An Open Label Study of LMI070 (Branaplam) in Type 1 Spinal Muscular Atrophy (SMA)
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ClinicalTrials.gov Identifier: NCT02268552 |
Recruitment Status :
Completed
First Posted : October 20, 2014
Last Update Posted : April 25, 2023
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Condition or disease | Intervention/treatment | Phase |
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Spinal Muscular Atrophy | Drug: branaplam | Phase 1 Phase 2 |
This is an open-label, multi-part, first-in-human, proof of concept study in infants with Type 1 spinal muscular atrophy who have exactly 2 copies of SMN2, to evaluate safety, tolerability, PK, PD and efficacy of oral branaplam after 13 weeks treatment.
Parts 1 and 2 are intended to be non-confirmatory. In Part 1 of the study, patients will be dosed once weekly with branaplam. The branaplam dose will be escalated in subsequent cohorts until MTD is determined or when sufficient PK results confirm that the MTD cannot be reached due to a potential pharmacokinetic plateau at higher doses. A decision to dose escalate the next cohort will be made after safety data have been collected for 14 days following the first dose (14-day DLT window). PK will be used to confirm that there is no accumulation of the compound.
Part 2 of the study will enroll new patients into one of up to 3 dose cohorts with once weekly dosing for 52 weeks. The branaplam dose will be escalated in subsequent cohorts after 6 patients have been enrolled and at least 3 patients from the previous cohort will have completed 13 weeks of treatment. After 52 weeks, patients may continue treatment if Novartis, the investigator and the independent DMC agree that this is in the best interest of the patient.
In all cases continuation of the treatment will be done at a dose selected as optimum, considering existing safety as well as efficacy data
Study Type : | Interventional (Clinical Trial) |
Actual Enrollment : | 40 participants |
Allocation: | N/A |
Intervention Model: | Single Group Assignment |
Masking: | None (Open Label) |
Primary Purpose: | Treatment |
Official Title: | An Open Label Multi-part First-in-human Study of Oral LMI070 in Infants With Type 1 Spinal Muscular Atrophy |
Actual Study Start Date : | April 2, 2015 |
Actual Primary Completion Date : | December 29, 2022 |
Actual Study Completion Date : | December 29, 2022 |

Arm | Intervention/treatment |
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Experimental: branaplam
branaplam Treatment
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Drug: branaplam |
- Number of participants with adverse events (AEs), serious adverse events (SAEs) [ Time Frame: 13 weeks ]Participants are monitored for safety throughout the study
- Number of participants with adverse events (AEs), serious adverse events (SAEs) [ Time Frame: 52 weeks ]Participants are monitored for safety throughout the study
- Change from baseline in length [ Time Frame: Part 1 Screening, Days 1, 8 to 85. Extended treatment periods: every 4 weeks and at the end of study. Part 2: Screening, days 1 through 358 and end of study. ]To evaluate the effect of branaplam on length in cm
- Change from baseline in pulse oximetry [ Time Frame: Part 1 Screening, Days 1, 8 to 85. Extended treatment periods: every 4 weeks and at the end of study. Part 2: Screening, days 1 through 358 and end of study. ]To evaluate the effect of branaplam on respiratory function by measurement of Pulse oximetry in percentage (%) of oxygen saturation
- Change from baseline in Hammersmith Infant Neurology Examination (HINE) section 2 [ Time Frame: Part 1 Screening, Days 1, 8 to 85. Extended treatment periods: every 4 weeks and at the end of study. Part 2: Screening, days 1 through 358 and end of study. ]To evaluate the effect of branaplam on infant motor development using HINE section 2
- Pharmacokinetic: AUC [ Time Frame: Parts 1 and 2: Day 1 (Pre-dose + 1, 2, 4, 8 & 24 hours post-dose), Days 2, 3, 5, 8, 29. Part 1: Day 43. Part 2: Day 57, 57, 92 (Pre-dose + 4 & 24 hours post-dose), 94, 99, 274 (Pre-dose + 4 & 24 hours post-dose), 276, 281 ]To evaluate branaplam pharmacokinetics in plasma after single and repeated doses of branaplam by determination of AUC.
