide Other: Laboratory Biomarker Analysis Biological: Lentivirus Vector CCR5 shRNA/TRIM5alpha/TAR Decoy-transduced Autologous CD34-positive Hematopoietic Progenitor Cells Drug: Melphalan Procedure: Peripheral Blood Stem Cell Transplantation | Phase 1 Phase 2 |

Study Type : | Interventional (Clinical Trial) |
Actual Enrollment : | 11 participants |
Allocation: | N/A |
Intervention Model: | Single Group Assignment |
Masking: | None (Open Label) |
Primary Purpose: | Treatment |
Official Title: | A Phase I Study of Stem Cell Gene Therapy for HIV Mediated by Lentivector Transduced, Pre-Selected CD34+ Cells |
Actual Study Start Date : | June 23, 2016 |
Actual Primary Completion Date : | January 27, 2023 |
Estimated Study Completion Date : | June 30, 2025 |

Arm | Intervention/treatment |
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Experimental: Treatment (anti-HIV gene transduced CD34+ cells)
Patients receive BEAM regimen administered as standard of care comprising carmustine on day -6, cytarabine BID on days -5 to -2, etoposide BID on days -5 to -2, and melphalan on day -1. Patients undergo infusion of lentivirus vector CCR5 shRNA/TRIM5alpha/TAR decoy-transduced autologous CD34-positive hematopoietic progenitor cells over 1 hour.
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Procedure: Autologous Hematopoietic Stem Cell Transplantation
Undergo infusion of lentivirus vector CCR5 shRNA/TRIM5alpha/TAR decoy-transduced autologous CD34-positive hematopoietic progenitor cells
Other Name: Autologous Stem Cell Transplantation Drug: Carmustine 300 mg/m2 on Day -6, as part of BEAM and R-BEAM regimens.
Other Names:
Drug: Cytarabine 100 mg/m2 BID on Days -5 through -2, as part of BEAM and R-BEAM regimens.
Other Names:
Drug: Etoposide VP-16: 100 mg/m2 BID on Days -5 through -2, as part of BEAM and R-BEAM regimens.
Other Names:
Other: Laboratory Biomarker Analysis Correlative studies Biological: Lentivirus Vector CCR5 shRNA/TRIM5alpha/TAR Decoy-transduced Autologous CD34-positive Hematopoietic Progenitor Cells Undergo infusion of lentivirus vector CCR5 shRNA/TRIM5alpha/TAR decoy-transduced autologous CD34-positive hematopoietic progenitor cells
Other Name: Lentivirus Vector CCR5 shRNA/TRIM5alpha/TAR Decoy-transduced Autologous CD34-positive HPCs Drug: Melphalan 140 mg/m2 on Day -1, as part of BEAM and R-BEAM regimens.
Other Names:
Procedure: Peripheral Blood Stem Cell Transplantation Undergo infusion of lentivirus vector CCR5 shRNA/TRIM5alpha/TAR decoy-transduced autologous CD34-positive hematopoietic progenitor cells
Other Names:
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- Number of participants who achieve a timely engraftment [ Time Frame: 1 month post-transplant ]Timely engraftment is defined as a persistent an absolute neutrophil count (ANC) of at least 500 cells/mm3 and a platelet count of at least 20,000 cells/mm3 for at least 3 days
- Proportion of study participants who achieve greater than 5% mononuclear blood cells expressing anti-HIV genes in peripheral blood [ Time Frame: 3 months post-transplant ]To determine efficacy of the candidate product, defined as establishment of > 5% mononuclear blood cells expressing anti-HIV genes
- Proportion of study participants with gene modified HIV-1 resistant peripheral blood cells and gut mucosal immune cells [ Time Frame: Up to 24 months post-transplant ]To determine the presence, quantity, and duration of gene modified HIV-1 resistant peripheral blood cells and gut mucosal immune cells
- Quantity of gene modified HIV-1 resistant peripheral blood cells and gut mucosal immune cells [ Time Frame: Up to 24 months post-transplant ]Summarized descriptively. Continuous measures will be summarized by mean (standard deviation [SD]) and median (range), with log transformation if necessary for skewed measures, as would be typical for cell counts.
- Integration sites of vector sequences in circulating cells [ Time Frame: Up to 24 months post-transplant ]Single genome sequencing of HIV gp120 and HIV pol will be performed to understand sequence evolution following transplantation and detection of minority resistance variants.
- Progression-free survival [ Time Frame: Time from start of study treatment to relapse, progression, or death from any cause ]Time-to-event data will be presented graphically by Kaplan-Meier plots and summarized by estimated median time to event (if that is estimable from the data) with 95% confidence interval.
