Safety and Feasibility Study of Umbilical Cord Blood Cells for Infants With Hypoplastic Left Heart Syndrome
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ClinicalTrials.gov Identifier: NCT01445041 |
Recruitment Status :
Terminated
(Funding Period Ended)
First Posted : October 3, 2011
Last Update Posted : January 21, 2020
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Further study details as provided by Duke University:
Purpose: To evaluate the feasibility and safety of collecting and infusing autologous umbilical cord blood (UCB) in newborn infants with hypoplastic left heart syndrome (HLHS).
Study Rationale and Hypotheses: The major goal of this study is to determine whether infusion of autologous UCB cells in neonates with hypoplastic left heart syndrome is feasible and safe. The rationale for the study and for the potential benefit of UCB is based upon the following hypotheses:
- Infants with HLHS have significant neural injury evidenced from both prenatal and early antenatal brain MRI findings and infusion of UCB cells may lessen neural injury. Although the exact mechanism is unknown, UCB cell infusion may ameliorate neural injury via paracrine and anti-inflammatory effects that enhance post injury repair and may promote endogenous functional compensation of other cortical areas resulting in significant clinical improvements.
- UCB cells may also enhance cardiac function, minimize scar formation, and reverse detrimental remodeling after cardiac injury.
Condition or disease | Intervention/treatment | Phase |
---|---|---|
Hypoplastic Left Heart Syndrome | Biological: Autologous Umbilical Cord Blood | Phase 1 |
Study Type : | Interventional (Clinical Trial) |
Actual Enrollment : | 7 participants |
Allocation: | Randomized |
Intervention Model: | Single Group Assignment |
Masking: | None (Open Label) |
Primary Purpose: | Treatment |
Official Title: | Autologous Cord Blood Cells for Patients With HLHS: Phase I Study of Feasibility and Safety |
Actual Study Start Date : | September 1, 2011 |
Actual Primary Completion Date : | April 15, 2016 |
Actual Study Completion Date : | April 15, 2016 |

Arm | Intervention/treatment |
---|---|
Experimental: Single infusion of UCB
(autologous red blood cell and volume reduced cord blood cells)
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Biological: Autologous Umbilical Cord Blood
Infants who meet study enrollment criteria for hypoplastic left heart syndrome in the neonatal period will receive 1 infusion of their own volume reduced cord blood cells. The dose for each infusion is 5x10e7 cells/kg. |
Experimental: Three infusions of UCB
(autologous red blood cell and volume reduced cord blood cells)
|
Biological: Autologous Umbilical Cord Blood
Infants who meet study enrollment criteria for hypoplastic left heart syndrome in the neonatal period will receive 3 infusions of their own volume reduced cord blood cells. The first infusion will be a fresh, volume-reduced infusion and the subsequent infusions will be thawed and washed infusions. The dose for each infusion is 5x10e7 cells/kg. |
- Adverse event rates occurring in the pilot study population. The investigators will compare infusion outcomes of infants infused with frozen cells and infants infused with non-frozen cells. [ Time Frame: During Infusions (First 2 months of life) ]
- Feasibility and preliminary efficacy [ Time Frame: 1 year ]
Feasibility: volume of cord blood, cell viability, time to prepare/infuse fresh cells and frozen-thawed cells.
Preliminary efficacy: neurodevelopmental outcomes at 9 - 12 months, cardiac function as assessed clinically.

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Ages Eligible for Study: | up to 2 Days (Child) |
Sexes Eligible for Study: | All |
Accepts Healthy Volunteers: | No |
Inclusion Criteria:
- Infants > 35 weeks gestational age.
- Diagnosis: Hypoplastic Left Heart Syndrome.
- Autologous umbilical cord blood available with a minimum total nucleated cell dose of 1 x 10e7 cells/kg.
- Parental Consent.
Exclusion Criteria:
- Chromosomal anomalies identified before the time of infusion.
- Chromosomal anomalies or congenital anomalies that would prohibit clinicians from initiating surgical repair of the congenital heart defect.
- Infant is determined by clinical staff to be non-viable and will not receive aggressive care. (No member on the study team will be involved in determining the viability of the neonate.)
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Autologous umbilical cord blood unit has any of the following:
- Total nuclear cell count < 1 x 10e7.
- Positive maternal infectious serology (except CMV).
- Evidence of infectious contamination of the cord blood unit.
- Evidence of genetic disease.
- Unable to obtain parental consent.
- Mother < 18 years old.

To learn more about this study, you or your doctor may contact the study research staff using the contact information provided by the sponsor.
Please refer to this study by its ClinicalTrials.gov identifier (NCT number): NCT01445041
United States, North Carolina | |
Duke University | |
Durham, North Carolina, United States, 27710 |
Principal Investigator: | Charles M Cotten, MD MHS | Duke University |
Publications:
Responsible Party: | Michael Cotten, Associate Professor of Pediatrics, Duke University |
ClinicalTrials.gov Identifier: | NCT01445041 |
Other Study ID Numbers: |
Pro00024650 |
First Posted: | October 3, 2011 Key Record Dates |
Last Update Posted: | January 21, 2020 |
Last Verified: | January 2020 |
Hypoplastic Left Heart Syndrome Autologous Umbilical Cord Blood Newborn Infants |
Hypoplastic Left Heart Syndrome Syndrome Disease Pathologic Processes Heart Defects, Congenital |
Cardiovascular Abnormalities Cardiovascular Diseases Heart Diseases Congenital Abnormalities |