NK Cell Based Non-Myeloablative Transplantation in Acute Myeloid Diseases
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ClinicalTrials.gov Identifier: NCT01370213 |
Recruitment Status :
Completed
First Posted : June 9, 2011
Results First Posted : December 16, 2019
Last Update Posted : May 13, 2020
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Condition or disease | Intervention/treatment | Phase |
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Acute Myeloid Leukemia Myelodysplastic Syndrome | Drug: Preparative Regimen Biological: NK Cells Drug: Interleukin-2 Biological: CD34 Graft/Anti-thymocyte globulin Biological: Donor TCR α/β-depleted Graft/ATG | Phase 2 |
Study Type : | Interventional (Clinical Trial) |
Actual Enrollment : | 25 participants |
Allocation: | Non-Randomized |
Intervention Model: | Single Group Assignment |
Masking: | None (Open Label) |
Primary Purpose: | Treatment |
Official Title: | Multi-Center Phase II Trial of NK Cell Based Non-Myeloablative Haploidentical Transplantation for Patients With High-Risk Acute Myeloid Diseases |
Study Start Date : | September 2011 |
Actual Primary Completion Date : | April 2016 |
Actual Study Completion Date : | April 2017 |

Arm | Intervention/treatment |
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Experimental: CD34 Schema - High-Risk Acute Myeloid Disease
Patients with high risk acute myeloid disease treated with preparative regimen including Fludara, Cytoxan and total body irradiation followed by haploidentical donor NK cells, Interleukin-2, rabbit anti-thymocyte globulin, and filgrastim mobilized CD34+ selected peripheral blood stem cell graft from the same donor.
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Drug: Preparative Regimen
Preparative Regimen: 1) fludarabine 40 mg/m^2 x 4 doses on Days -22 through -19 pretransplant, 2) cyclophosphamide 50 mg/kg x 2 doses on Days -20 and -19 pretransplant, 3) total body irradiation 200 cGy twice a day (BID) (at least 6 hours apart) on Day -18 pretransplant, Other Names:
Biological: NK Cells CD3^- CD19^- selected, interleukin-2 (IL-2) activated, haploidentical donor natural killer (NK) cells infused on Day -17 pretransplant.
Other Name: Natural Killer cells Drug: Interleukin-2 Interleukin-2 6 million units (MU) subcutaneously (SQ) every other day for 6 doses beginning evening of NK cell infusion
Other Name: IL-2 Biological: CD34 Graft/Anti-thymocyte globulin Single donor filgrastim mobilized CD34+ selected peripheral blood stem cell graft (minimum cell dose of 5 x 10^6/kg) on day 0. Rabbit anti-thymocyte globulin (ATG) will be administered on day -1 (0.5 mg/kg) and day +1 and +2 (2.5 mg/kg) pretransplant per institutional guidelines. ATG dosing not identical for all patients.
Other Name: ATG |
Experimental: TCRα/β Schema - High-Risk Acute Myeloid Disease
Patients with high risk acute myeloid disease treated with preparative regimen including Fludara, Cytoxan and total body irradiation followed by haploidentical donor NK cells, Interleukin-2, rabbit anti-thymocyte globulin, and same donor TCR α/β-depleted cells infusion.
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Drug: Preparative Regimen
Preparative Regimen: 1) fludarabine 40 mg/m^2 x 4 doses on Days -22 through -19 pretransplant, 2) cyclophosphamide 50 mg/kg x 2 doses on Days -20 and -19 pretransplant, 3) total body irradiation 200 cGy twice a day (BID) (at least 6 hours apart) on Day -18 pretransplant, Other Names:
Biological: NK Cells CD3^- CD19^- selected, interleukin-2 (IL-2) activated, haploidentical donor natural killer (NK) cells infused on Day -17 pretransplant.
Other Name: Natural Killer cells Drug: Interleukin-2 Interleukin-2 6 million units (MU) subcutaneously (SQ) every other day for 6 doses beginning evening of NK cell infusion
Other Name: IL-2 Biological: Donor TCR α/β-depleted Graft/ATG Single donor TCR α/β-depleted filgrastim-mobilized peripheral blood stem cells (PBSC) graft (minimum cell dose of 5 x 10^6/kg) on day 0. ATG will be administered on days -6 and -5 (3mg/kg) for most patients.
Other Name: stem cell graft |
- Number of Participants With Donor Neutrophil Engraftment [ Time Frame: Day 28 ]The rate of donor neutrophil engraftment in the absence of leukemia at day +28 will be determined. Successful neutrophil engraftment is defined as an absolute donor-derived neutrophil count of >500 cells/μl. Leukemia free is defined as <5% bone marrow blasts, absence of blasts with Auer rods; absence of extramedullary disease; but cytogenetic or molecular minimal residual disease is allowed.
- Number of Participants With Disease Free Survival [ Time Frame: At 6 Months ]
- Number of Participants With Treatment Related Mortality (TRM) [ Time Frame: At 6 Months ]Cumulative incidence will be used to estimate TRM.
- Number of Participants Who Relapse [ Time Frame: 2 Years ]Cumulative incidence will be used to estimate relapse.
- Number of Participants With Early In Vivo Expansion of Natural Killer (NK) Cells [ Time Frame: Day 12 ]Successful in vivo donor NK cell expansion will be defined by measuring an absolute circulating donor-derived NK cell count of >100 cells/μl in patient's peripheral blood 12 days after infusion.