- In addition to the above for Part 2 - Change from baseline in feeding status [ Time Frame: Baseline, Day 15, Day 36, Day 57, Day 88 + End of Study ]To evaluate the efficacy of branaplam on preservation of oral feeding
- In addition to the above for Part 2 - Changes in Ulnar Nerve Compound Motor Action Potential (CMAP) from baseline [ Time Frame: Baseline, Day 88 + End of Study ]To evaluate the efficacy of branaplam on Ulnar and Peroneal Nerve Compound Motor Action Potentials (CMAPs) in terms of % increase from baseline
- In addition to the above for Part 2 - Changes from baseline on the ability to site without support [ Time Frame: 52 weeks ]To evaluate the efficacy of branaplam on the ability to sit without support
- Change from baseline in weight [ Time Frame: Screening, Day 1, Day 8 to Day 85. Extended treatment periods: every 4 weeks and at the End of Study ]To evaluate the effect of branaplam on weight in kilograms
- Change from baseline in head circumference [ Time Frame: Part 1 Screening, Days 1, 8 to 85. Extended treatment periods: every 4 weeks and at the end of study. Part 2: Screening, days 1 through 358 and end of study. ]To evaluate the effect of branaplam on head circumference in cm
- Change from baseline in chest circumference [ Time Frame: Part 1 Screening, Days 1, 8 to 85. Extended treatment periods: every 4 weeks and at the end of study. Part 2: Screening, days 1 through 358 and end of study. ]To evaluate the effect of branaplam on chest circumference
- Change from baseline in Children's Hospital of Philadelphia Infant Neuromuscular Disorders (CHOP INTEND) [ Time Frame: Part 1: Baseline, Day 36, Day 85, and every 6 to 7 weeks in the extended treatment periods, and at the End of Study. Part 2: Baseline, Day 36, Day 85, Day 127, Day 176, Day 218, Day 267, Day 309, Day 358 and End of Study ]To evaluate the effect of branaplam on infant motor development using CHOP INTEND
- Change from baseline in respiratory rate [ Time Frame: Part 1 Screening, Days 1, 8 to 85. Extended treatment periods: every 4 weeks and at the end of study. Part 2: Screening, days 1 through 358 and end of study. ]To evaluate the effect of branaplam on respiratory function by measurement of the respiratory rate
- Change from baseline in chest circumference during quiet breathing [ Time Frame: Part 1 Screening, Days 1, 8 to 85. Extended treatment periods: every 4 weeks and at the end of study. Part 2: Screening, days 1 through 358 and end of study. ]To evaluate the effect of branaplam on respiratory function by measurement of the chest circumference in cm during expiration and during inspiration
- Change from baseline in paradoxical breathing [ Time Frame: Part 1 Screening, Days 1, 8 to 85. Extended treatment periods: every 4 weeks and at the end of study. Part 2: Screening, days 1 through 358 and end of study. ]To evaluate the effect of branaplam on respiratory function by evaluation of the presence of absence of paradoxical breathing
- Pharmacokinetic: Cmax [ Time Frame: Parts 1 and 2: Day 1 (Pre-dose + 1, 2, 4, 8 & 24 hours post-dose), Days 2, 3, 5, 8, 29. Part 1: Day 43. Part 2: Day 57, 57, 92 (Pre-dose + 4 & 24 hours post-dose), 94, 99, 274 (Pre-dose + 4 & 24 hours post-dose), 276, 281 ]To evaluate branaplam pharmacokinetics in plasma after single and repeated doses of branaplam by determination of Cmax.

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Ages Eligible for Study: | 28 Days to 182 Days (Child) |
Sexes Eligible for Study: | All |
Accepts Healthy Volunteers: | No |
Inclusion Criteria:
Common for both Parts 1 and 2:
- Type 1 SMA, diagnosed clinically, with symptom onset <6 months of age and genetic confirmation of mutations in both alleles of the SMN1 gene, and with SMN2 copy number of 2.
- Best supportive care in place and stable for at least 14 days before screening.
- Must be able to demonstrate antigravity strength in both biceps. At birth gestational age >32 weeks and body weight at birth >2 kg.
- Must live within 2 hours drive of study center. Clearance should be obtained from the site investigator and sponsor if the patient resides more than 2 hours ground travel from the study center
Specific for Part 1
- Age at screening between 1 and 7 months
- Must have or agree to have placement of feeding tube for enteral access via nasogastric (NG), nasojejunal (NJ), percutaneous gastrostomy (PEG), or percutaneous jejunostomy (PEJ) tube for administration of branaplam (for patients in whom branaplam cannot be administered orally ; NG tube may be removed between doses).
Specific for Part 2
- Age at screening between 30 and 180 days of age
- Must have or agree to have placement of feeding tube for enteral access via nasogastric (NG), nasojejunal (NJ), percutaneous gastrostomy (PEG), or percutaneous jejunostomy (PEJ) tube for administration of branaplam (for the first administration only and for patients in whom branaplam cannot be administered orally; NG tube may be removed between doses).
- Minimum CHOP INTEND score of 15 at baseline
- Must be able to feed orally for all nutritional needs and be greater than the 2nd percentile for weight on the standard growth curves for the country of origin
Exclusion Criteria:
Common for both Parts 1 and 2:
- Neurologic, or neuromuscular conditions other than SMA.