- Overall survival [ Time Frame: Up to 15 years ]The length of time from the start of treatment until death
- Number of participants with a complete response [ Time Frame: 24 months ]A complete response is the complete disappearance of any disease, as determined by imaging
- Number of days from the first documentation of a complete response until the first day of relapse [ Time Frame: Time from the first documentation of CR until first date that relapsed or progressive disease is objectively documented, assessed up to 15 years ]Complete response is defined as the absence of any disease on imaging or by exam; progressive disease is defined as new lesions or new evidence of disease
- Partial response rate and duration [ Time Frame: Up to 15 years ]Will be assessed following the Lugano Classification. In the absence of evident disease progression, response will be assessed formally at 3, 6, 12 and 24 months post transplant per study calendar.
- Time to neutrophil engraftment [ Time Frame: Up to 15 years ]
First measurement of 3 consecutive laboratory values obtained on different days) of ANC > 500 cells/mm3
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- Time to platelet engraftment [ Time Frame: Up to 15 years ]First measurement of 3 consecutive laboratory values obtained on different days) of platelets > 20,000 cells/mm3 without platelet transfusions 7 days prior
- Number of participants with an absolute neutrophil count of at least 1500 cells/mm3, hemoglobin of at least 10 g/dL, and platelets greater than 100,000. [ Time Frame: 100 days ]To study hematologic function at Day 100
- CD4 count recovery [ Time Frame: Up to 24 months post-treatment ]At six months post-transplant, or later, ART will be voluntarily withheld for a 12 week period only for participants who have a CD4 count of 300 or higher with no detectable viral load. for participants in which the CD4 T-cell count has not risen to ≥ 300 cells/mm3 at the time of the planned ART interruption, ART will continue until the T-cell count has risen to ≥ 300 cells/mm3.
- Number of participants with adverse events as assessed by the CTCAE [ Time Frame: Up to 15 years ]To study safety in terms of the frequency of toxicities, infections, transfusions, and infusion-related reactions
- HIV-1 viral load [ Time Frame: At week 4, months 3, 6, 8, 10, 12, 14, 16, 20, and 24 post-transplant. ]To study HIV-1 viral load over time
- Persistence of vector-transduced cells over time [ Time Frame: Up to 15 years ]Vector stability analysis will be performed via qPRC sequencing.
- Expansion of HIV-1 resistant immune cells [ Time Frame: Up to 24 months post-transplant ]Presence and the magnitude of expansion of HIV-1 resistant immune cells in the peripheral blood and gut mucosa of transplanted participants, subsequent to withholding ART

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Ages Eligible for Study: | 18 Years and older (Adult, Older Adult) |
Sexes Eligible for Study: | All |
Accepts Healthy Volunteers: | No |
Inclusion Criteria
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Inclusion criteria associated with type and status of lymphoma, one of the following must be applicable:
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Biopsy-proven intermediate or high-grade non-Hodgkin's lymphoma, meeting one of the following criteria (timeline 8 months prior to enrollment in the screening segment):
- In partial remission,
- Relapsed after initial complete remission,
- Failed induction therapy, but responds to salvage therapy (i.e., chemosensitive disease),
- In complete remission with high-risk features as specified by the International Prognostic Index.
- Biopsy-proven advanced stage follicular lymphoma, that have failed at least two lines of therapy multi-agent chemotherapy, but responds to salvage therapy i.e.,chemosensitive disease) (timeline 8 months prior to enrollment in the screening segment).
- Biopsy-proven advanced stage Mantle cell lymphoma with Ki-67 > 10% in first complete remission (timeline 8 months prior to enrollment in the screening segment).
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Biopsy-proven Hodgkin's lymphoma, meeting one of the following criteria (timeline 8 months prior to enrollment).
- In first, or greater relapse after initial complete remission,
- In partial remission,
- Failed induction therapy, but responds to salvage therapy (i.e., chemosensitive disease).
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Biopsy-proven Burkitt's lymphoma, meeting one of the following criteria (timeline 8 months prior to enrollment):
- In second complete remission after relapse following initial complete remission,
- Failed induction therapy, but responds (very good partial remission, complete remission, or near complete remission) to salvage therapy (i.e., chemosensitive disease).
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Biopsy proven plasmablastic lymphomas, or peripheral T cell lymphoma (with the exception of ALK+ type in first or second complete remission) *NOTE: Patients meeting the following criteria are exempt from the 8-month timeline and do not require additional biopsy:
- Patients who have never achieved a complete remission on the last biopsy-proven site of disease and went on to the next therapy then achieved a complete remission.
