Phase I Study of Safety and Immunogenicity of ADU-623
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The safety and scientific validity of this study is the responsibility of the study sponsor and investigators. Listing a study does not mean it has been evaluated by the U.S. Federal Government. Read our disclaimer for details. |
ClinicalTrials.gov Identifier: NCT01967758 |
Recruitment Status :
Completed
First Posted : October 23, 2013
Last Update Posted : August 17, 2018
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Condition or disease | Intervention/treatment | Phase |
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Astrocytic Tumors Glioblastoma Multiforme Anaplastic Astrocytoma Brain Tumor | Biological: Cohort 1 Biological: Cohort 2 Biological: Cohort 3 Drug: Antibiotics | Phase 1 |
Study Type : | Interventional (Clinical Trial) |
Actual Enrollment : | 11 participants |
Allocation: | Non-Randomized |
Intervention Model: | Single Group Assignment |
Masking: | None (Open Label) |
Primary Purpose: | Treatment |
Official Title: | Phase I Study of Safety and Immunogenicity of ADU-623, a Live-attenuated Listeria Monocytogenes Strain (ΔactA/ΔinlB) Expressing the EGFRvIII-NY-ESO-1 Vaccine, in Patients With Treated and Recurrent WHO Grade III/IV Astrocytomas |
Actual Study Start Date : | January 8, 2014 |
Actual Primary Completion Date : | June 18, 2018 |
Actual Study Completion Date : | August 15, 2018 |

Arm | Intervention/treatment |
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Experimental: Cohort 1
Patients in Cohort 1 will receive ADU-623 at a dose of 3 x 10^7cfu by intravenous infusion (IV) over 2 hours on Day 0, Day 21, Day 42, and Day 63. Each dose is followed by a 3-day course or antibiotics. Patients will receive a 7-day course of antibiotics starting at the end of treatment visit.
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Biological: Cohort 1
Four doses of IV ADU-623 at a dose of 3 x 10^7cfu Drug: Antibiotics A 3-day course of oral amoxicillin (500 mg three times per day) or trimethoprim/sulfamethoxazole in penicillin-allergic patients (160 mg trimethoprim / 800mg sulfamethoxazole at 12 hour intervals) will be initiated for each patient 3 days following each dose of ADU-623. Patients will receive a 7-day course of antibiotics starting at the end of treatment visit.
Other Names:
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Experimental: Cohort 2
Patients in Cohort 2 will receive ADU-623 at a dose of 3 x 10^8cfu by intravenous infusion (IV) over 2 hours on Day 0, Day 21, Day 42, and Day 63. Each dose is followed by a 3-day course or antibiotics. Patients will receive a 7-day course of antibiotics starting at the end of treatment visit.
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Biological: Cohort 2
Four doses of IV ADU-623 at a dose of 3 x 10^8cfu Drug: Antibiotics A 3-day course of oral amoxicillin (500 mg three times per day) or trimethoprim/sulfamethoxazole in penicillin-allergic patients (160 mg trimethoprim / 800mg sulfamethoxazole at 12 hour intervals) will be initiated for each patient 3 days following each dose of ADU-623. Patients will receive a 7-day course of antibiotics starting at the end of treatment visit.
Other Names:
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Experimental: Cohort 3
Patients in Cohort 3 will receive ADU-623 at a dose of 3 x 10^9cfu by intravenous infusion (IV) over 2 hours on Day 0, Day 21, Day 42, and Day 63. Each dose is followed by a 3-day course or antibiotics. Patients will receive a 7-day course of antibiotics starting at the end of treatment visit.
|
Biological: Cohort 3
Four doses of IV ADU-623 at a dose of 3 x 10^9cfu Drug: Antibiotics A 3-day course of oral amoxicillin (500 mg three times per day) or trimethoprim/sulfamethoxazole in penicillin-allergic patients (160 mg trimethoprim / 800mg sulfamethoxazole at 12 hour intervals) will be initiated for each patient 3 days following each dose of ADU-623. Patients will receive a 7-day course of antibiotics starting at the end of treatment visit.
Other Names:
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- Maximum Tolerated Dose [ Time Frame: 91 Days ]The primary objective of this trial is to determine the maximum tolerated dose (MTD)(up to a dose of 1x10^9 cfu IV) and characterize the safety profile of ADU-623 vaccine in patients with recurrent WHO Grade III/IV Astrocytomas. The MTD will be defined as the highest dose at which none or one out of 6 patients experiences a dose-limiting toxicity (DLT) that is possibly or probably related to the vaccine.
- Tumor response based on magnetic resonance imaging (MRI) exam [ Time Frame: 24 months ]The efficacy of therapy on tumor burden and time to progression will be assessed by MRI.
- Immune Response [ Time Frame: 91 Days ]Innate and adaptive immunologic response will be assessed by looking at changes in cytokines and changes in cellular and humoral immunity.