- Anemia, leukopenia, neutropenia or thrombocytopenia
- Hepatic dysfunction
- Age adjusted renal dysfunction
- Presence of an untreated or inadequately treated active infection requiring systemic antiviral or antimicrobial therapy at any time during the screening period.
- Presence of an untreated or inadequately treated active infection requiring systemic antiviral or antimicrobial therapy at any time during the screening period.
- Excluding SMA, any medically unstable condition including cardiomyopathy, hepatic dysfunction, kidney disorder, endocrine disorder, GI disorders, prematurity of <32 weeks gestation, metabolic disorders, severe respiratory compromise and significant brain abnormalities or injuries including hypoxic-ischemic encephalopathy.
- Current diagnosis of cardiac and/or vascular abnormalities or ECG abnormalities
- Acute or ongoing medical condition that, according to the Site Investigator and discussed with sponsor, would interfere with the conduct and assessments of the study. Examples are medical disability other than SMA that would interfere with the assessment of safety or would compromise the ability of the subject to undergo study procedures including be assessed by CHOP INTEND motor scale, changes in hematologic parameters or gastrointestinal dysfunction that would compromise the ability of adequate assessment of safety
Specific for Part 1
- Use of other investigational drugs within 14 days.
- Intractable seizure disorder (other than inactive febrile seizures).
- Persistent (in the opinion of the Investigator) hypoxemia (O2 saturation awake <92% or O2 saturation asleep <91%, without ventilation support) or requiring oral suctioning >2 per day, or presence of a tracheostomy.
Specific for Part 2
- Use of nusinersen or gene transfer at any time or other investigational drugs within 14 days.
- Intractable epilepsy
- Persistent (in the opinion of the Investigator) hypoxemia (O2 saturation awake <92% or O2 saturation asleep <91%, without ventilation support), or presence of a tracheostomy.

To learn more about this study, you or your doctor may contact the study research staff using the contact information provided by the sponsor.
Please refer to this study by its ClinicalTrials.gov identifier (NCT number): NCT02268552
Belgium | |
Novartis Investigative Site | |
Gent, Belgium, 9000 | |
Novartis Investigative Site | |
Leuven, Belgium, 3000 | |
Bulgaria | |
Novartis Investigative Site | |
Sofia, Bulgaria, 1606 | |
Denmark | |
Novartis Investigative Site | |
Copenhagen, Denmark, 2100 O | |
Germany | |
Novartis Investigative Site | |
Essen, Germany, 45147 | |
Italy | |
Novartis Investigative Site | |
Milano, MI, Italy, 20133 | |
Novartis Investigative Site | |
Roma, RM, Italy, 00165 | |
Poland | |
Novartis Investigative Site | |
Warsaw, Poland, 04 730 | |
Novartis Investigative Site | |
Wroclaw, Poland, 50 420 | |
Russian Federation | |
Novartis Investigative Site | |
Ekaterinburg, Russian Federation, 620134 | |
Novartis Investigative Site | |
Moscow, Russian Federation, 119049 | |
Novartis Investigative Site | |
Moscow, Russian Federation, 127412 | |
Novartis Investigative Site | |
Saint Petersburg, Russian Federation, 197341 | |
Novartis Investigative Site | |
Volgograd, Russian Federation, 400120 |
Responsible Party: | Novartis Pharmaceuticals |
ClinicalTrials.gov Identifier: | NCT02268552 |
Other Study ID Numbers: |
CLMI070X2201 |
First Posted: | October 20, 2014 Key Record Dates |
Last Update Posted: | April 25, 2023 |
Last Verified: | April 2023 |
Individual Participant Data (IPD) Sharing Statement: | |
Plan to Share IPD: | Undecided |
Plan Description: | Novartis is committed to sharing with qualified external researchers, access to patient-level data and supporting clinical documents from eligible studies. These requests are reviewed and approved by an independent review panel on the basis of scientific merit. All data provided is anonymized to respect the privacy of patients who have participated in the trial in line with applicable laws and regulations. This trial data availability is according to the criteria and process described on www.clinicalstudydatarequest.com |
Studies a U.S. FDA-regulated Drug Product: | No |
Studies a U.S. FDA-regulated Device Product: | No |
Type 1 Spinal Muscular Atrophy |
Muscular Atrophy Muscular Atrophy, Spinal Atrophy Spinal Cord Diseases Pathological Conditions, Anatomical Neuromuscular Manifestations |
Neurologic Manifestations Nervous System Diseases Central Nervous System Diseases Motor Neuron Disease Neurodegenerative Diseases Neuromuscular Diseases |