- Patients who relapsed quickly (within 3 months of their last chemotherapy) and now have achieved a complete remission with salvage therapy.
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Inclusion criteria associated with HIV-1 status
- HIV-1 infection, as documented by any federally approved, licensed HIV rapid test performed in conjunction with screening (or ELISA, test kit, and confirmed by Western blot or other approved test). Alternatively, this documentation may include a record demonstrating that another physician has documented the participant's HIV status based on either: 1) approved diagnostic tests, or 2) the referring physician's written record that HIV infection was documented, with supporting information on the participant's relevant medical history and/or current management of HIV infection.
- Must be on a multi-drug anti-HIV regimen (excluding zidovudine [AZT, ZDV, etrovir®, or agents containing zidovudine (e.g., Combivir® and Trizivir®)], and efavirenz [Sustiva®, or agents containing efavirenz (e.g., Atripla®)]).
Participants on zidovudine [AZT, ZDV, Retrovir®; including Combivir® and Trizivir®] and efavirenz [Sustiva®; including Atripla®] must switch to an alternative regimen without anticipated drug-drug interactions or myelosuppressive properties based on known viral resistance patterns and/or ART history, such as raltegravir and Truvada (emtricitabine and tenofovir) at least two weeks prior to the transplant.
o Participant taking ARTs must satisfy one of the following:
- Undetectable HIV viral load (< 50 copies/mL). For patients who have had negative viral loads in the past 6 months and no known HIV viral load >500 copies/mL within the last 6 months, minor fluctuations of viral load (isolated escalations up to 500 copies/mL) are acceptable. The participant's history of negative viral loads may be documented with recent laboratory results and/or a record from the participant's HIV care provider.
- If viral load is detectable at < 2000 copies/mL a review of previous antiretroviral regimens or previous genotypic or phenotypic testing which indicate the ability to fully suppress virus by addition of sensitive drugs must be performed. This review will be carried out by the protocol ID team or the ID specialist caring for the patient.
- If viral load is detectable at ≥ 2000 copies/mL, a current HIV genotype and/or phenotype must be obtained. If a HAART regimen to which the patient's virus is sensitive can be determined based on genotype and previous antiretroviral experience, then the patient will be considered eligible in this regard. This review will be carried out by the protocol ID team or the ID specialist caring for the patient.
General Inclusion Criteria (timeline: within 8 weeks prior to enrollment in the screening segment, unless otherwise specified)
- Karnofsky performance status of 70-100%. ECOG performance status <2
- SGOT and SGPT ≤ 2.5 times upper limit of normal (ULN). Serum bilirubin ≤ 2.5 times ULN except for participants who are on atazanavir or indinavir, or with elevated indirect bilirubin related to bilirubin conjugation issues such as Gilbert's disease, provided that the participant's direct bilirubin is within normal institutional limits.
- Participants who are hepatitis C virus antibody positive, or hepatitis B virus surface antigen positive must be free of clinical evidence of cirrhosis as determined by the principal investigator in consultation with the institutional Gastroenterology Service.
- Participants with Hepatitis B should be on appropriate anti-viral therapy at the time of the transplant, and their viral load should be negative.
- Serum creatinine ≤ 2 times ULN.
- Creatinine clearance ≥ 60 mL/min by the modified Cockcroft-Gault Formula.
- PT/PTT ≤ 2 times upper limit of normal (ULN), or international normalized ratio (INR)/PTT ≤ 2 times the ULN.
- FEV-1 or DLCO (corrected for hemoglobin) ≥ 50% predicted.
- LVEF ≥ 50% by 2D ECHO or MUGA scan.
- Not pregnant or nursing, with negative serum pregnancy test. Pregnant women are excluded from this study because the conditioning regimen has the potential for teratogenic or abortifacient effects. Because there is an unknown but potential risk for adverse events in nursing infants secondary to treatment of the mother with BEAM, breastfeeding should be discontinued. These potential risks may also apply to other agents used in this study.
- Participants should agree to practice effective contraceptive precautions and to use at least one method of contraception for the duration of the study and for 3 months post-transplant.
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Age ≥18 years. Because only adult transplant centers are participating as study sites.
- Life expectancy of greater than 3 months.
- Ability to understand and the willingness to sign a written informed consent document.
- Receipt of a stable ART regimen for at least 3 weeks prior to enrollment.