Choosing to participate in a study is an important personal decision. Talk with your doctor and family members or friends about deciding to join a study. To learn more about this study, you or your doctor may contact the study research staff using the contacts provided below. For general information, Learn About Clinical Studies.
Ages Eligible for Study: | 18 Years and older (Adult, Older Adult) |
Sexes Eligible for Study: | All |
Accepts Healthy Volunteers: | No |
Inclusion Criteria:
- Patients with a pathologic diagnosis of WHO Grade III or Grade IV astrocytic tumors that have completed standard of care or with radiographic evidence of progression following standard of care.
- Tumor tissue blocks available to perform both EGFRvIII and NY-ESO-1 testing
- Eastern Cooperative Oncology Group (ECOG) performance status 0 or 1 or Karnofsky Performance Status (KPS) 70-100
- Age 18 years or above
- Have a life expectancy of more than 12 weeks
- Laboratory values (performed within 5 days) within designated range.
- For women and men of childbearing potential, an acceptable method of highly effective contraception
- Ability to give informed consent and comply with the protocol.
Exclusion Criteria:
- Have a known allergy to both penicillin and sulfa
- Have artificial (prosthetic) joint(s), orthopedic screw(s), metal plate(s) or other exogenous implant(s) or device(s) that cannot be easily removed (i.e., prosthetic heart valves).
- Have any evidence of hepatic cirrhosis or clinical or radiographic ascites.
- Have radiographic or clinically significant pleural effusion.
- Receipt of prophylactic vaccine within 28 days of study treatment.
- Unable to avoid close contact with another individual known to be at high risk of listeriosis (e.g., newborn infant, pregnant woman, HIV-positive individual).
- History of allergy to yeast or any other component of the ADU-623 vaccine (e.g., glycerol).
- Have an immunodeficiency disease or immunocompromised state (e.g., use of immunosuppressive agents; chemotherapy or radiation therapy within 14 days of study treatment).
- Have had major surgery or significant traumatic injury occurring within 28 days before treatment administration or anticipated surgery or procedure requiring general anesthesia during study participation (including 28 days after last dose of ADU-623).
- Use of more than 4 grams per day of acetaminophen.
- Have received an investigational product within 28 days of study treatment or planned to receive within 28 days after vaccine administration.
- Have an unhealed surgical wound.
- Have clinically significant heart disease (such as uncontrolled angina, myocardial infarction with the last 3 months, congestive heart failure of New York Heart Association III or IV).
- Have valvular heart disease that requires antibiotic prophylaxis for prevention of endocarditis.
- Have an intercurrent illness that is either life-threatening or of clinical significance such that it might limit compliance with study requirements including, but not limited to, ongoing or active infection, metabolic or neurological disease, peripheral vascular disease or psychiatric illness.
- Have insufficient peripheral venous access to permit completion of the study dosing and compliance with study phlebotomy regimen.
- Have received a diagnosis of HIV, HCV, or HBV (patients with hepatitis C antibody positive may be enrolled if they are confirmed with negative viral load at screening).
- Have an active autoimmune disease or history of autoimmune disease requiring systemic steroids or other immunosuppressive treatment.
- Other medical or psychiatric conditions that in the opinion of the Principal Investigator would preclude safe participation in protocol.
- Pregnant or lactating women, as treatment has unknown effect on the embryo or child.
- Patients requiring chronic corticosteroid use will be excluded as this may mask toxic effects related to the vaccine and may prevent the development of effective immune responses following vaccination.

To learn more about this study, you or your doctor may contact the study research staff using the contact information provided by the sponsor.
Please refer to this study by its ClinicalTrials.gov identifier (NCT number): NCT01967758
United States, Oregon | |
Providence Cancer Center | |
Portland, Oregon, United States, 97213 |
Principal Investigator: | Marka Crittenden, MD, PhD | Providence Health & Services |
Additional Information:
Responsible Party: | Providence Health & Services |
ClinicalTrials.gov Identifier: | NCT01967758 History of Changes |
Other Study ID Numbers: |
13-012A |
First Posted: | October 23, 2013 Key Record Dates |
Last Update Posted: | August 17, 2018 |
Last Verified: | August 2018 |
Individual Participant Data (IPD) Sharing Statement: | |
Plan to Share IPD: | Yes |
Plan Description: | Data generated by this study will be shared with the collaborator, Aduro BioTech. |
Supporting Materials: |
Study Protocol Statistical Analysis Plan (SAP) Informed Consent Form (ICF) Clinical Study Report (CSR) |
Time Frame: | Data has been available from study start-up through the end of data analysis. Anticipated August 2018. |
Access Criteria: | De-identified data will be made available to Aduro BioTech. |
Astrocytic Tumors Glioblastoma Multiforme Anaplastic Astrocytoma |
Brain Tumor Brain Cancer Immunotherapy |
Glioblastoma Brain Neoplasms Astrocytoma Neoplasms Glioma Neoplasms, Neuroepithelial Neuroectodermal Tumors Neoplasms, Germ Cell and Embryonal Neoplasms by Histologic Type Neoplasms, Glandular and Epithelial Neoplasms, Nerve Tissue Central Nervous System Neoplasms Nervous System Neoplasms Neoplasms by Site Brain Diseases |
Central Nervous System Diseases Nervous System Diseases Anti-Bacterial Agents Amoxicillin Antibiotics, Antitubercular Trimethoprim Sulfamethoxazole Anti-Infective Agents Antitubercular Agents Anti-Infective Agents, Urinary Renal Agents Antimalarials Antiprotozoal Agents Antiparasitic Agents Folic Acid Antagonists |