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Ages Eligible for Study: | 18 Years to 75 Years (Adult, Older Adult) |
Sexes Eligible for Study: | All |
Accepts Healthy Volunteers: | No |
Inclusion Criteria:
- Acute myeloid leukemia (AML) or myelodysplastic syndrome (MDS)
RAEB-1 or RAEB-2 fitting within one of the following disease groups:
- Primary induction failure (PIF): Patients who have not achieved a complete remission (CR) after two induction cycles of cytotoxic therapy (i.e. 7+ 3, MEC, FLAG, etc.) and having ≤ 10,000 absolute circulating blasts measured at least 21 days from prior therapy. Hydroxyurea may be used to control blasts count. Demethylating agents do not count as induction therapy; however early re-induction therapy based on residual disease on a day 14 BM will count as a 2nd cycle
- Relapsed Disease with low disease burden (AML or MDS with ≤ 10,000 absolute circulating blasts. No re-induction attempts are required, but a maximum of 2 reinduction attempts are allowed to be eligible.
- CR3 or greater: This will include CRp defined as CR without platelet recovery to 100,000/mcL.
- CR1 or CR2 with high risk features: Includes therapy induced, prior MDS or MPD, high risk cytogenetic or molecular phenotype with no available donor (sibling or unrelated adult)
Patients with known prior central nervous system (CNS) involvement are eligible provided that it has been treated and CSF is clear for at least 2 weeks prior to enrollment. CNS therapy (chemotherapy or radiation) should continue as medically indicated during the study treatment.
- Available related HLA-haploidentical adult donor by at least Class I serologic typing at the A&B locus
- Karnofsky score > 50%
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Adequate organ function within 28 days of study registration defined as:
- Hepatic: AST ≤ 3 x upper limit of institutional normal, total bilirubin ≤ 2.0 mg/dl
- Renal: estimated glomerular filtration rate (GFR) ≥ 50 mL/min/1.73m^2
- Pulmonary: Oxygen saturation ≥ 90% on room air and DLCOcor ≥ 40%
- Cardiac: Ejection Fraction ≥ 35% and no uncontrolled angina, severe uncontrolled ventricular or arterial arrhythmias, or any evidence of acute ischemia or active conduction system abnormalities (rate controlled atrial fibrillation is not an exclusion)
- Able to be off prednisone or other immunosuppressive medications for at least 3 days prior to NK cell infusion (except for those prescribed as part of the study)
- Women of child bearing potential must have a negative pregnancy test within 28 days prior to study registration and agree to use adequate birth control during study treatment
- Voluntary written consent
Exclusion Criteria:
- Biphenotypic leukemia
- Allogeneic transplant for AML within previous 6 months
- New or progressive pulmonary infiltrates on screening chest x-ray or chest CT scan that has not been evaluated with bronchoscopy, if feasible. Infiltrates attributed to infection must be stable/improving (with associated clinical improvement) after 1 week of appropriate therapy (4 weeks for presumed or documented fungal infections).
- Uncontrolled bacterial, fungal or viral infections including HIV - chronic asymptomatic viral hepatitis is allowed
- Known hypersensitivity to any of the study agents
- Received any investigational drugs within the 14 days before 1st dose of fludarabine
- Requires agents other than hydroxyurea to control blast count
Donor Selection:
- Related donor (sibling, parent, offspring, parent or offspring of an HLA identical sibling) 12-75 years of age. (It is recognized individual institutions may have differing donor age guidelines. This is acceptable as long as no donor is younger than 12 years or older than 75 years).
- Body weight of at least 40 kilograms
- In general good health as determined by the medical provider
- HLA-haploidentical donor/recipient match by at least Class I serologic typing at the A&B locus
- Able and willing to have up to 4 separate apheresis collections
- Not pregnant
- Voluntary written consent

To learn more about this study, you or your doctor may contact the study research staff using the contact information provided by the sponsor.
Please refer to this study by its ClinicalTrials.gov identifier (NCT number): NCT01370213
United States, Georgia | |
Emory University | |
Atlanta, Georgia, United States, 30322 | |
United States, Minnesota | |
University of Minnesota, Masonic Cancer Center | |
Minneapolis, Minnesota, United States, 55455 | |
United States, Missouri | |
Washington University | |
Saint Louis, Missouri, United States, 63110 | |
United States, Ohio | |
Ohio State University | |
Columbus, Ohio, United States, 43210 |
Principal Investigator: | Jeffrey Miller, M.D. | Masonic Cancer Center, University of Minnesota |
Responsible Party: | Masonic Cancer Center, University of Minnesota |
ClinicalTrials.gov Identifier: | NCT01370213 |
Other Study ID Numbers: |
2011LS027 MT2011-05 ( Other Identifier: Blood and Bone Marrow Transplant Program ) |
First Posted: | June 9, 2011 Key Record Dates |
Results First Posted: | December 16, 2019 |
Last Update Posted: | May 13, 2020 |
Last Verified: | April 2020 |
non-myeloablative haploidentical transplant hematopoietic cell transplant natural killer cells adoptive cellular therapy |
Myelodysplastic Syndromes Bone Marrow Diseases Hematologic Diseases Interleukin-2 Antilymphocyte Serum Antineoplastic Agents Analgesics, Non-Narcotic |
Analgesics Sensory System Agents Peripheral Nervous System Agents Physiological Effects of Drugs Immunologic Factors Immunosuppressive Agents |