Exclusion Criteria
Participants who do not fulfill the criteria as listed above, are ineligible. Additionally, the presence of any of the following conditions will exclude a participant from study enrollment (timeline for all the exclusion criteria is within 8 weeks prior to enrollment in the screening segment):
- Participants with > 5% involvement of bone marrow by malignant cells (either by manual count or flow cytometry) prior to stem cell collection.
- Participants with any abnormal cytogenetics in the bone marrow not related to the lymphoma, and not deemed to be constitutional.
- Participants with unexplained anemia and/or thrombocytopenia.
- Participants with clear evidence of myeloproliferative disorders, or myelodysplastic disorders in the marrow.
- Presence of any active CNS disease at the time of evaluation (parenchymal or leptomeningeal).
- Any history of HIV-1 associated encephalopathy.
- Participants with persistently low CD4 counts less than 200 and a history of any AIDS-defining infection in the last 6 months before screening are excluded from the study.
- Symptomatic/active bacterial, or fungal, or any other opportunistic infection.
- Active CMV retinitis, or other active CMV-related organ dysfunction.
- Relapse of pneumocystis carinii pneumonia within the past year before enrollment.
- Intractable, severe diarrhea, defined as > 1.500 cc diarrheal fluid per day, or diarrhea causing persistent severe electrolyte abnormalities, or hypoalbuminemia.
- History of active myocardial ischemia, cardiomyopathy, uncontrolled dysrhythmia, or congestive heart failure within the last 6 months before enrollment.
- Dementia of any kind.
- Seizures within the past 12 months before enrollment.
- History of Grade III hemorrhagic cystitis due to prior cyclophosphamide chemotherapy.
- History of other prior malignancy, except squamous cell carcinoma of the cervix or anus, superficial basal cell or squamous cell skin cancer, or other malignancy curatively treated more than 5 years ago before enrollment.
- Active psychosocial condition that would hinder study compliance and follow-up.
- Any perceived inability to directly (and without the means of a legal guardian) provide informed consent.
- Any medical or physical contraindication, or other inability to undergo HPC collection.
- Participants who are receiving any other investigational agents.
- Uncontrolled intercurrent illness including, but not limited to, ongoing or active infection, symptomatic congestive heart failure, unstable angina pectoris, cardiac arrhythmia, or psychiatric illness/social situations that would limit compliance with study requirements.

To learn more about this study, you or your doctor may contact the study research staff using the contact information provided by the sponsor.
Please refer to this study by its ClinicalTrials.gov identifier (NCT number): NCT02797470
United States, California | |
UC San Diego Moores Cancer Center | |
La Jolla, California, United States, 92093 | |
University of California Davis Comprehensive Cancer Center | |
Sacramento, California, United States, 95817 | |
UCSF Medical Center-Parnassus | |
San Francisco, California, United States, 94115 | |
United States, New York | |
Memorial Sloan Kettering Cancer Center | |
New York, New York, United States, 10065 |
Principal Investigator: | Mehrdad Abedi | AIDS Malignancy Consortium |
Responsible Party: | AIDS Malignancy Consortium |
ClinicalTrials.gov Identifier: | NCT02797470 |
Other Study ID Numbers: |
AMC-097 NCI-2015-01745 ( Registry Identifier: CTRP (Clinical Trial Reporting Program) ) 9933 ( Other Identifier: CTRP (Clinical Trial Reporting Program) ) AMC 097 ( Other Identifier: AIDS Malignancy Consortium ) 097 ( Other Identifier: AIDS Malignancy Consortium ) AMC-097 ( Other Identifier: CTEP ) U01CA121947 ( U.S. NIH Grant/Contract ) |
First Posted: | June 13, 2016 Key Record Dates |
Last Update Posted: | May 30, 2023 |
Last Verified: | May 2023 |
Individual Participant Data (IPD) Sharing Statement: | |
Plan to Share IPD: | Undecided |
Burkitt Lymphoma Lymphoma Lymphoma, Follicular Lymphoma, Non-Hodgkin Hodgkin Disease Lymphoma, Mantle-Cell Lymphoma, T-Cell Plasmablastic Lymphoma Lymphoma, Large-Cell, Immunoblastic Recurrence Neoplasms by Histologic Type Neoplasms Lymphoproliferative Disorders Lymphatic Diseases Immunoproliferative Disorders |
Immune System Diseases Disease Attributes Pathologic Processes Infections Virus Diseases Epstein-Barr Virus Infections Herpesviridae Infections DNA Virus Infections Tumor Virus Infections Lymphoma, B-Cell Lymphoma, Large B-Cell, Diffuse Cytarabine Etoposide Podophyllotoxin Etoposide phosphate |